EFTA01299062.pdf

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DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 0529/2013 Alert Date: 05/29/2013
Organization: Southern Financial U.0
Address: Gauntly-United States
Tracking ID: Reporting ID:
Alert #: 1 Alert 10:
Entity Information
Entity ID:
Entity Name: Southern Financial Services, Inc.
Address: Boca Raton, Florida, UNITED STATES
Event: SEC - SEC Violations (Insider Trading, Securities Fraud)
ACT - Disciplinary. Regulatory Action
08/13/2003, The SEC filed civil charges in federal district court in Miami. Florida against the former president
of Dicom Imaging Systems, Inc. and five Florida stock promoters including Southern Financial Services.
alleging that they used the Internet, press releases, spam e-mails, and televised interviews to commit
securities fraud through baseless financial projections and the stock promoters' "scalping." The complaint
also alleges that the promoters touted Dicom's stock but did not disclose all of the compensation they were
to receive pursuant to signed agreements: alleges that Gane had Dicom hire the stock promoters in June
and November 1999 to tout Dicom's stock in return for compensation; Gene supplied the promoters with
Dicom's financial projections for the next three years: $24.7 million in revenues and $19.7 million in earnings;
two of the promoters. Welsh and Tamburello. each wrote investment opinions that described Dicom as an
investment.
Source Information
RDC URL: hrips://arid.rdc.com/wss/entity.htnflentityld=9af0405228d5132185d3f3d53eb3413cc4
Source Name: SEC Litigation Releases - 2003, 11/14/2012
Source URL: http:riWww.sec.govilitigationriitreleases/litrelarchive/litarthive2003.shtml
Entity URL: • http:/twvw sec.gov/itigationfitreleasesAr18286.htm
•12tp:/Novw sec gov/litigation/complaints/comp18286.hbn
Consistent with the twins and corded-not your ROC Subscript' Agreemel the inlarnabon coniared wt this &current is lei *eft purposes only and is net lobe used tor mimesesof determining an
incl. iikkiK olgelity for arty credi on any otter FCRA Romusibto purposes Use, turd*, areec To Mb such motional and nom-aeon in St oust confidence. not to TS* la Meted °w than tot authatied
purpora to relate t ooly to Ergabyeos (pawing such informaton and not to Wear.. or du loso t t any wet parry Tr* Merl information contannci n mos do:unsay May Of may net ;Certain IC the aideadUal
a entity Rimmed in your inquiry. SDN.CGM_00064808 Paps 1 Ci 10
IDENTIAL
R.cONF
CONFIDENTIAL — PURSUANT TO FED. DB-SDNY-0027433
EFTA_001751I I
EFTA01299062

rdc
DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 05/29/2013 Alert Date: 05/29/2013
Organization: Southern Financial LLC
Address: C!iuntry United States
Tracking ID: 6229369 Reporting ID: 6229369
Alert #: 2 Alert ID: 1559801.11522860.41603821
Entity Information
Entity ID: 41603821
Entity Name: Southern Financial Group
Address: North Carolina, UNITED STATES
Event: SEC - SEC Violations (Insider Trading, Securities Fraud)
ACT - Disciplinary. Regulatory Action
09/12/2002, The Court in this case adjudged defendants Etfindepan, Southern Financial Group, and Tracy
Calvin Dunlap, Jr., to be in contempt of court and ordered Dunlap incarcerated based on their refusal to obey
court orders requiring them to produce documents and account for and repatriate investor funds.
Source Information
RDC URL: https://gnd.rdc.comhivss/entity.html?entityld=f0a4cd95716297875d3f3d53eb346cc4
Source Name: SEC Litigation Releases - 2002, 05/12/2012
Source URL: http://w/w sec.gov/litigation/litreleases/litrelarchive/litarchive2002.shtml
Entity URL: http://www sec.govAitigation/litreleases/Ir17723.htrn
Consistent was the tennis and conciacns of your ROC Subscript' Agreernet the often:Oxon contaned in this document is to' start purposesonly ar4 rs not tote used to: purposesof cleteonntro an
induquatseloblity la any erode or another FCRA pennessible aurae**. use. hMt4i ants to hold such martini and etormaton in Want CatdrICO. not to make use ThOrOOt OthOt Than Ito ihinOnie0
putpOSOS, to Watt. t Orgy tOOttgal3y0•StOquinng full informatco and rot to release or dad:sea to any other party TM Alas intorniaTen contaned o ms doturntkot may a may not pole n to no inchrodUal
a entity referenced in your inquiry SDNY_GM_00064609 Ng' 2 a 10
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(E DB-SDNY-0027434
EFTA_00I75I1.2
EFTA01299063

rdc
DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 05/29/2013 Alert Date: 05/29/2013
Organization: Southern Financial LLC
Address: C nunt ry United States
Tracking ID: 6229369 Reporting ID: 6229369
Alert #: 3 Alert ID: 1559801.11522860.26791053
Entity Information
Entity ID: 26791053
Entity Name: Southern Financial Group, Inc.
Address: South Carolina, UNITED STATES
Event: . SEC - SEC Violations (Insider Trading. Securities Fraud)
ACT - Disciplinary, Regulatory Action
03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a
cash balance in an account ranging from 8226,931.80 to $240.006.80: Southern failed to promptly give
notice to the Commission and others of the net capital deficiencies as required by law; and that, the reports
filed by Southern were inaccurate in that they misrepresented Southern's cash position and failed to
include certain liabilities.
• SEC - SEC Violations (Insider Trading, Securities Fraud)
ACT - Disciplinary. Regulatory Action
02/15/2005, Named in the civil action entitled Securities and Exchange Commission v. Southern Financial
Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number
2:02-1806-18, in the United States District Court for District of South Carolina. Charleston Division.
Source Information
RDC URL: https://grid.rdc.conVwss/entity.htmrentityld=712ec7c8d33eaffa5d313d53eb346cc4
Source Name: SEC Administrative Proceedings - 2005, 08/08/2009
Source URL: http/Mww.sec.goWlitigation/admin/adminarchwe/adminarc2005.shtml
Entity URL: • http:/Iwww.secgovflitigation/admin/34-51207.htm
• http:/Nwvw. sec.g ovAitigation/a dmin/34-51349. htm
Consistent was the terms and congealsof your ROC Sub:tater Ap r* meet the intarrobon cantered in this document is lc, alert purposes only and is nor to be used fa purposesof determnirg an
inataiaiaSalotyltly Ice any aerie or any other FORA peonasside purpmers User loiter agrees to hold such reetenal and etorrraton in Vs two anew,e gos. rot to make use thereof other than fa ihnhonzeo
purposes, to relate t onty to employees requiring such Informaton and rot to release Of detettitala to any caw party 1ra Alert information con:area n this clOtotteett May a Tay nor porta n to tho adrodual
a entity referenced in your cowry SONY_GM_00064610 Pepe 3 cl 10
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QPN(F DB-SDNY-0027435
EFTA_00I75I13
EFTA01299064

DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 05/29/2013 Alert Date: 05/29/2013
Organization: Southern Financial LLC
Address: Country:U nited States
Tracking ID: 6229369 Reporting ID: 6229369
Alert #: 4 Alert ID: 1559801.11522860.25661518
Entity Information
Entity ID: 25661518
Entity Name: Southern Financial Group, Inc.
Address: South Carolina, UNITED STATES
Event: SEC - SEC Violations (Insider Trading, Securities Fraud)
ACT - Disciplinary. Regulatory Action
12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton,
United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments
as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles
Dennis McKittrick (McKittrick).
Source Information
RDC URL: https://oridsdc.cornNiss/entity.htmlernntityld=67b955a58510d8e75d3f3d53eb346ccA
Source Name: SEC Litigation Releases - 2003, 11/142012
Source URL: http://yvvm.sec„govnitigationAitreleases/litrelarchive/litarchive2003.shtml
Entity URL: http://vivw.secgovAitigationilitreleases/Ir19009.htm
Consistent vant the term and concur's of yo.0 ROC Subsatet Agreernel the information cant:median:Ns documents for alert purposes only and is not lobe used to: mimeses of determining an
,ndididue sligertny tot any cede of any other FCRA pennessIble purposes User Niter agrees to !tile such n,etenal and ennerraton in slit:est confidence. rot to MS* use thereof 0thei than tot outlawed
purposes to relate Cooly to erriaLayets rewiring such intotyroban. and rOt to release or deans* rt to any Oder pasty Trey Mon snteerrytnn contend n :Ns doormen may a may not pertain to ow. ,nepadiat
or entity referents: n your equity SDNY_GM_00064611 Pepe 4 Ci 10
ID ENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(E DB-SDNY-0027436
EFTA_00I75II4
EFTA01299065

rdc
DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 05/29/2013 Alert Date: 05/29/2013
Organization: Southern Financial LLC
Address: ul,t:y United States
Tracking ID: 6229369 Reporting ID: 6229369
Alert #: 5 Alert ID: 1559801.11522860.25646082
Entity Information
Entity ID: 25646082
Entity Name: Southern Financial Group
Address: North Carolina, UNITED STATES
Event: . SEC - SEC Violations (Insider Trading. Securities Fraud)
ACT - Disciplinary, Regulatory Action
04/26/2001, LITIGATION RELEASE NO. 16977/ SEC V. SOUTHERN FINANCIAL GROUP 1:00CV00742
(August 10, 2000) COURT OF APPEALS AFFIRMS TRIAL COURT'S ORDER INCARCERATING
DUNLAP FOR CONTEMPT. On March 15, 2001, the U.S. District Court for the Middle District of North
Carolina adjudged defendants Elfindepan. S.A., Southern Financial Group and Tracy Calvin Dunlap, Jr. to
be in civil contempt of court based on their refusal to obey court orders requiring them to produce
documents, and account for and repatriate investor funds, related to their allegedly fraudulent investment
schemes.
• SEC - SEC Violations (Insider Trading. Securities Fraud)
ACT - Disciplinary, Regulatory Action
02/08/2001, LITIGATION RELEASE NO. 16892 / SEC V. SOUTHERN FINANCIAL GROUP. (USDC
Middle District of North Carolina, 1:00CV00742) amended complaint alleges that Southern Financial Group
misappropriated millions of dollars from innocent investors through a fraudulent investment scheme
commonly referred to as a "Prime Bank" scheme.
Source Information
RDC URL: https://grid.rdc.comAvss/entity.html?enbtyld=acd62503a7de83615d3f3d53eb346cc4
Source Name: SEC Litigation Releases - 2001, 03/02/2010
Source URL: http://www.sec.govAitigation/litreleases/litrelarchive/litarchive2001.shtml
Entity URL: • http://vmw.sec.govrtitigationrtitreleasesAr16977.htm
• httpJ/www.sec,govfitigationfitreleases/Ir16892.htm
Ccnantent way the tams and condecns of yo.0 ROC Subsaber Agreernvt the ethanol= contaned in this document is Ion alert lawman only and is natal,* used To, wrest., of cieterrnntro an
ineadquinSelgtatty Ion any CORR Or anyOther FCRA panneelble papa.* OW Wrier wets IC MN Such Wigan.' and intarraton in Otte* confidence rot to make use thereof other than ra avmonzeo
curpciees, to relate t orgy to *crony**.r owing; such intorrratico, and rot to release or dad:set Many CON party Try Merl intormanon contannd n :nrs dcognent may or may not orient> the incinictuai
a entity referenced in your inquiry SDNY_GM_00064612 rine $ Ci 10
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QC.:IN(F DB-SONY-0027437
EFTA_00I75I15
EFTA01299066

rdc
DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 05/29/2013 Alert Date: 05/29/2013
Organization: Southern Financial LLC
Address: C;!iuntry United States
Tracking ID: 6229369 Reporting ID: 6229369
Alert #: 6 Alert ID: 1559801.11522860.25181614
Entity Information
Entity ID: 25181614
Entity Name: Southern Financial Group, Inc.
Address: South Carolina, UNITED STATES
Event: . SEC - SEC Violations (Insider Trading. Securities Fraud)
ACT - Disciplinary, Regulatory Action
06/17/2002, Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten,
Charles Dennis McKittrick and Gerald F. Hunter. Jr., Defendants, and Springdale Investments, Inc., Relief
Defendant. United States District Court for the District of South Carolina, Charleston Division, Civil Action
File No. 2:02-1806-18
• SEC - SEC Violations (Insider Trading. Securities Fraud)
ACT - Disciplinary, Regulatory Action
06/19/2002. Securities and Exchange Commission v. Southern Financial Group. Inc.. Richard M. Wooten.
Charles Dennis McKittrick and Gerald F. Hunter. Jr., Defendants, and Springdale Investments. Inc.. Relief
Defendant, United States District Court for the District of South Carolina, Charleston Division. Civil Action
File No. 2:02.1806.18
• SEC - SEC Violations (Insider Trading, Securities Fraud)
ACT - Disciplinary, Regulatory Action
05/28/2002, SECURITIES AND EXCHANGE COMMISSION V. SOUTHERN FINANCIAL GROUP, INC.,
RICHARD M. WOOTEN, CHARLES DENNIS MCKITTRICK AND GERALD F. HUNTER. JR., United States
District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18
(Filed May 24. 2002)
Source Information
RDC URL: https://grid.rdc.com/v/ss/entity.html?entityldra7a395d6a12368e75d3f3d53e6346cc4
Source Name: SEC Litigation Releases - 2002, 05/12/2012
Source URL: http:/hwew.sec.govflitigation/litreleases/Irtrelarchive/litarchive2002.shtml
Entity URL: • http://www.sec.gov/litigationAitreleasesAr17574.htm
• http:/Novrw.sec.gov/litigationaitreleasesAr17569.htm
• http:Wirww.secgovnitigationAitreleasesAr17535.htm
Consotent wen the terms and conciacns of your ROC Subscriber Agreemert the irfarrobon oontsned in this document is Ice eat purposesonly ar4 is na lobe used fof purposes of delamntng an
infadquatSelotatty la any credit or any other FCRA perm:NON ourocees User further agrees to hold such rrotenal and etarreton in strictest confidence. not to make use thereof other than rof aathonzeo
curposes, to relate t only to erroOyees requiring such informatcn and not to release or dachas* Ft to any other puny T ro Mat onMernatmaY confined n lasi document fray a ray na paten 10 Ma incimacsai
a entity referenced in your cowry SDNY_GM_00064613 P°2te cf 10
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QPN(F DB-SDNY-0027438
EFTA_00175116
EFTA01299067

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DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 0529/2013 Alert Date: osnonon
Organization: Southern Financial LLC
Address: Country: United States
Tracking ID: 6229369 Reporting ID: 6229369
Alert #: 7 Alert ID: 1559801.11522860.24893031
Entity Information
Entity ID: 24893031
Entity Name: Southern Financial Group
Alias: SFG
Event: SEC - SEC Violations (Insider Trading, Securities Fraud)
ACT - Disciplinary. Regulatory Action
04/29/2008, Litigation Release No. 20543/ Securities and Exchange Commission v. Elfindepan, SA., et al.,
United States District Court for the Middle District of North Carolina. Civil Action No. 1:000V00742 Final
Judgments Entered Against Elfindepan SA, Strategic Asset Funds S.A., and Southern Financial Group for
Fraudulent High-Yield Investment Scam.
Source Information
RDC URL: https://prid.rdc.comNiss/entity.html7entityld=28d4c04c98a34f5f5d3f3d53eb346cc4
Source Name: SEC Litigation Releases - 2008, 11/11/2009
Source URL: http://envw.sec.govnitigationAitreleasesilitrelarchiveilitarchive2008.shtml
Entity URL: http://www.sepAovilitigation/litreleases/2008/I20543.htm
Conuntent wth the tennis ano condtcns of your ROC Sub:rater Agreerreet the irloenution oonbred in this document Is Ice alert purposes only and is not tote used Foe Femmes of determining an
'nose bWK sigoltry let any oesdol or any other FCRA pennesible purposes Use, 1u ter as-nes to nob such mateoal and ennerreton in ov.em confidence. rot to make usa thereof other than tor rartiOlIZOCI
purpOLOS. to OttatOtOaly to empSayeesrequinng such intorrnotcn and rift tO reeace Or clarC1050 II any CrOwl4 party T re Merl strt000.11)00 COrtinial n me 000.ffiltert Tay Or Tay not pertain le the ',gradual
or entity referenced n your inquiry. SDNY_GM_00064614 Page 7 '110
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(E DB-SDNY-0027439
EFTA_00175117
EFTA01299068

rdc
DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 05/29/2013 Alert Date: 05/29/2013
Organization: Southern Financial LLC
Address: Country United States
Tracking ID: 6229369 Reporting ID: 6229369
Alert #: 8 Alert ID: 1559801.11522860.26357581
Entity Information
Entity ID: 26357581
Entity Name: Southern Financial Group, Inc.
Address: Charleston, SC, UNITED STATES
Event: FRD - Fraud, Scams, Swindles
ALL - Allege
12/22/2004, alleged that Southern raised at least $25 million through a fraudulent scheme involving the sale
of short-term notes on behalf of UC Properties LLC.
Source Information
RDC URL: https://cid.rdc.com/wss/entiN.html?entityld=c5d5dba1600b31415d3f3d53eb346cc4
Source Name: SEC Litigation Releases - 2004, 05/12/2012
Source URL: http:thriww.sec.govAitigationAitreleases/litrelarchive/litarchive2004.shtml
Entity URL: http://www.sec.rtovAitigation/litreleases/Ir19009.htm
Cansntat wet the terns and conotons of year ROC Subscript' Agreemel the rrIcerration contared m this document is to alert purposes only arc. is not tote used to moose, of Oettanntro an
,ndudtK slgelay IY ally attic o any other FCRA pthaldible purposes User ruiTher arty% zo Mb such matenal and enamaton m at retest a'Henoto. not to make u61 Mated Othel than to Lithorato
purposes to relate tally to mycloysts requiring such infornsaten and nOt to redearn o, dare 1050 t t any Wet Nay T /deft intOndultrOn COrtinad n MO &cornea rray et may not Wren to Ma inCirodual
a entity referemed yOut iniquity. SDNY_GM_00064615 Page del 10
ID ENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QPN(E DB-SONY-0027440
EFTA_00I75I IS
EFTA01299069

rdc
DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 05/29/2013 Alert Date: 05/29/2013
Organization: Southern Financial LLC
Address: ;mint Ey United States
Tracking ID: 6229369 Reporting ID: 6229369
Alert #: 9 Alert ID: 1559801.11522860.36364841
Entity Information
Entity ID: 36364841
Entity Name: Southern Financial Services Inc.
Address: Asheville. NC, UNITED STATES
Event: . FRO - Fraud. Scams. Swindles
ASC - Associated with, Seen with
02/04/2011, U.S. Attorney Anne M. Tompkins announced that James W. "Bill" Bailey, Jr. had his initial
appearance on three federal criminal counts. Securities Fraud, Mail Fraud and Filing False Tax Retums
Charges, which was filed in a Bill of Information in U.S. District Court in Asheville on February 1, 2010. The
counts against Bailey charge that he engaged in a "Ponzi" scheme from about January 2000 to December
2010 to defraud investors of more than 513 million. According to the Bill of Information, the defendant
founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties,
LLC in Asheville. Court documents state that through Southern Financial Services Inc.. Bailey fraudulently
induced clients to deposit monies and purported to provide asset management. IRA accounts, and wills
and trusts services.
• TAX - Tax Related Offenses
ASC - Associated with, Seen with
02/04/2011. U.S. Attorney Anne M. Tompkins announced that James W. "Bill" Bailey, Jr. had his initial
appearance on three federal criminal counts, Securities Fraud, Mail Fraud and Filing False Tax Retums
Charges, which was filed in a Bill of Information in U.S. District Court in Asheville on February 1, 2010. The
counts against Bailey charge that he engaged in a "Ponzi" scheme from about January 2000 to December
2010 to defraud investors of more than $13 million. According to the Bill of Information, the defendant
founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties,
LLC in Asheville. Court documents state that through Southem Financial Services Inc.. Bailey fraudulently
induced clients to deposit monies and purported to provide asset management, IRA accounts, and wills
and trusts services.
• SEC - SEC Violations (Insider Trading, Securities Fraud)
ASC - Associated with, Seen with
02/04/2011, U.S. Attorney Anne M. Tompkins announced that, James W. "Bill" Bailey, Jr. had his initial
appearance on three federal criminal counts. Securities Fraud, Mail Fraud and Filing False Tax Returns
Charges, which was filed in a Bill of Information in U.S. District Court in Asheville on February 1. 2010. The
counts against Bailey charge that he engaged in a "Ponzi" scheme from about January 2000 to December
2010 to defraud investors of more than 513 million. According to the Bill of Information, the defendant
founded and operated Southern Financial Services Inc, 1031 Exchange Services, LLC and AVL Properties,
LLC in Asheville. Court documents state that through Southern Financial Services Inc.. Bailey fraudulently
induced clients to deposit monies and purported to provide asset management, IRA accounts, and wills
and trusts services.
Source Information
RDC URL: https://gnd.rdc.cornAvss/entityhtml?entityld=4b538c2393dee2cf5d3f3d53eb346cc4
Source Name: DOJ US Attorneys Offices Press Releases 2009 to 2012, 05/07/2013
Source URL: http:/rWww.justice.gov/usao/offices/index html
Entity URL: http:Mhww.justice.gov/usao/ncw/press/billbailey. html
°roister., wth the teems and conciacersol yap ROC Subsctbet Agreemet the idcarobon contaned m this document is tar Yet purposes only ar4 ti not tote used to: puiroses of deterrnntre an
'MUM.% elratitty lot any Cade Or any °dm( FCRA pennessible Defames User turthei areas to hold such matenal and 'fen ton in strictest confidence not to nets use Thereof Orr*, Than to, thimonzed
papa** to relaunch* to of:payees requiring such inforrreacey and rot to release or dschose 4 to any other pally The intonhatico contaned n this accurneet may or may not porta n to trio indroduai
a entity reterented in your inatary SDNY_GM_00064616 15.2e 9 Ci 19
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(E DB-SONY-0027441
EFTA_00I75IISI
EFTA01299070

c
DB12000P - Deutsche Bank Private Bank Alert
" Batch Date: 05/29/2013 Alert Date: 05/29/2013
Organization: Southern Financial LLC
Address: C::u”t Ey United States
Tracking ID: 6229369 Reporting ID: 6229369
Alert # 10 Alert ID: 1559801.11522860.29638413
Entity Information
Entity ID: 29638413
Entity Name: Southern Financial Mortgage Corporation
Address: Virginia, UNITED STATES
Event: MOR - Mortgage Related
ASC - Associated with. Seen with
07/13/2007. Mortgage License Revocations
(since 1/1/95); Reason: Failure to file annual report as required by §6.1.418
Source Information
RDC URL: https://gnd.rdceom/wss/entityhtml?entityld=6e121e2e9abf763c5d3f3d53eb346cc4
Source Name: VA State Corp Commission Mortgage License Revocations, 04/30/2010
Source URL: httollwww.scc.virginia.gov/bfitvio/mtg_rev.pdt
O:content we, the teems and contiecns of your ROC Subsabec Ageeemeet. the necerrobon contaned m this document is Ice Wert purposesonly ar4 is not lobe used Ice wanesof determining an
indwrivatselgeohly Ice any creed or any othei FCRA pternasside carmen User turbot agrees to hold such maternal and etarreton in Want confidence. not to mats U64/thweolother NM Ice ara011ied
purposes, to relate t only to employees requiring such intorrnaban and tot to rases° or dachas* it 10 any other early Tr* AIM intonnalon contained n the 0001TOM may ce may not pedant:att. endelckal
a entity referenced in your inquiry SDIV_GM_00064617 pegs 104 t0
IDENTIAL
R.ctQN,E
CONFIDENTIAL - PURSUANT TO FED. DB-SDNY-0027442
Erl'A_00175120
EFTA01299071