EFTA01299185.pdf

NAME SEARCHED: Jean Anne Brennan-Wiebracht
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
No Hit MI Not Required
RUC I RDC Results No RDC alert (Please sec attached)
M Bit
No Hit • Not Required
PCR U. PCR Results No KR alert (Please sec attached)
M Hit
IN Yes c No in. Negative Media No Information found
Ms q Not Required IV. Non-Nmtive Media No Information found
V. Other Language Media Not Required
Results? M Yes O No Not Required
D&B (83 Not Required Wilt&
0 No Information found
Smartt Results? O Yes No
O Not Required VU. Smartliax
El Review b E y g L i egal May No Information found
Court Cases be Required No Results VIII. Court Cases
El Search not required
Prepared by: Urvashi Lavania Date:10/24/2013
Research Analyst
Instructions:
I. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web
link below for your convenienee:ICIartindale-Hubbellhttp:/Avww.martindale.com/sp/Martindale/home.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your ICYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
S0NY_GIA_000648e2
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DEI-SDNY-0027717
EFTA_00175393
EFTA01299185

OFAC RESULTS
RDC:
11527836 No Match Found 6957494 Jean Anne Brennan-NN lebracht
Country:Virgin Islands, U.s. Date of Birth: 09/02/1960
PCR:
C20131019358795 Jean Anne Brennan-Wiebracht 6957494 NCA customised Auto-Closed No-Hit
24/10/20 13
BIS RESULTS
Negative Media:
No Information Found
Non-Negative Media:
No Information Found
Other Language Media:
Not Required
Public Records:
No Information Found
D&B:
Not Required
LEGAL RESULTS:
Court Cases:
No Information Found
For internal use only
SDNY_GM_00064893
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SDNY-0027718
EFTA_00I75394
EFTA01299186