EFTA01298890.pdf

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Account Holder Name J Foliate VI • in Ista nos Foundation Inc
OCIS• Beget.. Rossi+
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Product(Al Brokerage
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Enter Country ,., rc r :sands US . I - ir a- l°s zez Ezi .r: 8 0
Wiry Type ,'es-iodation (NOrtitea) Name i(i. * .7.i 6 i2 ce ml lVi
.1 EgnIcin Virgin hlards Foundenel Inc
Cornmeal, i' , —,) En aar...ahl Eauc-e .5aa) X X X X X X,X
Jegrey E gpstoin (led* °owl X X XX XX XX XX X
Osn•rslap Darren ladyk• X XXXXXXXX
orrtrr Paul S. Berndt Armed Trading Audso") X XXXXXXXX
Erika Itellarhala (Non•SqeslorYT09•TReP/ XXXXXXXX
Legal Existence Cecelia., CI Good Standing
etre(
Signing Authonty
Entity Powers / Structure
ofhte
Required Approvals/Documents include but not limited to:
ABR Approval: non-US clients with indica Of US status (non-US cS;st snow.)
Setts to bosss a US as son.USCIcs, <hangs,' afefuS lo become a Non -US
penal:PGAet aoteceeee agnarory.s .10n4) S bid An • US Oddness)
0 AFC Reputabonal Risk Approval tgarrtarg nexus)
0 ANL Compliance IL BAIA Approval for US persons he an onshore PIC
0 Chen a ndffior UBO from EU (refer to Tab 3. EU Country Usti • add note to dent
grotto
Client Risk Program (CRP) Form Ice all Ate...loans (CRP forms are required at NYC
stage became loans do not go through inde NON US CLIENTS ONLY
0 Cross Border Approval
0 CRP Escalation Body Approval - ExCeptalS10 iccal exit country list permitted. NO
EXCEPT CPS for Global exit courrtnes
(x) Evidence of source of wealth
0 Evidence Of source of funds
0 ExCo Approval (Nqh RsA POrs Fa Now Chores AND GLOM downgraded from
b- Medsrm b NIGH Af1DW Event When Reveres)
FinCEPT• COO Rule Fend
German Bank Separation Act (OSSA) Chiestbamaire • tenured tor All new
clients (G BSA determnaton node for clients existing as ol 6/30,17 - s..t NEEDS tote
...quested for tea 50%• indirect onre-s)and any m teener entities Val pnclrecey own
50% or rnafe of teem
(x) Coop lailntemel searches: Client and U00 at a minimum
0 Group Sustainatility Approval gmeronrroetalisorne nuq
(x) CU Offshore Leaks Database (ensure cuent 000. mbelseen ensues
sonatones are not toted in the Panama Papers database)
0 Industry Rep Risk Escalation (Ittlps:Nripa nsk ;Infiniti] lacomfarslapplApplitml)
• defense industry
ND Approval (?err oreeeces Ony -et,,a ralsn)
0 Norttirget market Approval
0 REPMegative media escalation Approvals Plead WM ANL Contpltarkaa
0 Venezuela: Line of business Approval to commence KYC adoption process
(xi RATIONALE MEMO stating basis for approving KYC
Foen a"ls e 'Y
1977699 KYC necklet J Epsian Wen Islands Foi.ndaecei Inc SDNY_GM_00064275
CONFIDEkNn TIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0027100
EFTA_00174781
EFTA01298890