EFTA01299080.pdf

W-9
Rem Request for Taxpayer Give Form to the
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Identification Number and Certification requester. Do not
Sint nmenue Service send to the IRS.
Name (act ellomn on your Income tax omen)
Southern Trust Company, Inc
Swam narnneksregardea entity name, if different from above
Check appropriate box for federal tax cassearaticec
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O Ind ritherescae proms O C Corporation S capordton IJ pannemh.p Li huOVestats
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Limited Saheb, company. Enter the tax daSedration (GC corporation. S=S corporation. P:Dannersh:01. Exempt payee
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Address (number, Meek and mot or suite no.) I neamsders name and flaws Ombra*
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Lim, start and OP code
St. Thomas, USVI 00802
List emote% number(S) here loOtions0
Taxpayer Identification Number (TIN)
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Enter your TIN in the appropriate box. The TIN provided must match the name given on the 'Name' line ! Social security number
to avoid backup withholding. For individuals, this is your social security number (SSW However. for a
resident alien, sole proprietor, or disregarded entity, see the Part I instructions on page 3. For other
entities, II is your employer identification number (EIN). If you do not have a number. see How to get a
TIN on page 3.
Note. If the account is in more than one name. see the than on page 4 for guidelines on whose Employer klenalication number
number to enter.
Part II Certification
Under penalties of perjury. I certify that:
. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me). and
2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b)l have not been notified by the Internal Revenue
n S o er l v o i n c g e e ( r IR s S u ) b t j h e a c t t I t o a m ba s c u k b u j p e c w t i t t o hh b o a ld ck in u g p . a w n it d h holding as a result Malmo:a to report all interest or dividends, or (c) the IRS has notified me that I am
3. I am a U.S. citizen or Other U.S. person (defined below).
Certification instructions. You must cross 00 item 2 above if you have been notified by the IRS that you are currently subject to backup wIthhoktng
because you have failed to report as interest and dividends on your tax return. For real estate transactions. item 2 does not apply. For mortgage
i g i n n e s te n tr r e u e r c a s t t l i l o y p . n a p s id a o , y n a m c P e q a n u g t i s e s i o t 4 i t . o h n e r o r th a a b n a i n n d te o r n e m st e a n r t i d dn)rd u e r n e d d s p . y ro o p u e a rt r y e , n c o a t n r c v e y ll u a l t e io c n l. o to f s d i e g b n t . t h C e a c n e tr r ib ti U fic t. a 0 t n io S n t , o b a u n t i y n o d u iV m id u u s a t l p re ro tir v e id m e e y n o t u a r r r c a o n r g re e c m t e T n IN t O . S R e A e ), t a h n e d
Sign Meneeme of
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U.S. 1-.2.-13
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General Instructions Note. If a requester gives you a form other than Form W-9 to request
Section references are to the internal Revenue •••• cei ise t y o o u th r i T s I F N o , r y m o u W m -9 u . s t use the requester's forme it is substantially similar
noted.
Purpose of Form
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d eral tax purposes, you are
A person who is required to Re an information return with the IRS must • An individual who Is a U.S. citizen or U.S. resident alien,
o e y o o f x b d a u ta m e p i b n a p t i l y , d e o o , , u r i a n r c c c c o q o o n u m r t i r r s e e i i b t c i p u o t a t n t i a o i d o x n r t p s o a a y b y y o a e o u r n u m i d . d r o e a e n n d a m t e l i e f e i t c s o n a t t a a t o t i n o e f n I s t F r e n t a A c u n . u m s r a e b c d e t r i p o ( r T n o T s p h , e m r t t o o y r . r t e c g a p a n o g c r e e t , i l n l f a o t t e e r r o e n s t • a • g A A o n p n e a iz s rt e t n a d e t e r in s ( h o th i t p h e . e c U r o t n h r i p t a e o n d r a a S t i f t o o a n r t e e . i s c g o n a m e u p s n t a a d n t e e y, r ) , o t o h r r e a l s a s w o s c i o a f t i t o h n e c U re n a it t e e d d S o t r a tes,
Use Form W-9 only if you are a US. person (including a resident • A domestic trust (as defined in Regulations section 301.7701-7).
then), to provide your correct TIN to the person requesting it (the Special rules for partnerships. PartnershiPS that conduct a trade Cr
requester) and, when applicable, to: busineSS in the United States are generally required to pay a withholding
1. Certify that the TIN you are giving is correct (or you are waiting for a tax on any foreign partners' share of income from such business.
number to be issued), Further. in certain cases where a Form W-9 has not been received, a
partnership is required to presume that a partner is a foreign person.
2. Certify that you are not subject to backup withholding, or and pay the withholding tax. Therefore, if you are a U.S. person that is a
3. Claim exemption from backup withholding if you are a V.S. exempt partner in a partnership conducting a trade or business in the United
payee. If appecable you are also certifying that as a U.S. person, your Slates, provide Form W-9 to the partnership to establish your U.S.
allocable share of any partnership income from a U.S. trade or business status and avoid withholding on your share of partnership income.
is not subject to the withholding tax on foreign partners' share of
effect.vey connected income.
Cat. No. 10231X Form W-9 Met 12-2011)
SDNY Gti_00064626
I DENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.Q0 DB-SDNY-0027451
EFTA_00175129
EFTA01299080

W-9
Form Request for Taxpayer Glee Form to the
(Rev. D ecember identification Number and Certification r quester. Do not
oepermient of the2 T0e11e)ny se nd to the IRS.
intone ae'.n, Serape
Name (as shavn on your income tax return
Southern Trust Company, Inc.
Business namedolsregarced entity name. it delarent Iran above
1, Southern Financial LLC
6 Deck eraropeate am for hard tax clesslficetiat
O indmaselos proprietor O C Corporation GI SComoration ■MI F/treatise O Tnateestate
I O united eablity company. Enter the lax clasalcaton (CAC corporation. SAS caPorsean F•Permennk) II' ..-------- —........r exemptpayee
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, O aryl Nee instnec sisi a
S Address inumots steel. and ese. of none no.) rRequesten name and ens (option*
en
cry, 03m ale ZIP cede
St. Thomas, USVI 00802
Lia account numbees) here (ootions)
Lam
Taxpe_yer Identification Number (TIN)
Enter your TIN in the appropriate box. The TIN provided must match the name given on the 'Marne" line l Sochi recalty natter
to avoid backup withholding. For individuals. this is your social security number (SSIQ. However, fora
resident gran. sole proprietor, or disregarded entity, see the Pan I instructions on page 3. For other
entities, pis your employer identification number (Eith. If you do not have a number. see How to get a
TIN on page 3.
Note. II the account is in more than one name. see the chart on page 4 for guidelines on whose Empioyer Identification MOWS
number to enter. Cr" "TM - C1- T
Part II Certification
Under penalties of PeOurY. I certify that:
1. The number shown on this form is my correct taxpayer Identification number (or I am waiting for a number to be issued to me). and
2. i am not subject to backup withholding because: (a) I am exempt from backup vAthhokfing, a (b) I have not heal notified by the Internal Revenue
Service (IRS) that I am subject to backup withholding as a result of a failure to report as interest or dividends. or (c) the IRS has notified me that I am
no longer subject to backup withholding, and
3. I am a U.S. citizen or other U.S. person (defined bear).
Certification Instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding
because you have failed to report all interest and Credende on your tax return. For real estate transactions, Item 2 does not apply. For mortgage
Interest paid, acquisition or abandonment.o seared property, cancellation of debt. contributions to an Individual retirement arrangement (IRA), and
generally, payments other than interest and avidends, you are not respired to sign the certification, but you must provide your correct TIN. See the
instructions on page 4.
Sign I Signatures 1
Here us. person* Dan' -13
General Instructions Note. If a requester gives you a form other than Form W-9 to request
your TIN, you must use the requester's fain If It is substantially similar
Section references are to the Internal Revenue C2dtupeess to this Form W-9.
noted.
Definition of a U.S. person. For federal tax purposes, you we
Purpose of Form considered a U.S. parser, If you art
A person who is required to file an information return with the IRS must • An individual who is a U.S. citizen or U.S. resident alien,
obtain your correct taxpayer identification number mho to report, for • A partnership, corporation, company. or association created or
example, income paid to you, real estate transactions, mortgage inter/at organized in the United States or under the laws of the United States.
you paid, acquisition or abandonment of secured property. cancellation • An estate (other than a foreign estate). or
of debt, or contributions you made to an IRA.
• A domestic trust (as defined in Regulations section 301.7701-7).
Use Form W-9 only if you are a US. person (Including a resident
alien), to provide your correct TIN to the person requesting it (the Special rules for partriershIps. Partnerships that conduct a trade or
requester) and, when yellows to: business in the United States are generally required to pay a withholding
tax on any foreign partners' share of income from such business.
1. Certify that the TIN you are giving is correct (Or you are waiting for a Further, in certain cases where a Form W-9 has not been received, a
number to be issued), partnership bi required to presume that a partner is a foreign person,
2. Certify that you are not subject to backup withholding. or and pay the withholding tax. Therefore, if you we a U.S. person that is a
3. Claim exemption from backup withholding if you are a U.S. exempt partner In a partnerviNp conducting a trade or business In the United
payee. If applicable, you are also certifying that as a U.S. person, your States, provide Form W-9 to the partnership to establish your U.S.
allocable share of any partnership interne from a U.S. trade or business status and avoid withholding on your share of partnership Income.
is not subject to the withholding tax on foreign partners' Was of
effectively connected income.
Cat. No. 10231x Form W-9 (Rev. t2-2o11)
SDNY_GM_00064627
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0027452
EFTA_OOTT51.30
EFTA01299081