EFTA01299057.pdf

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rdc
Entity: Southern Financial Group
Entity Information
Entity ID: 41603821
Entity Name: Southern Financial Group
Address: North Carolina. UNITED STATES
Event: • SEC - SEC Violations (Insider Trading, Securities Fraud)
ACT - Disciplinary. Regulatory Action
09/12/2002, The Court in this case adjudged defendants Elfindepan, Southern Financial Group, and Tracy
Calvin Dunlap, Jr.. to be in contempt of court and ordered Dunlap incarcerated based on their refusal to
obey court orders requiring them to produce documents and account for and repatriate investor funds.
Source Information
RDC URL: https://grid.rdc.com/wss/entrty.html?entityld:10a4cd957f6297875d3f3d53eb346cc4
Source Name: SEC Litigation Releases - 2002, 05/12/2012
Source URL: http://www.sec.govAitigationnitreleases/litrelarchive/litarchive2002.shtml
Entity URL: http://www.sec.govaitigationllitreleases/917723.htm
Ccpyrpht 02013 Regoistry OnCorp. Inc All Nye, Reserved Ocaenem °enclosed 0106,29,2013 1207 12 SDNY_GM_00064540
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.WN(F DB-SDNY-0027365
EFTA_00175043
EFTA01299057