EFTA01299223.pdf

Deutsche Bank El
Account Holder
Name
a
GCIS if Type of KYC New Relationship
Case 4
Productis) Banking
products Account Value <$1 MM
Enter Country USA
Entity Type LLC Name
comments
Articles of
Ownership Association/Inc./Org.
Operating Agreement
Articles of tirganization •
Filing Receipt and EIN
other: Confirmation Letter
Articles of
Legal Existence Associationlinc./Org.
other: Operating Agreement
Certificate of Good Standing
Articles or Organization -
Filing Receipt and EIN
Confirmation Letter
Signing Authority Articles of
Operating Agreement
Articles dt Organization -
Filing Receipt and EIN
other: Confirmation Letter
Entity Powers i Articles of
Structure Associationtinc.lOrg.
Operating Agreement
Articles of Organization-
Filing Receipt and EIN
other: Confirmation Letter
Reviewed By.
KYC Checklist
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Richard Kahn (Manager) x x x x x 2 2 x y
meets receivedComments
e.c. • existing client
11 Richard Kahn has been KYCds please refer to KYC #01133377 and #01133113 for more information.
2) When doing searches for Richard and we received PCR and ROC Alerts that are false positives
and have been cleared by AML Compliance. Please refer to the attachments on the KYC Case for more
information.
3) Ran internet searches on all parties involved. Nothing indicating money laundering, tax evasion, fraud,
financial or other criminal activity was uncovered and there was nothing that indicated a significant
reputational risk which may lead to a bar of client adoption or further escalation
Melisa Venegas Approval Date: December 2. 2014
For
use only SDNY_GM_00064P99
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DI3-SDNY-0027824
EFTA_00 II 75499
EFTA01299223