EFTA01298914.pdf

Jean Anne Brennan Wiebracht
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts invoking PEPs must be escalated.
Search: Result: Click hem for results: Reviewer Comments (as neeessani:
No Flit Not Required No RDC Alert (Please See Attached)
RDC I. RDC Results
• Hit
.24 No Hit U Not Required
FIRCOSOFT II. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached)
ID flit
No Information Found
III. Negative Media
El Yes ® No
ISIS
No Information Found
IV. Non-Negative Media
0 Not Required
Not Required
V. Other Language Media
Not Required
Rmits? El Yes 0 No
VI. MB
MB
_i Not Required
Results? • Yes er No No Information Found (Please See Attached)
SNIARTLINX
VII. Smartlinx
0 Not Required
0 Review by Legal May be No Information Found
COURT CASES Required 0 No Results VIII. Court Cases
M Search not required
Prepared by: Krishna Didhich Date: 08117/2018 Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Ilubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:51a rtindale.Huhbellhttp://wwev.martindale.com/xp/MartindaleAmme.xml
3. As needed. provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you hive fully reviewed the research documents.
For internal use only
For internal use only
SDNY_GM_00064302
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0027127
EFTA_00174808
EFTA01298914

Page 2
OFAC RESULTS
RDC:
Date of
Inquiry Id Response Type Tracking Id Name Address
Birth/Age
O Match Found acan Anne Brennan U.S. • r > .VIRGIN ISLANDS,
D
Bi
a
r
t
t
he
:
of
Wiebracht
1 Date of
o Match Found Jean Anne Brennan .:- intri:UNITED STATES Birth:
Wiebracht
FIRCOSOFT:
Alert(s)
equest ID ecord ID ype Name Details
ADM INT PEP SAE
Jean
Anne
Individual No Alert No Alert No Alert No Alert
Brennan
VViebrachl
Jean
Anne
Individual No Alert No Alert No Alert No Alert
Brennan
VViebrache
MS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
No Information Found
Other Language Media:
Not Required
D&B:
Not Required
For Internal use only
For internal use only
SoNv_Gm_00064303
ID ENTIAL
CONFIDENTIAL — PURSUANT TO FED R.cONE DB-SDNY-0027128
EFTA_00174809
EFTA01298915

Public Record:
Search: Smarr, Ate rOiretrnhon4 in P1111111 ROOM, gamma...tees
state:Alt) reda-.s(30) (3431 ceeren i balsam!, )
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8 No Documents Found
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You can edit your search and try again, or save it. To edit it, you may want to try one or more of the
following:
• Check for spelling errors.
• Remove some search terms.
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Search: Smarttins; Comprehensive Person Report
Terms: first-name(3ean Anne) last-narne(Brennan Wlebracht) state(ALL) radius(30)
Edit ()ran II j Ne Seer chi
*lirD
LEGAL RESULTS:
Court Cases:
No Information Found
For internal use only
For internal use only
SONYGfil_00064304
ID ENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CONE DB-SDNY-0027129
EF1'A_00174810
EFTA01298916