EFTA01298970.pdf

Financial Trust Company Inc and Southern Financial LLC
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
RDC alert (Mail Sent Separately)-Financial Trust
q 0 No Hit 0 Not Required
RDC 0 Hit I. RDC Results Company Inc
No RDC alert (Please sec attached)
No Hit • Not Required
PCR E0 l Hit II. PCR Results No PCR alert (Please see attached)
Yes 0 No III. Negative Media Result Found(please see attached)
El
BIS El Not Required IV. Non-Negative Media There was no information found
V. Other Language Media Not Required
D&B R 0 e su N lt o -4 t ? R I e N qu ire Y d e s • No VI. D&B Result Found(please see attached)
Smartliax Remits? Yes 0 No Result Found(please see attached)
ill Not Required VII. Smartlinx
:4 Review by Legal May
Cowl Cases be Required 0 No Results VIII. Court CafieS Result Found(please see attached)
0 Search not required
Prepared by: Urvashi LaVarlia Date:0S/IS/2013
Research Analyst
Instructions:
1. Review and confirm that all results are returned for your client.
2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web
link below for your convenience:Martindale-Hubbellhttp://www.martindak.comhp/Martindalc/hipme.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please notc: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
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OFAC RESULTS
RDC:
Financial Trust Company Inc-alert
11525825 No Match Found 6625071 Southern Financial LLC Country:United
States
PCR:
C20130818460008 Financial Trust Company Inc 6625071 NCA customised Closed - No Hit
15/08/2013
C20130818460011 Southern Financial LLC 6625071 NCA customised Closed - No Hit 15/08/2013
BIS RESULTS
Negative Media:
Palm Beach Daily News
July 4, 2010 Sunday
Dn1 Edition
Epstein's house arrest challenges guidelines; Many departures from
state regulations OK'd by court or probation officer.
BYLINE: MICHELE DARGAN, MICHELE DARGAN , Daily News Staff Writer
SECTION: A SECTION; Pg. A.1
LENGTH: 1419 words
Billionaire sex offender Jeffrey Epstein has strayed from specified guidelines during his
year of house arrest, his probation file shows.
Although Epstein has made several apparent missteps, a Daily News review of hundreds
of pages of his probation records shows he has never been arrested for any violations. In
fact, all departures from Florida Department of Corrections guidelines have received the
blessing of either the court or his probation officer.
For example, a report by a Palm Beach police captain states that, in his opinion, Epstein
violated probation in August when he was walking along State Road A1A, but his probation
officer nevertheless deemed him compliant.
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Page 2
Epstein's house arrest challenges guidelines; Many departures from state regulations OK'd
by court or probation officer. Palm Beach Daily News July 4, 2010 Sunday
Epstein, 57, has traveled on his private jet multiple times each month to the Virgin Islands
or New York, all in compliance with a court order.
He has spent blocks of time in Home Depot and Sports Authority multiple times, as
documented in his daily probation logs.
On March 31, he was at Home Depot from 6 to 10 p.m., according to his daily probation
logs; and on March 27, Epstein notes that he was at both stores from 11:30 a.m. to 5 p.m.
"By statute, stores are not prohibited places for sex offenders," said Jo Ellyn Rackleff,
spokesperson for the Florida Department of Corrections in Tallahassee. "Community
Control procedures allow for offenders to be given permission to shop for personal needs
for reasonable amounts of time."
But Assistant State Attorney Teri Skiles, chief of the Major Violent Crimes Division, said
other than going to work, Epstein is allowed to "go to the grocery store once a week, his
attorney's office and any doctors' appointments. However, he has to advise his probation
officer of all of his appointments prior to going."
Regarding shopping, Skiles said it is not the intention of the state attorney's office to allow
it.
"However, if he gets permission from his probation officer, then he is allowed to," she said.
Florida Department of Corrections guidelines state: "Shopping for personal items and
getting a haircut is limited to once a month."
Epstein served 13 months of his 18-month sentence and received liberal work-release
privileges while in jail. He was able to go to his West Palm Beach office six days a week
for up to 16 hours a day.
Epstein has been serving one year of house arrest at his Palm Beach home, which ends
July 21, and is registered as a lifelong sex offender.
Epstein has paid confidential settlements to more than two dozen women locally who claim
Epstein sexually abused them as minors. Jane Doe, who was 14 at the time of the abuse,
is set for trial in her case on July 19.
Probation officer gives permission
Epstein's daily probation logs are supposed to detail -- with addresses included -- his
whereabouts at all times, according to Florida Department of Corrections guidelines. In
most cases, Epstein's logs are short on details, usually with no specific addresses and, in
one case, inaccurate.
The Aug. 19, 2009, entry shows he was at the "office" at 250 S. Australian Ave., West
Palm Beach, from 8 a.m. to 9 p.m. But, according to a Palm Beach Police memorandum,
Epstein was stopped by Palm Beach Police Capt. George Frick walking back and forth
along South Ocean Boulevard between 4:30 and 5 p.m. that day, one month after his
release from the Palm Beach County Jail.
When Frick stopped Epstein at 4:53 p.m., he was walking southbound at South Ocean at
Clarke Avenue but he had been seen walking northbound a half-hour earlier, according to
the written report.
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Page 3
Epstein's house arrest challenges guidelines: Many departures from state regulations OK'd
by court or probation officer. Palm Beach Daily News July 4, 2010 Sunday
Frick had contacted the probation supervisor, who said, in his opinion, it was a probation
violation.
Dressed in sweat pants and a white T-shirt, Epstein told Frick he was walking to his West
Palm Beach office and was allowed to do so by his probation officer, Carmen Sloan.
Frick asked Epstein why he was not on a direct route to work. Epstein said he had walked
to the north bridge [Flagler Memorial Bridge], but it was too busy and now was headed to
the middle bridge (Royal Park Bridge].
Frick said Epstein did not have a copy of his weekly schedule, which the supervisor said
he should have with him.
After speaking with Sloan, the supervisor told Frick that Sloan had given permission for
Epstein to walk to work at this time of day and she did not consider it a violation. Frick
released Epstein without arrest.
Police contact probation officer
The next day, Frick spoke directly with Sloan.
"I then questioned Sloan as to why he could be so far off a direct route and how much
detail was included in this weekly schedule. She advised there was not much detail on the
schedule or about the route. I advised Sloan that in order to avoid ongoing problems with
Epstein that I would need a copy of his weekly schedule and these schedules would have
to be more detailed. I further advised her that, based on my observations, this was a clear
violation of his community control and, that absent her involvement yesterday, Epstein
would have been arrested for VOP [violation of parole]."
Notations by Sloan in the file show she told Frick it would be too difficult to provide him
with Epstein's weekly schedules because they often change and wouldn't necessarily be
accurate.
"At Officer Sloan's discretion, he was walking to work as his exercise, as he was not
allowed to swim or go to the gym," Rackleff said via e-mail.
When asked about the discrepancy in his daily log entry for Aug. 19, Rackleff said,
"Unfortunately, we cannot answer this one today, it looks like there is a second entry on
the log in the evening of 8/19/09, but we cannot make out what it says. (The supervising
officer at that time was CPSO Sloan and she is out on extended leave). The case notes do
not specify what time the police saw him."
Assistant State Attorney Skiles said, "We evaluate information that comes to the office
about compliance. We do not have primary compliance responsibility. That responsibility
rests with the probation office."
Traveling outside state
Records show that Epstein traveled nearly every week to either his home in New York City
or his private island, Little St. James in the U.S. Virgin Islands, during the first four months
of this year. His probation officers have issued him travel permits for each trip in
accordance with a Dec. 18 court order by Circuit Judge Jeffrey Colbath.
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Page 4
Epstein's house arrest challenges guidelines; Many departures from state regulations OK'd
by court or probation officer. Palm Beach Daily News July 4, 2010 Sunday
The judge approved Epstein's travel out of Palm Beach County for business purposes --
with 48-hour prior approval from his probation officer. He must travel on weekdays and
may stay over one night. Travel permits show he has done so.
Inactive company
Epstein's company, the Florida Science Foundation, is listed as inactive as of Sept. 25,
according to the Florida Division of Corporations. Yet, he still has that company listed as
his place of business on his probation documents and on his sex offender registration.
A certificate of incorporation for C.O.U.Q Foundation -- with Epstein as president -- lists the
same office address.
Rackliffe said via e-mail, "He no longer has a company registered in Florida, however,
maintains an office for his Virgin Island business, Financial Trust Co. Inc. at 250 South
Australian Ave, West Palm Beach. We have a copy of the business license registered in
the U.S. Virgin Islands. Apparently when he registered with PBSO, for the Sex Offender
Registration, he did not give them his updated company information. The location is the
same."
Epstein's attorney, Jack Goldberger, did not return calls for comment.
— mdargan
@pbdailynews.com 1
Jan. 6, 2010 — Palm Beach to New York. Leaves New York at 2:15 a.m. on \ Jan. 7 for St.
Thomas; back in Palm Beach at 9:30 p.m. that night.
\ Jan. 7 -- Leaves Palm Beach at 6 a.m. for day trip to the Virgin Islands.
Jan. 13 -- Trip to New York. Back in Palm Beach house at 2 a.m. Jan. 14.
\ Jan. 15 — At 6 a.m., leaves for Virgin Islands; arrives home in Palm \ Beach at 9 p.m.
\ Feb. 1 and 2 — New York
\ Feb. 5 — Day trip to the Virgin Islands
\ Feb. 15 -- Leaves Palm Beach for New York. At 8 p.m., leaves New York for \ St. Thomas
Airport and lands there at 1 a.m. on Feb. 16. Arrives home by \ 9:30 p.m.
\ Feb. 16 -- At 6 a.m., leaves for Palm Beach International Airport and is \ back in his
residence at Little St. James in the Virgin Islands by 11 a.m. \ Stays overnight and is back
at home by 9:30 p.m. Feb. 17.
Feb. 18-19 -- New York
\ Feb. 23-24 — New York
\ March 2-3 -- New York
\ March 5 — Virgin Islands
1March 22 -- Virgin Islands
\ March 25-26 — New York
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Epstein's house arrest challenges guidelines: Many departures from state regulations OK'd
by court or probation officer. Palm Beach Daily News July 4, 2010 Sunday
\ March 29-30 Virgin Islands
\ April 7-8 -- New York
\ Source: Jeffrey Epstein's Probation File\
LOAD-DATE: December 2, 2010
LANGUAGE: ENGLISH
DOCUMENT-TYPE: News
PUBLICATION-TYPE: Newspaper
JOURNAL-CODE: PBDN
Copyright 2010 ProQuest Information and Learning
All Rights Reserved
ProQuest SuperText
Copyright 2010 Palm Beach Post
Non-Negative Media:
There was no information found
Other Language Media:
Not Required
Public Records:
1 OF 2 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2013 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Subject Summary
Name Address Phone County/FIPS
FINANCIAL TRUST 457 MADISON AVE None Listed
COMPANY. INC. NEW YORK. NY 10022-6843
Name Variations/DBAs
# Name Variations
1. FINANCIAL TRUST COMPANY. INC.
Addresses -1 records found
# Address Dates County MSA
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Page 2
# Address Dates County MSA
1. 457 MADISON AVE 8/11/1999- NEW YORK New York, NY -
NEW YORK, NY 10022 5600
7/2009
UCC Liens - 2 records found
1:NY UCC LIEN FILING
Debtor Information
Debtor 1
Name: FINANCIAL TRUST COMPANY. INC.
Address: 457 MADISON AVE NEW YORK. NY 10022-6843
Debtor 2
Name: FINANCIAL TRUST COMPANY. INC. C/O J. EPSTEIN & COMPANY, INC
Address: 457 MADISON AVE NEW YORK. NY 10022-6843
Secured Party Information
Secured 1
Name: CITIBANK. N.A.
Address: 70 E 55TH ST NEW YORK, NY 10022-3222
Secured 2
Name: CITIBANK. N.A. C/O ST. JOHN & WAYNE. LLC
Address: 70 E 55TH ST NEW YORK. NY 10022-3222
Filing Information
Original Filing Number: 200406140607730
Original Filing Date: 6/14/2004
Filing 1
Filing Type: TERMINATION
Filing Date: 5/1/2009
Filing Number: 200905015401920
Filing 2
Filing Type: INITIAL FILING
Filing Number: 200406140607730
Filing Date: 6/14/2004
Expiration Date: 6/14/2004
Filing Offices
Address: 162 WASHINGTON AVE ALBANY. NY 12210
Filing Agency: SECRETARY OF STATE/UCC DIVISION
Collateral Information
Description: 06/14/2004 200406140607730 - ACCOUNT(S) AND PROCEEDS:ASSETS
AND PROCEEDS:NEGOTIABLE INSTRUMENTS AND PROCEEDS
2:NY UCC LIEN FILING
Debtor Information
Debtor 1
Name: FINANCIAL TRUST COMPANY, INC.
Address: 457 MADISON AVE NEW YORK. NY 10022-6843
Debtor 2
Name: FINANCIAL TRUST COMPANY. INC.
Debtor 3
Name: FINANCIAL TRUST COMPANY, INC. C/O J. EPSTEIN & COMPANY
Address: 457 MADISON AVE NEW YORK, NY 10022-6843
Debtor 4
Name: FINANCIAL TRUST COMPANY, INC. C/O J. EPSTEIN & COMPANY, INC.
Address: 457 MADISON AVE NEW YORK. NY 10022-6843
Secured Party Information
Secured 1
Name: CITIBANK, N.A.
Address: 70 E 55TH ST NEW YORK. NY 10022-3222
Secured 2
Name: CITIBANK. N.A.
Address: 70 E 55TH ST NEW YORK, NY 10022-3222
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2:NY UCC LIEN FILING
Secured 3
Name: CITIBANK. N.A.
Secured 4
Name: CITIBANK. N.A. C/O ST. JOHN & WAYNE. L.L.C.
Address: 70 E 55TH ST NEW YORK, NY 10022-3222
Filing Information
Original Filing Number: 99161432
Original Filing Date: 8/11/1999
Filing 1
Filing Type: TERMINATION
Filing Date: 7/24/2009
Filing Number: 200907240429850
Filing 2
Filing Type: CONTINUATION
Filing Number: 200406140607716
Filing Date: 6/14/2004
Expiration Date: 8/11/2009
Filing 3
Filing Type: CONTINUATION
Filing Number 200402135118334
Filing Date: 2/13/2004
Expiration Date: 8/11/2009
Filing 4
Filing Type: TERMINATION
Filing Date: 9/25/2002
Filing Number 02218371
Filing 5
Filing Type: INITIAL FILING
Filing Date: 8/11/1999
Filing Number 99161432
Filing Offices
Address: 162 WASHINGTON AVE ALBANY. NY 12210
Filing Agency: SECRETARY OF STATE/UCC DIVISION
Collateral Information
Description: 08/11/1999 99161432 - ACCOUNT(S) ALL INCLUDING PROCEEDS AND
PRODUCTS:GENERAL INTANGIBLE(S) ALL INCLUDING PROCEEDS AND
PRODUCTS,NEGOTIABLE INSTRUMENTS ALL INCLUDING PROCEEDS
AND PRODUCTSASSETS ALL INCLUDING PROCEEDS AND PRODUCTS
Business Associates - 40 records found
# Name Address
1. 301 EAST 66TH ACQUISITION PARTNERS, L.P. 457 MADISON AVE
NEW YORK. NY 10022-6843
2. 301 EAST 66TH STREET. INC. 457 MADISON AVE
NEW YORK, NY 10022-6843
3. 457 MADISON AVENUE CORP 457 MADISON AVE
NEW YORK, NY 10022-6843
4. AMERICAN SOCIETY OF LANDSCAPE 457 MADISON AVE
ARCHITECTS NEW YORK CHAPTER NEW YORK, NY 10022-6843
5. ARCHITECTURAL LEAGUE OF NEW YORK 457 MADISON AVE
NEW YORK, NY 10022-6843
6. BEACH PARTNERS. LLC 457 MADISON AVE
NEW YORK. NY 100224843
7. BHP ENERGY INC. 457 MADISON AVE
NEW YORK, NY 10022-6843
8. BOSS CARS, INCORPORATED 457 MADISON AVE
NEW YORK, NY 10022-6843
9. DARA PARTNERS. L.P. 457 MADISON AVE
NEW YORK, NY 10022-6843
10. DKI GRAPHICS. INC. 457 MADISON AVE
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Name Address
NEW YORK, NY 10022-6843
11 DORSET DEVELOPMENT LLC 457 MADISON AVE
NEW YORK, NY 10022-6843
12 EPSTEIN INTERESTS 457 MADISON AVE
NEW YORK. NY 10022.6843
13 HERITAGE INTERESTS 457 MADISON AVE
NEW YORK. NY 10022-6843
14 IMB CAPITAL LTD 457 MADISON AVE
NEW YORK. NY 10022-6843
15 LEDERER DE PARIS FIFTH AVENUE, INC. 457 MADISON AVE
NEW YORK, NY 10022-6843
16 MAMBA ENTERPRISE L.L.C. NEW YORK, NY
17 MEDICI FUND LLC 457 MADISON AVE
NEW YORK. NY 10022-6843
18 METROPOLITAN WATERFRONT ALLIANCE 457 MADISON AVE
NEW YORK, NY 10022-6843
19 MUNICIPAL ART SOCIETY 457 MADISON AVE
NEW YORK, NY 100226843
20 N.Y.C.B.. LTD. 457 MADISON AVE
NEW YORK, NY 10022-6843
21 NEW YORK FOUNDATION FOR ARCHITECTURE, 457 MADISON AVE
INC. NEW YORK. NY 10022-6843
22 NEW YORK STRATEGY GROUP LLC 457 MADISON AVE
NEW YORK, NY 10022-6843
23 NEW YORKERS FOR PARKS 457 MADISON AVE
NEW YORK, NY 10022-6843
24 OSSA PROPERTIES. INC. 457 MADISON AVE
NEW YORK, NY 10022-6843
25 PARKS AND RECREATION 2001 NEW YORK. NY
26 PODELL SCHWARTZ SCHECHTER & BANFIELD NEW YORK, NY
LLP
27 R.L. & G. CARS. INC. 457 MADISON AVE
NEW YORK, NY 10022-6843
28 RANDOM HOUSE, INC. 457 MADISON AVE
NEW YORK. NY 10022-6843
29 RBNY, INC. 457 MADISON AVE
NEW YORK. NY 10022-6843
30 SCHWARTZ. WEISS. STECKLER & HOFFMAN PC 457 MADISON AVE
NEW YORK, NY 10022-6843
31 SEVENTH REGIMENT ARMORY CONSERVANCY 457 MADISON AVE
INC NEW YORK, NY 10022-6843
32 SLOPPY'S VERMONT BARBEQUE LLC 457 MADISON AVE
NEW YORK. NY 10022-6843
33 TAMCO INDUSTRIES 457 MADISON AVE
NEW YORK. NY 10022-6843
34 THE ASSOCIATES OF THE ART COMMISSION INC 457 MADISON AVE
NEW YORK. NY 100224843
35 THE HISTORIC DISTRICTS COUNCIL. INC. 457 MADISON AVE
NEW YORK, NY 10022-6843
36 URBAN (61) INC 457 MADISON AVE
NEW YORK, NY 10022-6843
37 URBAN CENTER BOOKS 457 MADISON AVE
NEW YORK, NY 10022-6843
38 URBAN DEVELOPMENT PARTNERS LLC 457 MADISON AVE
NEW YORK. NY 100224843
39 URBAN MANAGEMENT PARTNERS LLC 457 MADISON AVE
NEW YORK, NY 10022-6843
40 URBAN PARTNERS LLC 457 MADISON AVE
NEW YORK. NY 10022-6843
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Sources - 4 records found
All Sources 4 Source Document(s)
Business Finder 2 Source Document(s)
UCC Lien Filings 2 Source Document(s)
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary
of State documents, the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your 0PPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright® 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved.
2 OF 2 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2013 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Subject Summary
Name Address Phone County/FIPS
FINANCIAL TRUST 6100 RED HOOK QTRS None Listed
COMPANY, INC. ST THOMAS, VI 00802-1348
Name Variations/DBAs
# Name Variations
1. FINANCIAL TRUST COMPANY, INC.
Addresses - 2 records found
# Address Dates County MSA
1. 6100 RED HOOK QTRS 8-3 11/26/2001 -
ST THOMAS, VI 00802
7/2009
2. 6100 RED HOOK QTRS 7/21/2011 -
ST THOMAS. VI 00802
7/21/2011
Executives -1 records found
# Name Titles
1. BRENNAN. JEANNE VICE PRESIDENT
Business Associates - 5 records found
# Name Address
1. BRILL - DEHAAS ST THOMAS, VI
2. CARIBBEAN SALOON ST THOMAS, VI
3. IRELAND-32, LTD. 6100 RED HOOK QTRS
ST THOMAS, VI 00802-1348
4. J EPSTEIN & CO INC ST THOMAS. VI
5. MOF VI LIMITED PARTNERSHIP 6100 RED HOOK QTRS
ST THOMAS, VI 00802-1348
Person Associates -1 records found
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# Name Address
1. BRENNAN, JEANNE 6100 RED HOOK QTRS
ST THOMAS, VI 00802-1348
Sources - 4 records found
All Sources 4 Source Document(s)
Business Contacts 1 Source Document(s)
Business Finder 3 Source Document(s)
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary
of State documents, the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your DPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright. 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved.
1 OF 6 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2013 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Subject Summary
Name Address Phone County/FIPS
SOUTHERN FINANCIAL LLC ALTAMONTE SPRINGS, FL None Listed
Name Variations/DBAs
# Name Variations
1. SOUTHERN FINANCIAL LLC
Phone Summary -1 records found
# Telephone Number
1 (407) 788-1938
Addresses -1 records found
# Address Dates County MSA
1. 9/26/2003 - SEMINOLE
ALTAMONTE SPRINGS, FL
32714
10/112003
Executives - 2 records found
# Name Titles
1. HARRIS, DAVID TREASURER, MANAGER
2. PRICE. JOHN MANAGER
Person Associates - 2 records found
# Name Address
1. HARRIS. DAVID
LTAMONTE SPRINGS Fl 32714-2506
2. PRICE, JOHN
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# Name Address
ALTAMONTE SPRINGS. FL 32714-2506
Sources - 5 records found
All Sources 5 Source Document(s)
Business Contacts 3 Source Document(s)
Business Finder 2 Source Document(s)
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary
of State documents. the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your 0PPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved.
2 OF 6 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2013 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Subject Summary
Name Address Phone County/FIPS
SOUTHERN FINANCIAL None Listed
TRUST. LLC MARCO ISLAND. FL 34145-
2539
Name Variations/DBAs
# Name Variations
1. SOUTHERN FINANCIAL LW
2. SOUTHERN FINANCIAL TRUST, LLC
Addresses - 4 records found
# Address Dates County MSA
1 6/2005 - COLLIER Naples, FL - 5345
MARCO ISLAND. FL 34145
5/8/2010
2. 8/6/2010 - COLLIER
MARCO ISLAND, FL 34145
11/8/2011
3. 10/12/2011 - COLLIER
MARCO ISLAND, FL 34145
7/20/2012
4. 1/24/2012 - COLLIER
MARCO ISLAND. FL 34145
5/10/2013
Profile Information - 6 records found
1: SOUTHERN FINANCIAL TRUST, LLC
Company Name: SOUTHERN FINANCIAL TRUST, LLC
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1: SOUTHERN FINANCIAL TRUST, LLC
Date Of Incorporation: 5/18/2005
State Of Incorporation: FL
Charter Number: L05000049636
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
2: SOUTHERN FINANCIAL TRUST, LLC
Company Name: SOUTHERN FINANCIAL TRUST, LLC
Date Of Incorporation: 5/18/2005
State Of Incorporation: FL
Charter Number: L05000049636
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
3: SOUTHERN FINANCIAL TRUST, LLC
Company Name: SOUTHERN FINANCIAL TRUST. LLC
Date Of Incorporation: 5/18/2005
State Of Incorporation: FL
Charter Number: L05000049636
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
4: SOUTHERN FINANCIAL TRUST, LLC
Company Name: SOUTHERN FINANCIAL TRUST. LLC
Date Of Incorporation: 5/18/2005
State Of Incorporation: FL
Charter Number: L05000049636
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
5: SOUTHERN FINANCIAL TRUST, LLC
Company Name: SOUTHERN FINANCIAL TRUST, LLC
Date Of Incorporation: 5/18/2005
State Of Incorporation: FL
Charter Number: L05000049636
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
6: SOUTHERN FINANCIAL TRUST, LLC
Company Name: SOUTHERN FINANCIAL TRUST, LLC
Date Of Incorporation: 5/182005
State Of Incorporation: FL
Charter Number: L05000049636
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
Executives - 4 records found
# Name Titles
1. JOHN. P NACHEF MEMBER MANAGER
2. NACHEF, JOHN P MEMBER MANAGER, MANAGER
3. NACHEF, JOHN P MANAGER
4. NACHEF. P CONTACT
Registered Agents - 3 records found
# Name Address
1. NACHEF JOHN MARCO ISLAND, FL 34145-
2. NACHEF JOHN MARCO ISLAND, FL 34145-
6730
For internal use only
SDNY_GM_00064377
IDENTIAL
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EFTA_00I74.880
EFTA01298982

Page 4
# Name Address
3 NACHEF JOHN MARCO ISLAND, FL 34145-
2539
Company ID Numbers - 2 records found
Company ID Numbers
FEINs: 20-2862383
Sec. of State Charter No(s): FL. L05000049636
Real Property - 3 records found
1: Deed Record for COLLIER County
Buyer Information
Name: MAC BUILDERS INC
Address: . FL 33027-1208
County/FIPS: BROWARD
Seller Information
Name: SOUTHERN FINANCIAL TRUST LLC
Address: MARCO ISLAND, FL 34145-2876
County/FIPS: COLLIER
Property Information
Data Source: B
Lender Information
Name: FIRST SOUTHERN BANK
Legal Information
Assessors Parcel 00447760000
Number:
Contract Date: 12/15/2005
Recording Date: 12/28/2005
Document Number: 3757375
Document Type: WARRANTY DEED
Book/Page: 3955/1362
Sale Information
Sale Price: $3300000
Mortgage Information
Loan Amount: $2310000
Loan Type: UNKNOWN
2: Deed Record for COLLIER County
Buyer Information
Name: SOUTHERN FINANCIAL TRUST LLC
Address: MARCO ISLAND, FL 34145-2876
County/FIPS: COLLIER
Seller Information
Name: ISLAND MON INVESTMENTS LLC
Address: NAPLES, FL 34103.4409
County/FIPS: COLLIER
Property Information
For internal use only
SDNY_GM_00064378
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0027203
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Page 5
Data Source: B
Legal Information
Assessor's Parcel 00447760000
Number:
Contract Date: 06/14/2005
Recording Date: 06/16/2005
Document Number: 3640419
Document Type: WARRANTY DEED
Book/Page: 3823/593
Sale Information
Sale Price: $2500000
3: Assessment Record for COLLIER County, FL
Owner Information
Name: SOUTHERN FINANCIAL TRUST LLC
Address: MARCO ISLAND, FL 34145-2876
County/FIPS: COLLIER
Property Information
Address: NAPLES. FL
Data Source: B
Legal Information
Assessor's Parcel 447760000
Number:
Recording Date: 06/16/2005
Book/Page: 3823/593
Sale Information
Sale Price: $2500000
Assessment Information
Assessed Value: $1440000
Market Land Value: $1440000
Total Market Value: $1440000
Business Associates - 39 records found
# Name Address
1. 130 ARCADIA LLC
34145-2876
2. A TAN TODAY
34145-2876
3. ARCADIA MAPLE, LLC
34145-2876
4. CERTIFIED APPRAISERS
MARCO ISLAND, FL 34145-2876
5. CYBER MARKETING
6. EDWARD H. D'ALESSANDRO, P.A.
•34145-2876
7. EQUA WATER INVESTORS LLC
tan 34145-2876
8. FESTIVAL DEVELOPERS, LLC
34145.2876
9. FIRST INTEGRITY BANK
34145.2876
10. FLHPHIU LLC
For internal use only
SDNY_GM_00064379
IDENTIAL
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Page 6
# Name Address
AR L 34145-2876
11. GLOBAL GROUP OF COMPANYS LLC
MARCO ISLAND FL 34145.2876
12. GLOBAL LEASING GROUP LLC
MARCO ISLAND FL 34145.2876
13. ISLAND MORTGAGE
34145.2876
14. JDR PROPERTIES. LLC
34145-2876
15. JOHN P NACHEF. INC.
RMAL 34145-2876
16 JPN HOMES LLC
RMAL 34145-2876
17. MANATEE COFFEE. LLC
34145-2876
18. MARKET CENTER DEVELOPMENT, LLC
•maiAFrsi i 34145-2876
19. NATIONWIDE FUNDRAISERS I
34145-2876
20. NATIONWIDE LEAD SERVICES. INC.
MAIITIMIL 34145-2876
21. NORTHWEST FINANCIAL TRUST., LLC
34145.2876
22. ORCHID MASSAGE
34145.2876
23. ORLANDO SALES CENTER LLC
34145-2876
24. PAUL J FREEMAN, P. A.
isms 34145-2876
25. PEZ GORDON PRODUCTIONS INC
NSW 34145-2876
26. RTN INVESTORS, LLC
MARC ISLAND, FL 34145-2876
27. SOUTHERN FINANCIAL TRUST LLC saO s,
28. SOUTHWINDS INVESTMENT GROUP. INC.
MARCO ISLAND, FL 34145.2876
29. STERLING BENEFITS INC
30. T 8 K WATERSPORTS, INC.
NSW34145-6730
31. TABER DAVID
34145.2876
32. TC OFFICE ADMINISTRATION SERVICES
34145.2767
33. IC OFFICE ADMINISTRATION SEVICES
34145.2787
34. THE POPOFF GROUP INC
34145-2876
35. TROPICAL ISLAND INVSTMNTS LLC
MARCO ISLAND FL 1414r5E-2 876
36. TRU BACKGROUNDS LLC STE102
37. US PRO CLEANING ENTERPRISE, INC.
MARCO ISLAND. FL 34145-2876
38. WMIB RCO ISLAND FL
39. WORLD WIDE INFORMATION LLC STE 102
MARCO ISLAND. FL 34145.2539
Person Associates - 4 records found
# Name Address
1. JOHN. P NACHEF
For internal use only
SDNY_GM_00064380
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Page 7
# Name Address
MARCO ISLAND FL 34145-2876
2. NACHEF, JOHN P STE 302
MARCO ISLAND FL 34145.2539
3. NACHEF, JOHN P
MARCO ISLAND FL 34145.2876
4. NACHEF, P
MARCO ISLAND, FL 34145.2876
Sources - 18 records found
All Sources 18 Source Document(s)
Business Contacts 7 Source Document(s)
Business Finder 7 Source Document(s)
Corporate Filings 1 Source Document(s)
Property 3 Source Document(s)
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary
of State documents, the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual states Department of State.
Your DPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved.
3 OF 6 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2013 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Subject Summary
Name Address Phone County/FIPS
SOUTHERN FINANCIAL LLC None Listed
CANTON, MS 39046-4300
Name Variations/DBAs
# Name Variations
1. SOUTHERN FINANCIAL LLC
Addresses -1 records found
# Address Dates County MSA
1. 6/1/2007 - MADISON Jackson. MS -
CANTON, MS 39046 3560
6/15/2007
Profile Information - 9 records found
1: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 6/15/2007
State Of Incorporation: MS
Charter Number: 914179
Duration: PERPETUAL
Status Of Incorporation: INTENT TO DISSOLVE - AR
Corporation Structure: LIMITED LIABILITY COMPANY
For internal use only
SDNY_GM_00064381
IDENTIAL
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EFTA01298986

Page 8
2: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL LLC
Date Of Incorporation: 6/1512007
State Of Incorporation: MS
Charter Number: 914179
Duration: PERPETUAL
Status Of Incorporation: GOOD STANDING
Corporation Structure: LIMITED LIABILITY COMPANY
3: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL. LLC
Date Of Incorporation: 6/15/2007
State Of Incorporation: MS
Charter Number: 914179
Duration: PERPETUAL
Status Of Incorporation: GOOD STANDING
Corporation Structure: LIMITED LIABILITY COMPANY
4: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 6/15/2007
State Of Incorporation: MS
Charter Number: 914179
Duration: PERPETUAL
Status Of Incorporation: GOOD STANDING
Corporation Structure: LIMITED LIABILITY COMPANY
5: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 6/15/2007
State Of Incorporation: MS
Charter Number: 914179
Duration: PERPETUAL
Status Of Incorporation: GOOD STANDING
Corporation Structure: LIMITED LIABILITY COMPANY
6: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 6/15/2007
State Of Incorporation: MS
Charter Number: 914179
Duration: PERPETUAL
Status Of Incorporation: GOOD STANDING
Corporation Structure: LIMITED LIABILITY COMPANY
7: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 6/15/2007
State Of Incorporation: MS
Charter Number: 914179
Status Of Incorporation: GOOD STANDING
Corporation Structure: LIMITED LIABILITY COMPANY
8: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 6/15/2007
State Of Incorporation: MS
Charter Number: 914179
Status Of Incorporation: GOOD STANDING
Corporation Structure: LIMITED LIABILITY COMPANY
For internal use only
SDNY_GM_00064382
IDENTIAL
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Page 9
9: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 6/15/2007
State Of Incorporation: MS
Charter Number: 914179
Status Of Incorporation: GOOD STANDING
Corporation Structure: LIMITED LIABILITY COMPANY
Registered Agents -1 records found
# Name Address
1 WIMBERLY, DAVID WAYNE, JR CANTON, MS 390464300
Company ID Numbers - 1 records found
Company ID Numbers
Sec. of State Charter No(s): MS, 914179
Business Associates - 5 records found
# Name Address
1. AMERICAN LENDING LLC
ANT N M 64300
2. AMERICASH CASH ADVANCE
i firaria46-4300
3. AMERICASH LENDING LLC
CANTON MS 39046-4300
4. CANTON SURPLUS SALES
CANTON MS 39046-4300
5. U-HAUL CO
CANTON. MS 39046-4300
Person Associates -1 records found
# Name Address
1. WIMBERLY JR, DAVID WAYNE
CANTON. MS 39046-4300
Sources - 3 records found
All Sources 3 Source Document(s)
Business Contacts 1 Source Document(s)
Business Finder 1 Source Document(s)
Corporate Filings 1 Source Document(s)
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary
of State documents. the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your DPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copynghte 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved.
4 OF 6 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2013 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
For internal use only
SDNY_GM_00064383
IDENTIAL
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Page 10
Subject Summary
Name Address Phone County/FIPS
SOUTHERN FINANCIAL LLC None Listed
BATON ROUGE, LA 70817-
6924
Name Variations/DBAs
# Name Variations
1. SOUTHERN FINANCIAL. LLC
Addresses - 1 records found
# Address Dates County MSA
1 1/28/2008 - EAST BATON ROUGE Baton Rouge. LA
BATON ROUGE LA 70817 - 0760
5/1712011
Profile Information - 22 records found
1: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: INACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
2: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: INACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
3: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: INACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
4: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36656479K
Status Of Incorporation: INACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
5: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: INACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
6: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: INACTIVE
For internal use only
SDNY_GM_00064384
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Page I 1
6: SOUTHERN FINANCIAL, LLC
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
7: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: INACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
8: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: INACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
9: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: INACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
10: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: INACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
11: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/282008
Charter Number: 36650479K
Status Of Incorporation: INACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
12: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: INACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
13: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: ACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
14: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: ACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
15: SOUTHERN FINANCIAL, LLC
For internal use only
SDNY_GM_00064385
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SDNY-0027210
EFTA_00I74.8118
EFTA01298990

Page 12
15: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: ACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
16: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: ACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
17: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: ACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
18: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: ACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
19: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: ACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
20: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: ACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
21: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: ACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
22: SOUTHERN FINANCIAL, LLC
Company Name: SOUTHERN FINANCIAL, LLC
Date Of Incorporation: 1/28/2008
Charter Number: 36650479K
Status Of Incorporation: ACTIVE
Corporation Structure: LOUISIANA LIMITED LIABILITY COMPANY
Executives - 2 records found
# Name Titles
1. HOLLIS, JEREMY DALE MEMBER
2. HOLLIS, LAURA DAVIS MEMBER
For internal use only
SDNY_GM_00064386
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Page 13
Registered Agents -1 records found
# Name Address
1. JEREMY DALE HOLLIS BATON ROUGE. LA 70817-
6924
Company ID Numbers - 1 records found
Company ID Numbers
Sec. of State Charter No(s): LA, 36650479K
Business Associates - 4 records found
# Name Addres
1. HOLLIS PROPERTIES LLC U
817-6924
2. HOLLIS PROPERTIES. L L C
AT ROUGE, LA 70817-6924
3. ISO PARTS INC
T UGE LA 70817-6924
4. J L INVESTORS, LLC
BATON ROUGE. LA 70817-6924
Person Associates - 2 records found
# Name Addres
1. HOLLIS, JEREMY DALE -
817-6924
2. HOLLIS. LAURA DAVIS
BATON ROUGE, LA, 70817-6924
Sources - 8 records found
All Sources 8 Source Document(s)
Business Contacts 4 Source Document(s)
Business Finder 3 Source Document(s)
Corporate Filings 1 Source Document(s)
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary
of State documents. the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your DPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copynght. 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved.
5 OF 6 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2013 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Subject Summary
Name Address Phone County/FIPS
SOUTHERN FINANCIAL LLC None Listed
CINCINNATI, OH 45202-2409
Name Variations/DBAs
For internal use only
SDNY_GM_00064387
IDENTIAL
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EFTA01298992

Page 14
# Name Variations
1 SOUTHERN FINANCIAL LLC
Addresses -1 records found
# Address Dates County MSA
1. 600 VINE ST 2800 3/25/2008 - HAMILTON
CINCINNATI, OH 45202
4/1/2008
Profile Information - 6 records found
1: SOUTHERN FINANCIAL LLC
Company Name: SOUTHERN FINANCIAL LLC
Date Of Incorporation: 3/25/2008
Charter Number: 1768910
Status Of Incorporation: IN GOOD STANDING
2: SOUTHERN FINANCIAL LLC
Company Name: SOUTHERN FINANCIAL LLC
Date Of Incorporation: 3/25/2008
Charter Number: 1768910
Status Of Incorporation: IN GOOD STANDING
3: SOUTHERN FINANCIAL LLC
Company Name: SOUTHERN FINANCIAL LLC
Date Of Incorporation: 3/25/2008
Charter Number: 1768910
Status Of Incorporation: IN GOOD STANDING
4: SOUTHERN FINANCIAL LLC
Company Name: SOUTHERN FINANCIAL LLC
Date Of Incorporation: 3/25/2008
Charter Number: 1768910
Status Of Incorporation: IN GOOD STANDING
5: SOUTHERN FINANCIAL LLC
Company Name: SOUTHERN FINANCIAL LLC
Date Of Incorporation: 3/25/2008
Charter Number: 1768910
Status Of Incorporation: IN GOOD STANDING
6: SOUTHERN FINANCIAL LLC
Company Name: SOUTHERN FINANCIAL LLC
Date Of Incorporation: 3/25/2008
Charter Number: 1768910
Status Of Incorporation: IN GOOD STANDING
Registered Agents -1 records found
# Name Address
1 U-B CORPORATION CINCINNATI, OH 45202-
2409
Company ID Numbers - 1 records found
Company ID Numbers
Sec. of State Charter No(s): OH, 1768910
Sources - 2 records found
All Sources 2 Source Document(s)
For internal use only
SDNY_GM_00064388
IDENTIAL
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Page 15
Business Finder 1 Source Document(s)
Corporate Filings 1 Source Document(s)
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary
of State documents. the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your DPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright® 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved.
6 OF 6 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2013 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Subject Summary
Name Address Phone County/FIPS
BER-JON REALTY LLC None Listed
CORAL SPRINGS, FL 33065-
3937
Name Variations/DBAs
# Name Variations
1. BENJON REALTY LLC
2. BER- JON REALTY LLC
3. SOUTHERN FINANCIAL LLC
4. SOUTHERN TR FINANCIAL LLC
5. SOUTHERN TRUST FINANCIAL LLC
Addresses - 6 records found
# Address Dates County MSA
1. 11/2009 - BROWARD Fort Lauderdale,
CORAL SPRINGS. FL 33065 FL - 2680
8/10/2012
2 6/2011 - BROWARD
CORAL SPRINGS. FL 33076
6/2011
3 108 10/12/2011 - BROWARD Fort Lauderdale.
CORAL SPRINGS. FL 33076 FL - 2680
8/10/2012
4. 4/18/2012 - BROWARD
TAMARAC, FL 33321
5/10/2013
5. 7/20/2012 - BROWARD
CORAL SPRINGS, FL 33076
7/20/2012
6. 7/20/2012 - BROWARD
CORAL SPRINGS, FL 33075
For internal use only
SDNY_GM_00064389
IDENTIAL
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EFTA01298994

Page 16
# Address Dates County MSA
5/10/2013
Profile Information - 11 records found
1: BER-JON REALTY LLC
Company Name: BER-JON REALTY LLC
Date Of Incorporation: 10/16/2009
State Of Incorporation: FL
Charter Number: L09000100046
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
2: BER-JON REALTY LLC
Company Name: BER-JON REALTY LLC
Date Of Incorporation: 10/16/2009
State Of Incorporation: FL
Charter Number: L09000100046
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
3: BER-JON REALTY LLC
Company Name: BER-JON REALTY LLC
Date Of Incorporation: 10/16/2009
State Of Incorporation: FL
Charter Number: L09000100046
Status Of Incorporation: INACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
4: BER-JON REALTY LLC
Company Name: BER-JON REALTY LLC
Date Of Incorporation: 10/16/2009
State Of Incorporation: FL
Charter Number: L09000100046
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
5: BER-JON REALTY LLC
Company Name: BER-JON REALTY LLC
Date Of Incorporation: 10/16/2009
State Of Incorporation: FL
Charter Number: L09000100046
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
6: SOUTHERN TRUST FINANCIAL LLC
Company Name: SOUTHERN TRUST FINANCIAL LLC
Date Of Incorporation: 2/22/2010
State Of Incorporation: FL
Charter Number: L10000019642
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
7: SOUTHERN TRUST FINANCIAL LLC
Company Name: SOUTHERN TRUST FINANCIAL LLC
Date Of Incorporation: 2/22/2010
State Of Incorporation: FL
Charter Number: L10000019642
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
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8: SOUTHERN TRUST FINANCIAL LLC
Company Name: SOUTHERN TRUST FINANCIAL LLC
Date Of Incorporation: 2/22/2010
State Of Incorporation: FL
Charter Number: L10000019642
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
9: SOUTHERN TRUST FINANCIAL LLC
Company Name: SOUTHERN TRUST FINANCIAL LLC
Date Of Incorporation: 2/2212010
State Of Incorporation: FL
Charter Number: L10000019642
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
10: SOUTHERN TRUST FINANCIAL LLC
Company Name: SOUTHERN TRUST FINANCIAL LLC
Date Of Incorporation: 2/22/2010
State Of Incorporation: FL
Charter Number: L10000019642
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
11: SOUTHERN TRUST FINANCIAL LLC
Company Name: SOUTHERN TRUST FINANCIAL LLC
Date Of Incorporation: 2/22/2010
State Of Incorporation: FL
Charter Number: L10000019642
Status Of Incorporation: ACTIVE
Corporation Structure: FLORIDA LIMITED LIABILITY
Executives - 8 records found
# Name Titles
1. BERNARD, LEIBOV MANAGER
2. BRETT. GREENE MANAGER
3. GREENE. BRETT MEMBER MANAGER, MEMBER MANAGER.
MEMBER MANAGER, MANAGER
4. GREENE. JOHN MEMBER MANAGER. MEMBER MANAGER.
MANAGER
5. JEFF. PEZONE MANAGER
6. JOHN, GREENE MANAGER
7. LEIBOV, BERNARD M MEMBER MANAGER, MEMBER MANAGER,
MANAGER
8. PEZONE. JEFF MANAGER
Registered Agents - 6 records found
# Name Address
LA
1. FILINGS, INC. UDERHILL. FL 33311-4132
2. GREENE BRETT J CORAL SPRINGS, FL 33065-
3937
3. GREENE BRETT J CORAL SPRINGS, FL 33076-
3127
4. GREENE BRETT J CORAL SPRINGS. FL 33075-
2001
5. GREENE JOHN M TAMARAC, FL 33321-1659
6. LEIBOV BERNARD M CORAL SPRINGS. FL 33065-
6607
Company ID Numbers - 3 records found
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Company ID Numbers
FEINs: 27-1224537
Sec. of State Charter No(s): FL, L09000100046
FL, L10000019642
Real Property - 53 records found
1: Deed Record for BROWARD County
Buyer Information
Name: GREEN. JONATHAN
Address: TAMARAC, FL 33321-1659
County/FIPS: BROWARD
Seller Information
Name: BER JON REALTY LLC.
Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
Pro ert Information
Address: TAMARAC. FL 33321-1659
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 4941 04 46 0580
Number:
Contract Date: 10/04/2012
Recording Date: 10/09/2012
Document Number: 111047512
Document Type: QUIT CLAIM DEED
Book/Page: 49143/1001
Mortgage Information
Title Company: ATTORNEY
2: Deed Record for BROWARD County
Buyer Information
Name: GREEN JONATHAN
Address: TAMARAC. FL 33321-1659
County/FIPS: BROWARD
Seller Information
Name: BER JON REALTY LLC.
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
Pro e Information
Address: NORTH LAUDERDALE. FL 33068-1357
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessors Parcel 4941 02 10 1120
Number:
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Contract Date: 10/04/2012
Recording Date: 10/09/2012
Document Number: 111047513
Document Type: QUIT CLAIM DEED
Book/Page: 49143/1002
Mortgage Information
Title Company: ATTORNEY
3: Assessment Record for BROWARD County, FL
Owner Information
Name: BER-JON REALTY
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
Pro e Information
Address: NORTH LAUDERDALE. FL 33068-1015
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessors Parcel 49-41-03-11-2230
Number:
Recording Date: 03/15/2010
Book/Page: 46940/995
Assessment Information
Market Land Value: $17720
Market Improvement $58090
Value:
Total Market Value: $75810
4: Deed Record for BROWARD County
Buyer Information
Name: AARON. RANDOLPH
Address: NORTH LAUDERDALE. FL 33068-3656
County/FIPS: BROWARD
Seller Information
Name: BER JON REALTY LLC.
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Pro e Information
Address: NORTH LAUDERDALE, FL 33068-3656
County/FIPS: BROWARD
Data Source: B
Lender Information
Name: BER JON REALTY LLC
Legal Information
Assessor's Parcel 4941 02 17 0050
Number:
Contract Date: 12/13/2011
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Recording Date: 12/21/2011
Document Number: 110446911
Document Type: WARRANTY DEED
Book/Page: 48388/1314
Sale Information
Sale Price: $118000
Mortgage Information
Loan Amount: $108500
Loan Type: SELLER TAKE-BACK
Title Company: CAPITAL ABSTRACT & TITLE
5: Deed Record for BROWARD County
Buyer Information
Name: BER JON REALTY LLC.
Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: PEOPLES. AUDREY
Address: NORTH LAUDERDALE, FL 33068.1357
County/FIPS: BROWARD
Pro ert Information
Address: NORTH LAUDERDALE, FL 33068-1357
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessors Parcel 4941 02 10 1120
Number:
Contract Date: 09/05/2011
Recording Date: 10/09/2012
Document Number: 111047510
Document Type: WARRANTY DEED
Book/Page: 49143/998
Sale Information
Sale Price: $149000
Mortgage Information
Title Company: ATTORNEY
6: Assessment Record for BROWARD County, FL
Owner Information
Name: BER-JON REALTY LLC
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
omPro rt Information
Address: NORTH LAUDERDALE, FL 33068-3656
County/FIPS: BROWARD
Data Source: B
Legal Information
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Assessor's Parcel 49-41-02-17-0050
Number:
Recording Date: 08/10/2010
Book/Page: 47335/781
Sale Information
Sale Price: $64600
Assessment Information
Market Land Value: $27000
Market Improvement $46080
Value:
Total Market Value: $73080
7: Assessment Record for BROWARD County, FL
Owner Information
Name: BER-JON REALTY
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Pro e Information
Address: NORTH LAUDERDALE, FL 33068.1015
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 49-41-03-11-2230
Number:
Recording Date: 03/15/2010
Book/Page: 46940/995
Assessment Information
Market Land Value: $17720
Market Improvement $54470
Value:
Total Market Value: $72190
8: Assessment Record for BROWARD County, FL
Owner Information
Name: BER- JON REALTY LLC
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Porainformation
Address: TAMARAC. FL 333214659
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 49-41-04-46-0580
Number:
Recording Date: 06/03/2010
Book/Page: 47180/87
Sale Information
Sale Price: $215000
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Assessment Information
Market Land Value: $42000
Market Improvement $173680
Value:
Total Market Value: $215680
9: Deed Record for BROWARD County
Buyer Information
Name: BER JON REALTY LLC,
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
Seller Information
Name: BURROWS RICHARD
Name: BURROWS JANA
Name: BANK OF AMERICA NA
Name: CACE-09-046714 DIVISION 13
Property Information
Data Source: B
Legal Information
Contract Date: 08/23/2010
Recording Date: 08/27/2010
Document Number: 109550964
Document Type: TRUSTEE'S DEED - (CERTIFICATE OF TITLE)
Book/Page: 47335/781
Sale Information
Sale Price: $64600
Mortgage Information
Title Company: NONE AVAILABLE
10: Deed Record for BROWARD County
Buyer Information
Name: DUNCAN. ROBERT
Name: DUNCAN, TATIANA
Address: CORAL SPRINGS, FL 33076-2130
County/FIPS: BROWARD
Seller Information
Name: BER JON REALTY LLC,
Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
Pro e Information
Address: CORAL SPRINGS. FL 33076.2130
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 48-41-08-11-021
Number:
Contract Date: 07/30/2010
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Recording Date: 08/04/2010
Document Number: 109500531
Document Type: WARRANTY DEED
Book/Page: 47277/1912
Sale Information
Sale Price: $249000
Mortgage Information
Title Company: FLORIDA HOME TITLE COMPANY
11: Deed Record for BROWARD County
Buyer Information
Name: GAYLE. KEITH
Name: GAYLE. FAY
Name: GAYLE. LATOYA
Address: SOUTH BAY, FL 33493-0518
County/FIPS: PALM BEACH
Seller Information
Name: BER JON REALTY LLC.
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
PropertyInformation
Address: NORTH LAUDERDALE. FL 33068-2713
County/FIPS: BROWARD
Data Source: B
Lender Information
Name: GUARANTEED RATE INC
Legal Information
Assessor's Parcel 49-41-01-06-0970
Number:
Contract Date: 07/19/2010
Recording Date: 07/21/2010
Document Number: 109468619
Document Type: WARRANTY DEED
Book/Page: 47242/1617
Sale Information
Sale Price: $136000
Mortgage Information
Loan Amount: $134192
Loan Type: FHA
Title Company: ATTORNEY
12: Deed Record for BROWARD County
Buyer Information
Name: BERJON REALTY LLC
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Seller Information
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Name: MERRILL LYNCH CREDIT CORPORATION.
Address: 150 ALLEGHENY CENTER MALL PITTSBURGH, PA 15212-5335
County/FIPS: ALLEGHENY
Pro ert Information
Address: TAMARAC, FL 33321-1659
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 49-41-04-46-0580
Number:
Contract Date: 06/02/2010
Recording Date: 06/29/2010
Document Number: 109414245
Document Type: SPECIAL WARRANTY DEED
Book/Page: 47180/87
Sale Information
Sale Price: $215000
Mortgage Information
Title Company: RESOURCE TITLE AGENCY INC
13: Deed Record for BROWARD County
Buyer Information
Name: THOMAS, WAYNE
Name: THOMAS, NICOLE
Address: NORTH LAUDERDALE. FL 33068-3937
County/FIPS: BROWARD
Seller Information
Name: BER JON REALTY LLC.
Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
Prosy Information
Address: NORTH LAUDERDALE, FL 33068-3937
County/FIPS: BROWARD
Data Source: B
Lender Information
Name: WELLS FARGO BANK NA
Legal Information
Assessor's Parcel 49-41-01-38-0090
Number:
Contract Date: 05/28/2010
Recording Date: 06/14/2010
Document Number: 109382236
Document Type: WARRANTY DEED
Book/Page: 47143/1531
Sale Information
Sale Price: $141000
Mortgage Information
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Page 25
Loan Amount: $138040
Loan Type: FHA
Title Company: ATTORNEY
14: Deed Record for BROWARD County
Buyer Information
Name: BER JON REALTY LLC.
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
Seller Information
Name: SAN ANTONIO MICHAEL A
Name: SAN ANTONIO, LEAH
Address: SUWANEE, GA 30024-3447
County/FIPS: FORSYTH
Property Information
Address: NORTH LAUDERDALE, FL 33068-3937
County/FIPS: BROWARD
Data Source:
Legal Information
Assessor's Parcel 49-41-01-38-009
Number:
Contract Date: 05/24/2010
Recording Date: 06/14/2010
Document Number: 109382235
Document Type: QUIT CLAIM DEED
Book/Page: 47143/1529
Mortgage Information
Title Company: ATTORNEY
15: Deed Record for BROWARD County
Buyer Information
Name: GALLIVAN. CAROL
Address: MARGATE, FL 33063-8327
County/FIPS: BROWARD
Seller Information
Name: BER JON REALTY LLC,
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
~ PPrro ert Information
Address: MARGATE, FL 33063-8327
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 48.41.24-30.110
Number:
Contract Date: 05/10/2010
Recording Date: 05/17/2010
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Page 26
Document Number: 109336058
Document Type: WARRANTY DEED
Book/Page: 47090/648
Sale Information
Sale Price: $222000
Mortgage Information
Title Company: BLADE TITLE COMPANY
16: Deed Record for BROWARD County
Buyer Information
Name: BER JON REALTY,
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
Seller Information
Name: LEIBOV, BERNARD
Address: TAMARAC, FL 33321-2711
County/FIPS: BROWARD
Pro e Information
Address: NORTH LAUDERDALE, FL 33068.1015
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 49-41-03-11-223
Number:
Contract Date: 03/15/2010
Recording Date: 03/15/2010
Document Number: 109207032
Document Type: WARRANTY DEED
Book/Page: 46940/995
Mortgage Information
Title Company: ATTORNEY
17: Deed Record for ST LUCIE County
Buyer Information
Name: WPG GROUP LLC.
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: BER JON REALTY LLC,
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
Pron $ Information
Address:
Data Source: B
Legal Information
Assessors Parcel 2409-606-0029-000-0
Number:
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Contract Date: 03/15/2010
Recording Date: 03/24/2010
Document Number: 3454324
Document Type: QUIT CLAIM DEED
Book/Page: 3181/1214
Mortgage Information
Title Company: ATTORNEY
18: Deed Record for BROWARD County
Buyer Information
Name: MCNEIL, DAPHNE
Address: NORTH LAUDERDALE. FL 33068-2500
County/FIPS: BROWARD
Seller Information
Name: BER JON REALTY LLC
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Pro e Information
Address: NORTH LAUDERDALE, FL 33068-2500
County/FIPS: BROWARD
Data Source: B
Lender Information
Name: BER JON REALTY LLC
Legal Information
Assessor's Parcel 49.41-01-12-1090
Number:
Contract Date: 03/04/2010
Recording Date: 03/25/2010
Document Number: 109232668
Document Type: WARRANTY DEED
Book/Page: 46969/234
Sale Information
Sale Price: $156000
Mortgage Information
Loan Amount: $149000
Loan Type: SELLER TAKE-BACK
Title Company: CAPITAL ABSTRACT & TITLE
19: Deed Record for BROWARD County
Buyer Information
Name: BER-JON REALTY LLC.
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: FEDERAL NATIONAL MORTGAGE ASSOCIATION,
Name: FANNIE MAE,
Address: PO BOX 650043 DALLAS, TX 75265-0043
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County/FIPS: DALLAS
Pro e Information
Address: NORTH LAUDERDALE, FL 33068-2713
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessors Parcel 49.41-01-06-0970
Number:
Contract Date: 02/03/2010
Recording Date: 02/17/2010
Document Number: 109156696
Document Type: SPECIAL WARRANTY DEED
Book/Page: 46883/407
Sale Information
Sale Price: $70000
Mortgage Information
Title Company: ATTORNEY
20: Deed Record for BROWARD County
Buyer Information
Name: BER JON REALTY LLC.
Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: QUACK TAM
Name: TRAN, LINH
Name: SUNTRUST BANK
Name: BANKUNITED FSB
Name: CASE #CACE08-056065 DIV 09
msPro y l
Address: MARGATE, FL 33063-8327
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 48-41-24-30-1100
Number:
Contract Date: 02/02/2010
Recording Date: 02/11/2010
Document Number: 109147846
Document Type: TRUSTEES DEED - (CERTIFICATE OF TITLE)
Book/Page: 46873/396
Sale Information
Sale Price: $116300
Mortgage Information
Title Company: NONE AVAILABLE
21: Deed Record for BROWARD County
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Buyer Information
Name: BER JON REALTY LLC,
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: NUNEZ. MADELINE
Name: WELLS FARGO BANK NA,
ePr formation
Address: CORAL SPRINGS. FL 33076-2130
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessors Parcel 48-41-08-11-021
Number:
Contract Date: 01/20/2010
Recording Date: 01/2512010
Document Number: 109101995
Document Type: TRUSTEES DEED - (CERTIFICATE OF TITLE)
Book/Page: 46819/823
Sale Information
Sale Price: $175100
Mortgage Information
Title Company: ATTORNEY
22: Deed Record for BROWARD County
Buyer Information
Name: BER JON REALTY LLC.
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: BENITEZ, REINALDO
Name: FREMONT INVESTMENT & LOAN,
Name: MORTGAGE ELECTRONIC REGISTRATION SYSTEMS
Name: VAN DYKE. DARREN
Name: MAGUIRE. DEBRAW
Name: SAN ANTONIO, LEA
Name: SANANTONIO, MICHAEL A
Name: VILLATORO, TERESA D
Name: US BANK NATIONAL ASSOCIATION
Name: CASE #2008-CA-023083-25
Property Information
Address: NORTH LAUDERDALE. FL 33068-3937
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessors Parcel 49-41-01-38-009
Number:
For internal use only
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Contract Date: 01/20/2010
Recording Date: 01/25/2010
Document Number: 109101996
Document Type: TRUSTEES DEED - (CERTIFICATE OF TITLE)
Book/Page: 46819/825
Sale Information
Sale Price: $70000
Mortgage Information
Title Company: ATTORNEY
23: Assessment Record for BROWARD County, FL
Owner Information
Name: BER-JON REALTY LLC
Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
Pro e Information
Address: NORTH LAUDERDALE. FL 33068-3656
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessors Parcel 49-41-02-17-0050
Number:
Recording Date: 08/10/2010
Book/Page: 47335/781
Sale Information
Sale Price: $64600
Assessment Information
Assessed Value: $97160
Market Land Value: $33000
Market Improvement $64160
Value:
Total Market Value: $97160
24: Assessment Record for BROWARD County, FL
Owner Information
Name: BER-JON REALTY
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Property Information
Address: NORTH LAUDERDALE, FL 33068.1015
County/FIPS: BROWARD
Data Source:
Legal Information
Assessors Parcel 49-41-03-11-2230
Number:
Recording Date: 03/15/2010
Book/Page: 46940/995
Assessment Information
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Assessed Value: $84660
Market Land Value: $22140
Market Improvement $62520
Value:
Total Market Value: $84660
25: Assessment Record for BROWARD County, FL
Owner Information
Name: BER- JON REALTY LLC
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
Pro e Information
Address: TAMARAC. FL 33321-1659
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 49-41-04-46-0580
Number:
Recording Date: 06/03/2010
Book/Page: 47180/87
Sale Information
Sale Price: $215000
Assessment Information
Assessed Value: $209680
Market Land Value: $36000
Market Improvement $173680
Value:
Total Market Value: $209680
26: Deed Record for BROWARD County
Buyer Information
Name: BER JON REALTY LLC.
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: STERLING. KAREN E
Name: INDYMAC BANK FSB.
Pro e Information
Address: NORTH LAUDERDALE, FL 33068-2500
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 49-41.01-12-1090
Number:
Contract Date: 12/29/2009
Recording Date: 01/07/2010
Document Number: 109073521
For internal use only
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Page 32
Document Type: TRUSTEES DEED - (CERTIFICATE OF TITLE)
Book/Page: 46785/490
Sale Information
Sale Price: $92500
Mortgage Information
Title Company: ATTORNEY
27: Deed Record for ST LUCIE County
Buyer Information
Name: BER JON REALTY LLC.
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
Seller Information
Name: FEDERAL NATIONAL MORTGAGE ASSOCIATION.
Name: FANNIE MAE.
Address: PO BOX 650043 DALLAS, TX 75265-0043
County/FIPS: DALLAS
Pro e Information
Address: FORT PIERCE, FL 34950-5807
County/FIPS: ST. LUCIE
Data Source: B
Legal Information
Assessor's Parcel 2409-606-0029-000-0
Number:
Contract Date: 12/29/2009
Recording Date: 01/12/2010
Document Number: 3429894
Document Type: SPECIAL WARRANTY DEED
Book/Page: 3161/1894
Sale Information
Sale Price: $22000
Mortgage Information
Title Company: ATTORNEY
28: Deed Record for BROWARD County
Buyer Information
Name: BER JON REALTY LLC,
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
Seller Information
Name: 1ST USA REAL ESTATE LLC,
Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
Property Information
Data Source: B
Legal Information
Contract Date: 11/25/2009
For internal use only
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Page 33
Recording Date: 11/30/2009
Document Number: 108999536
Document Type: WARRANTY DEED
Book/Page: 46695/1789
Mortgage Information
Title Company: CAPITAL ABSTRACT & TITLE
29: Deed Record for BROWARD County
Buyer Information
Name: ADALWIN LLC,
Address: FORT LAUDERDALE, FL 33301-1289
County/FIPS: BROWARD
Seller Information
Name: SOUTHERN TRUST FINANCIAL LLC.
Address: CORAL SPRINGS. FL 33076-2507
County/FIPS: BROWARD
Property Information
Address: 256 NW 79TH TER MARGATE. FL 33063-4732
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 48-41-35-04-149
Number:
Contract Date: 03/07/2013
Recording Date: 03/11/2013
Document Number: 111380044
Document Type: WARRANTY DEED
Book/Page: 49585/232
Sale Information
Sale Price: $196900
Mortgage Information
Title Company: ATTORNEY
30: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33075-8670
County/FIPS: BROWARD
Seller Information
Name: PEZONE JEFF
Address: BOCA RATON, FL 33434-2557
County/FIPS: PALM BEACH
Information
Address: FORT LAUDERDALE, FL 33312-1821
County/FIPS: BROWARD
Data Source: B
Legal Information
For internal use only
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Assessor's Parcel 50-42-07-06-161
Number:
Contract Date: 02/14/2013
Recording Date: 03/15/2013
Document Number: 111392279
Document Type: QUIT CLAIM DEED
Book/Page: 49601/130
Mortgage Information
Title Company: NONE AVAILABLE
31: Deed Record for BROWARD County
Buyer Information
Name: ADALWIN LLC,
Address: FORT LAUDERDALE, FL 33301-1162
County/FIPS: BROWARD
Seller Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33076-2507
County/FIPS: BROWARD
Property Information
Data Source: B
Legal Information
Assessor's Parcel 484902-08-2540
Number:
Contract Date: 01/30/2013
Recording Date: 01/31/2013
Document Number: 111292189
Document Type: WARRANTY DEED
Book/Page: 49466/539
Sale Information
Sale Price: $137900
Mortgage Information
Title Company: ATTORNEY
32: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
Seller Information
Name: ABREU. CARLOS COMES
2.ror.liformation
AddreSS: CORAL SPRINGS, FL 33065-3015
County/FIPS: BROWARD
Data Source:
Legal Information
Assessors Parcel 484114-BB-0020
For internal use only
SDNY_GM_00064408
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Page 35
Number:
Contract Date: 01/23/2013
Recording Date: 02/14/2013
Document Number: 111326727
Document Type: QUIT CLAIM DEED
Book/Page: 49512/1544
Mortgage Information
Title Company: NONE AVAILABLE
33: Deed Record for BROWARD County
Buyer Information
Name: ABREU CARLOS GOMES
Seller Information
Name: SOUTHERN TRUST FINANCIAL LLC.
Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
ePPrro ert Infformation
Address: CORAL SPRINGS, FL 33065-3015
County/FIPS: BROWARD
Data Source:
Legal Information
Assessor's Parcel 484114-AN-0060
Number:
Contract Date: 01/17/2013
Recording Date: 02/14/2013
Document Number: 111326728
Document Type: QUIT CLAIM DEED
Book/Page: 49512/1545
Mortgage Information
Title Company: NONE AVAILABLE
34: Deed Record for BROWARD County
Buyer Information
Name: GREENE. JONATHAN
Address: TAMARAC. FL 33321-1659
County/FIPS: BROWARD
Seller Information
Name: BER JON REALTY LLC.
3rortairformation
Address: TAMARAC. FL 33321-1659
County/FIPS: BROWARD
Data Source:
Lender Information
Name: LANDAMERICA FINANCIAL GROUP INC ISAOA/AT
Legal Information
Assessor's Parcel 494104-46-0580
Number:
For internal use only
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Page 36
Contract Date: 01/10/2013
Recording Date: 01/16/2013
Document Number: 111260069
Document Type: CORRECTION DEED
Book/Page: 49424/603
Mortgage Information
Loan Amount: $145000
Loan Type: NEW CONVENTIONAL
Title Company: NONE AVAILABLE
35: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33075-8670
County/FIPS: BROWARD
Seller Information
Name: STACY, NIKKI
Address: MARGATE. FL 33063-5018
County/FIPS: BROWARD
Property Information
Address: MARGATE. FL 33063-5018
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 48.41.36.18-047
Number:
Contract Date: 11/20/2012
Recording Date: 11/29/2012
Document Number: 111149862
Document Type: WARRANTY DEED
Book/Page: 49278/1705
Sale Information
Sale Price: $85000
Mortgage Information
Title Company: CAPITAL ABSTRACT & TITLE
36: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS. FL 33075-8670
County/FIPS: BROWARD
Seller Information
Name: NUNEZ, OLGA
Address: CORAL SPRINGS, FL 33065-6866
County/FIPS: BROWARD
ltor.ormation
Address: CORAL SPRINGS, FL 33065-6866
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County/FIPS: BROWARD
Data Source: B
Legal Information
Assessors Parcel 48.41-20-BD-001
Number:
Contract Date: 11/01/2012
Recording Date: 11/022012
Document Number: 111100278
Document Type: QUIT CLAIM DEED
Book/Page: 49213/1850
Mortgage Information
Title Company: NONE AVAILABLE
37: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33075-8670
County/FIPS: BROWARD
Seller Information
Name: GREENE, BRETT
Address: CORAL SPRINGS, FL 33075-8670
County/FIPS: BROWARD
Property Information
Address: 427 SW 80TH AVE NORTH LAUDERDALE, FL 33068-1124
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 49-41-02-08-254
Number:
Contract Date: 11/01/2012
Recording Date: 11/02/2012
Document Number: 111100279
Document Type: QUIT CLAIM DEED
Book/Page: 49213/1852
Mortgage Information
Title Company: NONE AVAILABLE
38: Deed Record for BROWARD County
Buyer Information
Name: TAUS. CHAIM
Address: LOS ANGELES, CA 90035-3507
County/FIPS: LOS ANGELES
Seller Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33076-2507
County/FIPS: BROWARD
Property Information
For internal use only
SDNY_GM_00064411
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Address: NORTH LAUDERDALE. FL 33068-5447
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessors Parcel 49.41-11-19-0298
Number:
Contract Date: 07/31/2012
Recording Date: 07/31/2012
Document Number: 110913504
Document Type: CORRECTION DEED
Book/Page: 48956/1010
Mortgage Information
Title Company: CAPITAL ABSTRACT & TITLE
39: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: PEZONE JEFF
Address: BOCA RATON, FL 33434-2557
County/FIPS: PALM BEACH
ePPrro ert Information
Address: NORTH LAUDERDALE, FL 33068-5447
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 49-41-11-19-0298
Number:
Contract Date: 07/17/2012
Recording Date: 07/17/2012
Document Number: 110885353
Document Type: SPECIAL WARRANTY DEED
Book/Page: 48919/132
Mortgage Information
Title Company: CAPITAL ABSTRACT & TITLE
40: Deed Record for BROWARD County
Buyer Information
Name: SHES PROPERTY LLC.
Address: PARKLAND. FL 33076-2322
County/FIPS: BROWARD
Seller Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: APT 108 CORAL SPRINGS, FL 33076.3127
County/FIPS: BROWARD
For internal use only
SDNY_GM_00064412
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Pro e Information
Address: MARGATE, FL 33063-5163
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 48-41-36.17-122
Number:
Contract Date: 02/06/2012
Recording Date: 02/07/2012
Document Number: 110540022
Document Type: WARRANTY DEED
Book/Page: 48498/172
Mortgage Information
Title Company: CAPITAL ABSTRACT 8 TITLE
41: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: APT 108 CORAL SPRINGS, FL 33076.3127
County/FIPS: BROWARD
Seller Information
Name: DEUTSCHE BANK NATIONAL TRUST COMPANY,
Address: 4600 REGENT BLVD IRVING, TX 75063-2443
County/FIPS: DALLAS
Pro e Information
Address: MARGATE, FL 33063-5163
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 484136-17-1220
Number:
Contract Date: 01/23/2012
Recording Date: 02/07/2012
Document Number: 110539627
Document Type: SPECIAL WARRANTY DEED
Book/Page: 48497/985
Sale Information
Sale Price: 580000
Mortgage Information
Title Company: NONE AVAILABLE
42: Assessment Record for BROWARD County, FL
Owner Information
Name: SOUTHERN TRUST FINANCIAL LLC
Address: CORAL SPRINGS, FL 33075-8670
County/FIPS: BROWARD
Property Information
For internal use only
SDNY_GM_00064413
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Address: CORAL SPRINGS. FL 33065-3015
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 48.41.14-AH-0060
Number:
Recording Date: 11/23/2011
Book/Page: 48373/1283
Sale Information
Sale Price: $37900
Assessment Information
Market Land Value: $4290
Market Improvement $38630
Value:
Total Market Value: $42820
43: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: ANAYA, MANUEL OMAR
Name: ANAYA. ICLA
Name: SPRINGS TOWNHOMES ASSN INC
Name: BANK OF AMER NA
Property Information
Data Source: B
Legal Information
Contract Date: 12/06/2011
Recording Date: 12/14/2011
Document Number: 110434421
Document Type: TRUSTEES DEED - (CERTIFICATE OF TITLE)
Book/Page: 48373/1283
Sale Information
Sale Price: $37900
Mortgage Information
Title Company: NONE AVAILABLE
44: Deed Record for BROWARD County
Buyer Information
Name: REMENTERIA. JOSE A
Name: ESTEVEZ, MARTA M
Address: CORAL SPRINGS, FL 33071-5791
County/FIPS: BROWARD
Seller Information
Name: SOUTHERN TRUST FINANCIAL LLC,
For internal use only
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Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
Pro e Information
Address: CORAL SPRINGS, FL 33071-5791
County/FIPS: BROWARD
Data Source: B
Lender Information
Name: WELLS FARGO BANK NA
Legal Information
Assessor's Parcel 48-41-29-03-0450
Number:
Contract Date: 09/09/2011
Recording Date: 09/19/2011
Document Number: 110276538
Document Type: WARRANTY DEED
Book/Page: 48186/1309
Sale Information
Sale Price: $269000
Mortgage Information
Loan Amount: $244521
Loan Type: FHA
Title Company: ATTORNEY
45: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33076-3127
County/FIPS: BROWARD
Seller Information
Name: POOLPAN, PATTAMA
Name: CORDELL, CHUCK
Name: MORTGAGE ELETRONIC REGISTRATION SYS INC
Name: US BANK NA
Name: CACE-09-046413 DIVISION 11
Pro
Address: CORAL SPRINGS, FL 33071-5791
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 48.41-29-03-045
Number:
Contract Date: 05/24/2011
Recording Date: 06/02/2011
Document Number: 110072589
Document Type: TRUSTEE'S DEED - (CERTIFICATE OF TITLE)
Book/Page: 47951/230
Sale Information
For internal use only
SDNY_GM_00064415
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Page 42
Sale Price: $195600
Mortgage Information
Title Company: NONE AVAILABLE
46: Deed Record for BROWARD County
Buyer Information
Name: MILLER. JOYCE A
Address: MARGATE. FL 33068.3025
County/FIPS: BROWARD
Seller Information
Name: SOUTHERN TRUST FINANCIAL LLC.
Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
Pro e Information
Address: MARGATE. FL 330684025
County/FIPS: BROWARD
Data Source: B
Lender Information
Name: MORTGAGE LENDERS OF AMERICA LLC
Legal Information
Assessor's Parcel 49-42-06-14-1330
Number:
Contract Date: 03/17/2011
Recording Date: 03/22/2011
Document Number: 109940334
Document Type: WARRANTY DEED
Book/Page: 47798/1811
Sale Information
Sale Price: $140000
Mortgage Information
Loan Amount: $92025
Loan Type: FHA
Title Company: CAPITAL ABSTRACT & TITLE
47: Deed Record for BROWARD County
Buyer Information
Name: 1ST USA REAL ESTATE LLC,
Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: SOUTHERN TRUST FINANCIAL LLC.
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
:•rof.•iformation
Address: MARGATE. FL 33063-7110
County/FIPS: BROWARD
Data Source: B
For internal use only
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Legal Information
Assessor's Parcel 48-41-24-02-478
Number:
Contract Date: 09/24/2010
Recording Date: 09/29/2010
Document Number: 109608832
Document Type: QUIT CLAIM DEED
Book/Page: 47404/558
Mortgage Information
Title Company: ATTORNEY
48: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC.
Address: CORAL SPRINGS. FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: JEFFRIES. JAMES R
Name: JEFFRIES. LOURDES S
Name: BANK OF AMERICA NATIONAL ASSOCIATION
Name: CACE-10-008694 DIVISION 21
:IroralSormation
Address: MARGATE, FL 33063-7110
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 48-41-24-02-4780
Number:
Contract Date: 08/23/2010
Recording Date: 08/27/2010
Document Number: 109550949
Document Type: TRUSTEES DEED - (CERTIFICATE OF TITLE)
Book/Page: 47335/759
Sale Information
Sale Price: $67600
Mortgage Information
Title Company: NONE AVAILABLE
49: Deed Record for BROWARD County
Buyer Information
Name: MITCHELL. LA TONDRA
Address: MARGATE. FL 33068-3114
County/FIPS: BROWARD
Seller Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
For internal use only
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PronertYInformation
Address: MARGATE, FL 33068-3114
County/FIPS: BROWARD
Data Source: B
Lender Information
Name: MORTGAGE LENDERS OF AMERICA LLC
Legal Information
Assessor's Parcel 49-42-06-04-1100
Number:
Contract Date: 08/06/2010
Recording Date: 08/18/2010
Document Number: 109529915
Document Type: WARRANTY DEED
Book/Page: 47311/785
Sale Information
Sale Price: $144900
Mortgage Information
Loan Amount: $142974
Loan Type: UNKNOWN
Title Company: ATTORNEY
50: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
Seller Information
Name: ESPINOZA, CLAUDIA
Name: OAKLAND HILLS SOCIAL CTR INC.
Name: WACHOVIA MTG FSB
Name: CACE-08-042994 DIVISION 12
Pro e Information
Address: MARGATE, FL 33068.3025
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 49-42-06-14-133
Number:
Contract Date: 05/25/2010
Recording Date: 06/25/2010
Document Number: 109408837
Document Type: TRUSTEES DEED - (CERTIFICATE OF TITLE)
Book/Page: 47174/273
Sale Information
Sale Price: $76400
Mortgage Information
Title Company: NONE AVAILABLE
For internal use only
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51: Deed Record for BROWARD County
Buyer Information
Name: SOUTHERN TRUST FINANCIAL LLC,
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Seller Information
Name: AUSTIN, ROBERT
Name: NOVASTAR MORTGAGE INC
omPro rt Information
Address: MARGATE FL 33068-3114
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 49-42-06-04-110
Number:
Contract Date: 03/30/2010
Recording Date: 04/02/2010
Document Number: 109249200
Document Type: TRUSTEE'S DEED - (CERTIFICATE OF TITLE)
Book/Page: 46988/518
Sale Information
Sale Price: $59600
Mortgage Information
Title Company: ATTORNEY
52: Assessment Record for BROWARD County, FL
Owner Information
Name: SOUTHERN TRUST FINANCIAL LLC
Address: CORAL SPRINGS, FL 33065.3937
County/FIPS: BROWARD
= Limm. leir imbrmation
Address: MARGATE. FL 33063-7110
County/FIPS: BROWARD
Data Source: B
Legal Information
Assessor's Parcel 48-41-24-02-4780
Number:
Recording Date: 08/10/2010
Book/Page: 47335/759
Sale Information
Sale Price: $67600
Assessment Information
Assessed Value: $110020
Market Land Value: $33460
Market Improvement $76560
Value:
For internal use only
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Total Market Value: $110020
53: Assessment Record for BROWARD County, FL
Owner Information
Name: SOUTHERN TR FINANCIAL LLC
Address: CORAL SPRINGS, FL 33065-3937
County/FIPS: BROWARD
Pro e Information
Address: MARGATE. FL 33068.3025
County/FIPS: BROWARD
Data Source: B
Legal Information
As8eSSor'S Parcel 49-42-06-14-1330
Number:
Recording Date: 05/13/2010
Book/Page: 47174/273
Sale Information
Sale Price: $76400
Assessment Information
Assessed Value: $81540
Market Land Value: $24380
Market Improvement $57160
Value:
Total Market Value: $81540
Foreclosures - 9 records found
1: Foreclosures
Default Information
Site Address:
CORAL SPRINGS FL 33076-2130
Site Address 2:
CORAL SPRINGS, FL 33065-3937
Recording Date: 01/25/2010
Document Type: CERTIFICATE OF TITLE (FL)
NUNEZ MADELINE COC
NUNEZ MDELINE
2: Foreclosures
mation
Site Address:
CORAI SPRINGS Fl 33065-3015
Site Address 2:
CORAL SPRINGS, FL 33065-3937
Recording Date: 12/14/2011
Document Type: CERTIFICATE OF TITLE (FL)
ANAYA MANUEL O 8 ICLA COC
3: Foreclosures
lion
Site Address:
7110
Site Address 2:
CORAL SPRINGS, FL 33065-3937
Recording Date: 08/27/2010
Document Type: CERTIFICATE OF TITLE (FL)
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Page 47
JEFFRIES JAMES R & LOURDES S C
4: Foreclosures
Default Information
Site Address:
TE. FL -8327
Site Address 2:
CORAL SPRINGS, FL 33065-3937
Recording Date: 02/11/2010
Document Type: CERTIFICATE OF TITLE (FL)
QUACH TAM COC
QUACH TAM
5: Foreclosures
Default Information
Site Address:
fraPICIL 33071-5791
Site Address 2: APT 108
CORAL SPRINGS, FL 33076-3127
Recording Date: 06/02/2011
Document Type: CERTIFICATE OF TITLE (FL)
POOLPAN PATTAMA COC
6: Foreclosures
Default Information
Site Address:
A! DERDALF, FL 33068-3937
Site Address 2:
CORAL SPRINGS. FL 33065-3937
Recording Date: 01/25/2010
Document Type: CERTIFICATE OF TITLE (FL)
BENITEZ REINALDO COC
BENITEZ REINALDO
7: Foreclosures
fault Information
Site Address:
FL 33068-3656
Site Address 2:
CORAL SPRINGS, FL 33065-3937
Recording Date: 08/27/2010
Document Type: CERTIFICATE OF TITLE (FL)
BURROWS RICHARD & JANA COC
8: Foreclosures
Information
Site Address:
ITGATE FL 33068i3114
Site Address 2:
CORAL SPRINGS, FL 33065-3937
Recording Date: 04/02/2010
Document Type: CERTIFICATE OF TITLE (FL)
AUSTIN ROBERT COC
AUSTIN ROBERT
9: Foreclosures
Informaton
Site Address:
MARGATE FL 33068-3025
Site Address 2:
CORAL SPRINGS. FL 33065-3937
Recording Date: 06/25/2010
Document Type: CERTIFICATE OF TITLE (FL)
ESPINOZA CLAUDIA COC
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ESPINOZA CLAUDIA
Business Associates 50 records found
# Name Address
1. o # # 0 24 HR 7 DAYS FORT LAUDERDALE
RMERGENCY LOCKSMITH F T A FL 33311-4335
2. 1 ST USA LLC
CORAL SPRINGS FL 33065.3937
3. A LA MODE, INC.
CORAL SPRINGS FL 33076-2507
4. ARR ALLEN DRAGLINE INC.
E.FL 33311-4335
5. B EQUITIES INC
FL 33311-4335
imams
6. BABCOCK DOUGLAS
33076-2507
7. BEN-YOSEPH BRENDA P A
CORAL SPRINGS. FL 33076-2507
8. BER JON LLC
33065-3937
9. BER-JON REALTY LLC
33065-3937
10. BER-JON REALY LLC
FL 33065-3937
11. BLUEPRINT ROOFING LLC
TAMARAC FL 3 1-1659
" airmail".
12. BURGER KING
33076-2507
13 CAICEDO CARLOS A
33076.2507
14. CANBEC CO.. LLC
FL 33311-4335
15. CARLOS A CAICEDO P.A.
CORAL SPRINGS FL 33076-2507
sow
16. CARLOS MUNROE
33076-2507
issirsL
17. CONST GOTTLIEB
33076-2507
18. CONVENIENCE RECYCLING, INC.
FL 33311-4335
19 DAVID A GOODMAN, P.A.
, 33076-2507
20. DEBI4REALESTATE INC
iiiiialL 33076-2507
21. DELTAX LTD
FL 33311-4335
22. DIANE MARIE PERKINS. P.A
lafilair 33076-2507
23. DONALDSON CONSTRUCTION CO.. INC.
linilial, FL 33311-4335
24 EQUUS INVESTMENTS LLC
F 33076-2507
25. FINKELSTEIN MAUREEN ANNA
CORAL SPRINGS, FL 33076-2507
26. FROM CONTRACT 2 CLOSE INC MM.
27. GGPM
33076-2507
28. GOLDSTEIN THEODORE
33076-2507
29. GOODMAN DAVID P A
CORAL SPRINGS, FL 33076-2507
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Name Address
30 GOTTIEB GROUP PROPERTY MANAGEMENT
33076.2507
31 GOTTLIEB STEVEN PARTNE
CORAL SPRINGS FL 33076-2507
32 GREENE BRETT
F 33065-3937
33 HARNED EDWARD
CORAL SPRINGS FL 33065-3937
34 HARRIS REISBAUM. INC.
aill121-1659
35 HR BUSINESS FUNDING
allin-1659
36 INDIAN LINTON
33076-2507
37 INTERNATIONAL GLOBAL METALS INC
T DER A E. FL 33311-4335
38 INTERNATIONAL GLOBE METALS INC.
T LAUDERDA E. FL 33311.4335
39 INTERNATL GLOBAL METALS INC
FORT LAUDERDALE. FL 33311.4335
40 IST U S A REAL ESTATE LLC CORAL SPRINGS, FL
41 JIM CORRADO
42 JOE LANSER P.A.
33076-2507
43 JOOST LANSER, P.A.
ismsFL 33076-2507
44 JPMORGAN CHASE BANK NATIONAL
ASSOCIATION TA A A F 1-1659
45 KEISER JAMES
CORAL SPRINGS, FL 33076-2507
46 KING BURGER CORAL SPRINGS FL
47 LAKELAND FINANCIAL LLC
33065-3937
48. LANSER JOOST
33076-2507
49. LAW OFFICES OF JORGE L FLORES PA
FL 33311-4335
50 LEIBOV PROPERTY NO
FORT LAUDERDALE, FL 33311-4335
Person Associates - 8 records found
# Name Address
1. BERNARD. LEIBOV
mass33065.3937
2. BRETT, GREENE
33065-3937
3. GREENE. BRETT
CORAL 33065.3937
4. GREENE. JOHN
33065-3937
5. JEFF, PEZONE
33434-2557
6. JOHN. GREENE
33065.3937
7. LEIBOV, BERNARD M
33065-3937
8. PEZONE, JEFF
BOCA RATON. FL 33434-2557
Sources - 107 records found
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All Sources 107 Source Document(s)
Business Contacts 22 Source Document(s)
Business Finder 21 Source Document(s)
Corporate Filings 2 Source Document(s)
Foreclosure 9 Source Documents)
Property 53 Source Document(s)
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly. processed incorrectly and is generally not free from defect. This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary
of State documents, the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your OPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved.
D&B:
Copyright 2012 Dun & Bradstreet, Inc.
Federal Employer Identification Numbers
November 1, 2001
FINANCIAL TRUST CORP
P O BOX 220
CARLISLE, PA 17013
UNITED STATES
ATIONS
TELEPHONE:
COMPANY IDENTIFIERS
FEIN: 23-2229155
SOURCE REFERENCE NAME: DEPARTMENT OF TREASURY - HEALTH
***** * * * * EXECUTIVES
TOP CONTACT: Principal Ray L Wolfe
MARKET AND INDUSTRY
SIC CODES:
60220000
CROSS REFERENCE:
. PRIMARY BUSINESS NAME: Financial Trust Company (inc)
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LOAD-DATE: June 20, 2012
Copyright 2013 Dun & Bradstreet, Inc
Worldbase
January 7, 2011
SOUTHERN FINANCIAL LLC
(registered address)
ALTAMONTE SPRINGS, FL 32714
USA
COUNTY: SEMINOLE
REGION: NORTH AMERICA
COMMUNICATIONS
TELEPHONE: 4077881938
COUNTRY CODE: 0001
COMPANY IDENTIFIERS
DUNS: 14-388-2210
COMPANY INFORMATION
EMPLOYEES HERE: 2 - Estimated
EMPLOYEES TOTAL: 2 - Estimated
COMPANY TYPE: Private
EXECUTIVES
CEO: D HARRIS, PRINCIPAL
DESCRIPTION
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Worldbase, 01/07/2011, SOUTHERN FINANCIAL LLC
INVESTMENT ADVICE
MARKET AND INDUSTRY
SIC CODES:
6282 - Investment advisory service
LOAD-DATE: May 18, 2013
LEGAL RESULTS:
Court Cases:
FINANCIAL TRUST COMPANY, INC. AND JEFFREY E.
EPSTEIN, Plaintiffs, v. CITIBANK, N.A. AND CITIGROUP, INC.
d/b/a "CITIGROUP," Defendants.
Civ. No. 2002-108
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF THE
VIRGIN ISLANDS, DIVISION OF ST. THOMAS AND ST. JOHN
351 F. Supp. 2d 329; 2004 U.S. Dist. LEXIS 26378; 46 V.I. 435
December 30, 2004, Decided
PRIOR HISTORY: Fin. Trust Co. v. Citibank, N.A., 268 F. Supp. 2d 561, 2003 U.S. Dist.
LEXIS 10735 (D.V.I., 2003)
DISPOSITION: Defendant's motion to dismiss denied.
CASE SUMMARY:
PROCEDURAL POSTURE: Defendant bank and its banking investment company (bank)
sought to dismiss, pursuant to Fed. R. Civ. P. 9(b) and Fed. R. Civ. P. 12(b)(6), the second
amended complaint filed by plaintiffs, an investor and a trust company, which alleged that
the bank's representative misrepresented facts and fraudulently induced them to invest in
a venture managed by an investment corporation.
OVERVIEW: Plaintiffs alleged that fraudulent misrepresentations by the bank induced
them to borrow $ 10 million to invest in a venture managed by an investment corporation.
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The bank sought to dismiss the complaint for failure to meet Fed. R. Civ. P. 9(b)'s
heightened pleading requirement for fraud and for failure to state a claim upon which relief
could be granted pursuant to Fed. R. Civ. P 12(b)(6). The court denied the motion. finding
that plaintiffs' complaint, which alleged that the bank failed to disclose information and
negligently and fraudulently misrepresented facts concerning its relationship with an
investment corporation and that the bank knew that plaintiffs were unaware of the
relationship, and which also alleged that the investor acted upon the information and but
for the bank's actions they would not have been injured. contained facts sufficient to plead
fraud with the particularity required by Fed. R. Civ. P. 9(b). The court found also that by
alleging that "but for" the bank's misleading statements and omissions. plaintiffs would not
have proceeded with their loan, plaintiffs alleged enough information to survive a Fed. R.
Civ. P. 12(b)(6) motion on their fraud claims.
OUTCOME: The court denied the motion to dismiss.
CORE TERMS: omission, misrepresentation, fraud claim, material fact, fraudulently,
bespeak, caution, pitch, failure to state a claim, fiduciary duty, false representation, best
interests, misrepresented, particularity, induced, falsity, invest, failed to state, allegations of
fraud, disputed fact, heightened, fraudulent, disclosures, ignorance, investor, survive,
conversations, disclose, venture, managed
LexisNexis(R) Headnotes
Civil Procedure > Pleading 8 Practice > Pleadings > Heightened Pleading
Requirements > Fraud Claims
[HN1] In order to state a viable fraud claim, Fed. R. Civ. P. 9(b) requires a plaintiff to plead
(1) a specific false representation or omission of material fact; (2) knowledge by the person
who made it of its falsity; (3) ignorance of its falsity by the person to whom it was made; (4)
the intention that it should be acted upon; and (5) that the plaintiff acted upon it to his
damages. Courts should apply Rule 9(b) with some flexibility and should not require
plaintiffs to plead issues that may have been concealed by the defendants. Although the
rule does not require a recitation of "every material detail" of the alleged fraud, it does
require that plaintiffs support their allegations of fraud with all of the essential factual
background that would accompany the first paragraph of any newspaper story - that is the
"who, what, when, where and how" of the events at issue. However, the Third Circuit Court
of Appeals has held that the requirements of Rule 9(b) may be satisfied if the complaint
describes the circumstances of the alleged fraud with "precise allegations of date, time or
place" or by using some means of "injecting precision and some means of substantiation
into their allegations of fraud."
Civil Procedure> Pleading 8, Practice > Pleadings > Heightened Pleading
Requirements > General Overview
[HN2] Fed. R. Civ. P. 9 does not require specification of time, place, and nature of
misrepresentation; rather, it requires only that the plaintiff identify the facts not
communicated.
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Civil Procedure > Pleading & Practice > Pleadings > Heightened Pleading
Requirements > General Overview
[HN3] In order to state a claim for fraud, the plaintiff must prove (1) a specific false
representation of material fact; (2) knowledge by the person who made it that it was false;
(3) ignorance of its falsity by the person to whom it was made; (4) the intention that it
should be acted upon; and (5) that the plaintiff acted upon it to his damage.
ri]
COUNSEL: ATTORNEYS: Maria Tankenson Hodge, Esq., Hodge & Francois, St.
Thomas, U.S.V.I., For the plaintiffs.
Gregory H. Hodges, Esq., Dudley, Topper and Feuerzeig, LLP, St. Thomas, U.S.V.I For
the defendants.
JUDGES: Thomas K. Moore, District Judge.
OPINION BY: Thomas K. Moore
OPINION
[*33O]
['**436] MEMORANDUM OPINION
Moore, J.
Defendants have moved to dismiss the second amended complaint for failure to meet
Federal Rule of Civil Procedure 9(b)'s heightened pleading requirement for fraud and for
failure to state a claim upon which relief can be granted pursuant to Federal Rule of Civil
Procedure 12(b)(6).
I. Factual and Procedural History
In their second amended complaint, Jeffrey E. Epstein and Financial Trust Company,
Inc. ["FTC"] allege that Citibank, N.A. and Citigroup, Inc. [collectively "Citibank"]
misrepresented facts and fraudulently r**4371 induced them to borrow $ 10 million to
invest in a venture managed by AIG Global Investment Corporation ["AIG"] and anther $
10 million to invest in a venture managed by Mass Mutual. The plaintiffs allege that the
r.2]
defendants failed to disclose information and negligently and fraudulently
misrepresented facts concerning their relationship with AIG, that the plaintiffs detrimentally
relied on these misrepresentations and omission, and that the defendants breached their
fiduciary duty to the plaintiffs. The plaintiffs seek rescission of the promissory notes and
punitive damages.
Previously, I ruled that this court has personal jurisdiction over Citibank and Citigroup,
venue in this court is proper under 28 U.S.C. § 1391(a), this case need not be transferred
to New York, the amended complaint adequately states claims upon which relief may be
granted under Federal Rule of Civil Procedure 12(b)(6) for the breach of fiduciary duty and
negligent misrepresentation claims, and counts I, II, III and VI of the first amended
complaint failed to meet Federal Rule of Civil Procedure 9(b)'s heightened pleading
standard. I did, however, grant the plaintiffs leave to amend the complaint. Financial Trust
Co. v. Citibank, 268 F. Supp.2d 561 (D.V.I. 2003).
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II. LEGAL ANALYSIS
A. Federal Rule of Civil Procedure 9(b)
['331]
["3] [HN1] In order to state a viable fraud claim, Rule 9(b) requires a plaintiff to
plead (1) a specific false representation or omission of material fact; (2) knowledge by the
person who made it of its falsity; (3) ignorance of its falsity by the person to whom it was
made; (4) the intention that it should be acted upon; and (5) that the plaintiff acted upon it
to his damages." in re Rockefeller Ctr. Props. Secs. Litig., 311 F.3d 198, 215 (3d Cir.
2002). Courts should apply Rule 9(b) with some flexibility and should not require plaintiffs
to plead issues that may have been concealed by the defendants. Rola v. City Investing
Co. Liquidating Trust, 155 F.3d 644 (3d Cir. 1998). Although the rule does not require a
recitation of "every material detail" of the alleged fraud, it does require "that plaintiffs
support their allegations of fraud with all of the essential factual background that would
accompany 'the first paragraph of any newspaper story' - that is the 'who, what, when,
where and how of the events at issue."' In re Rockefeller Ctr. Props., Inc., 311 F.3d at 217
(quoting In re Burlington Coat Factory Sec. Litig., 114 F.3d 1410, at ["**438] 1422).
However, the ["4] Third Circuit Court of Appeals has held that the "requirements of Rule
9(b) may be satisfied if the complaint describes the circumstances of the alleged fraud with
'precise allegations of date, time or place' or by using some means of 'injecting precision
and some means of substantiation into their allegations of fraud."' Bd. of Trs. v. Foodtown,
Inc., 296 F.3d 164, 173 n.10 (3d Cir. 2002) (internal citations omitted).
Plaintiffs allege that false statements or statements where material facts were omitted
were made pursuant to a course of conduct to fraudulently induce plaintiffs into a series of
investments and related loans. Plaintiffs allege that Citibank's actions did not conform to
the representations in the statements, that defendants were acting in plaintiffs' best
interests. For example, it is alleged that in conversations between April 29, 1999 and May
2, 1999, Dayle Davison, a Vice President of Citibank in the Private Banking Division, called
Epstein to introduce him to an "exceptional investment opportunity." (Compl. P 13.) In
follow-up telephone conversations during that same two week period, Davison and her
associates r 5] made additional specific representations about the AIG Investment,
without disclosing Citibank and AIG's relationship. Davison also during that period
represented that Citibank had "done their due diligence" and would remain actively
involved in the deal. (Compl. P 14.) In August 2001, in an effort to dissuade Epstein from
seeking to remove AIG as the manager of the AIG Investment, John Purcell, a Citibank
representative, told Jeffrey Schantz, a lawyer for Epstein, that Citibank was acting in
Epstein's interests and that Epstein should trust Citibank rather than talk about actions
which would run counter to Citibank's undisclosed interests. (Compl. P 37.) These facts all
allege that defendants failed to state or disclose "additional or qualifying information
regarding" their relationship with AIG.
These specific facts are enough to plead fraud with the particularity required by Rule 9(b).
The plaintiffs have alleged that Davison, Epstein's primary contact at Citibank, made
specific false representation and omissions of material facts of the relationship between
AIG and Citibank in April and May of 1999. The complaint has also alleged that Davison,
and others at Citibank, knew of the ["6] relationship between Citibank and AIG and that
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they knew Epstein was unaware of this relationship. Finally, as I had previously ruled, the
r**439]
complaint also alleges that Epstein acted upon this information and but for
Citibank's actions he would not have been injured.
['
332] The basic purpose of Rule 9(b) has been fulfilled - plaintiff has alleged enough
information, including specific names and dates, to put Citibank on notice of the fraudulent
actions it has alleged to have committed. Moreover, since some of the misrepresentations
were alleged to be omissions, [HN2] Rule 9 does not require specification of time, place,
and nature of misrepresentation for these statements; rather, it requires only that the
plaintiff identify the facts not communicated. See Golden Trade, S.R.L. v Jordache, 143
F.R.D. 504 (S.D.N.Y. 1992); Cottman Transmission Sys. Inc. v. Dubinsky, 95 F.R.D. 351,
353 (E.D. Pa. 1982) ("Conduct which never occurred cannot be described with greater
particularity other than to state that it did not occur.")
The information contained in the second amended complaint is enough for counts I, II, Ill,
rim
and VI to survive this motion to dismiss for failure to plead fraud with particularity
pursuant to Federal Rule of Civil Procedure 9(b).
B. Federal Rule of Civil Procedure 12(b)(6)
The defendants also argue that 12(b)(6) mandates dismissal of the complaint for failure to
state a claim upon which relief can be granted. To the extent that plaintiffs are attempting
to reargue their previous motion to dismiss, I reiterate my ruling that Virgin Islands law
governs this case, that the complaint adequately alleges that the defendants' wrongful
conduct caused the plaintiffs' loses, and that plaintiffs' claims of breach of fiduciary duty
and negligent misrepresentation should not be dismissed. Financial Trust Co., 268 F.
Supp. 2d at 576. The only claims left to be decided are the fraud claims.
[HN3] In order to state a claim for fraud, the plaintiff must prove "(1) a specific false
representation of material fact; (2) knowledge by the person who made it that it was false;
(3) ignorance of its falsity by the person to whom it was made; (4) the intention that it
should be acted upon; and (5) that the plaintiff acted ("8] upon it to his damage."'
Financial Trust Co., 268 F. Supp.2d at 575 (quoting Shapiro v. UJB Fin. Corp., 964 F.2d
272, 284 (3d Cir. 1992)).
The defendants base their argument that plaintiffs have failed to state a claim upon which
relief can be granted for fraud on their allegation that the alleged omission of the
relationship between AIG and defendants was r"440] disclosed and thus the "bespeaks
caution" doctrine applies to the case. Under this theory, when some risks are disclosed in
documents, the documents "bespeak caution" to the investor and the investor cannot later
premise a fraud claim on the events of which he has been warned. Kline v. First W. Gov't
Sec., 24 F.3d 480, 489 (3d Cir. 1994). The defendants' claim that the Preliminary Offering
Circular [the "pitch book"], which was allegedly given to Epstein, disclosed ongoing
business relationships between Citibank and AIG and should invoke the "bespeaks
caution" doctrine.
I have previously ruled that whether the "pitch book" referenced in the amended complaint
is the document that plaintiffs rely on is a disputed fact that precludes a Rule 12(b)(6)
dismissal. Financial Trust Co., 268 F. Supp. 2d at 572. (**9] Nothing in any of the briefs
have convinced me that the parties do not dispute which pitch book Epstein received, what
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disclosures were made in any such pitch book, and whether those disclosures revealed
the alleged conflict. As such, a ruling on the "bespeaks caution" doctrine is not appropriate
at this juncture in the case because it involves deciding issues of disputed fact.
r
n31 Plaintiffs have alleged all necessary elements of fraud. They have alleged that
defendants intentionally misrepresented material facts, through omissions and statements
assuring the plaintiffs that they were acting in Epstein's personal best interest. They have
also alleged that the person who made these misrepresentations, Davison, knew of the
relationship between AIG and Citibank and that Epstein and FTC did not know of this
relationship. Finally, plaintiffs have also alleged that "but foe' defendants misleading
statements and omissions, plaintiff would not have proceeded with their loan and
investment programs and would not have suffered these damages. Plaintiffs have thus
alleged enough information to survive a Rule 12(b)(6) motion on their fraud claims.
C. The Mass Mutual Investment Claims
Although [**10] it is unclear from the second amended complaint which counts concern
the Mass Mutual Fund, it is clear that at least some of the causes of actions allege that
Citibank defrauded Epstein in relation to his loans and investment in the Mass Mutual
Fund. Separately, defendants argue that the court should dismiss the claims alleging fraud
relating to the Mass Mutual Fund for failure to plead fraud specifically under Rule 9(b) and
failure to state a claim upon which relief can be granted under Rule 12(b)(6) r**4411 . The
plaintiffs basic allegation is that "because of Defendants' false assurances and omissions
of true statements concerning their relationship with AIG and the AIG Investment, Plaintiffs
made the investment in the Mass Mutual Fund and suffered significant losses." (Compl. P
65.)
Defendants essentially argue that plaintiff's loans and investment in the AIG and Mass
Mutual funds should be viewed as two separate transactions. This view, however, belies
the alleged conduct of Citibank. The underlying conduct alleged in the second amended
complaint is that Citibank fraudulently induced plaintiffs into believing they had a preferred
[.11]
relationship with Citibank where Citibank was acting in Epstein's best interest in all
of their transactions, including investing in the AIG and the Mass Mutual funds. Essentially,
plaintiffs argue they were induced into a high stakes relationship with Citibank based on
fraudulent statements and omissions, and but for these statements, they would not have
enjoyed the type of relationship with Citibank to be in the position either for Citibank to
present them an offer to loan them large sums of money to invest in the Mass Mutual fund
or for plaintiff's to trust Citibank's investment advice. I believe that whether the underlying
complained about conduct was two separate transactions or whether the conduct should
be viewed as Citibank's relationship as a whole with Epstein is a matter of fact that goes to
the issue of damages and is not appropriate for a Rule 12(b)(6) motion. Therefore, I rule
that the fraud claims should not be separated into two different types - AIG and Mass
Mutual - and thus my previous analysis of the applicability of Rule 9(b) and Rule 12(b)(6)
apply equally to all claims for damages alleged to occur because of Epstein's investments
in the AIG and Mass Mutual funds.
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1 This opinion is supported by the structure of the second amended complaint which does not differentiate the counts between
the Mass Mutual and AlG funds as defendant attempts to do.
[.12]
III. CONCLUSION
For the foregoing reasons, I will deny defendants' motion to dismiss.
ENTERED this 30th day of December, 2004.
FOR THE COURT:
Thomas K. Moore
District Judge
['
334] ORDER
For the reasons given in the accompanying memorandum of even date, it is hereby
ORDERED that the defendant's motion to dismiss is hereby DENIED.
ENTERED this 30th day of December, 2004.
FOR THE COURT:
Thomas K. Moore
District Judge
"a THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY ' Copyright © 2009
CourtLink Corporation
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
(Foley Square - NYC)
Citibank, NA v. Epstein, et al
PLAINTIFF: Citibank, NA
DEFENDANT: Financial Trust Company, Inc;
Epstein, Jeffrey E
DOCKET CASE NUMBER: 1:02cv5332
FILING DATE: 7/11/2002
JURISDICTION: Diversity
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JUDGE: Stein, Sidney H
NATURE OF SUIT: 190 Other Contract
FILING TYPE: Civil
CAUSE: Personal Injury28 USC 1391
JURY DEMAND: None
STATUS: Case Closed
PLAINTIFF ATTORNEY(S):
Fishman, Marshall H [COR LD NTC]
Kramer, Levin, Naftalis & Frankel, LLP
919 Third Avenue
New York NY. USA 10022
DEFENDANT ATTORNEY(S):
Lefcourt, Gerald B [COR LD NTC]
Law Office Gerald B Lefcourt
148 East 78TH Street
NAMUSA
Email:
THE COURT UPDATED THIS RECORD ON: 07/26/2005 12:00:00 AM
*** THIS DATA IS FOR INFORMATION PURPOSES ONLY ***
CIVIL SUMMONS NEW YORK CITY SUPREME COURT - CIVIL DIV, NEW YORK
COUNTY, NEW YORK
D B ZWIRN AND CO L P v. FINANCIAL TRUST COMPANY INC
Plaintiff: D B ZWIRN AND CO L P
Defendant: FINANCIAL TRUST COMPANY INC
Tax ID: 000000000
Docket Number: 20100650582
Filing Date: 6/11/2010
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Type: CIVIL SUMMONS
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