EFTA01298889.pdf

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Account Hoicier Name kryotrion Au LAC
G..I S• Regular Renew
Case • 1977693
Product(s) Banking le e nse
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Entity Type
CCVOrnenta
Jeffrey E t - x x x x x x x x x x
Corriership Darren maym X X X X X X X X X
isence )Miry Rolla X XXXXXXXX
Lawrence Paul Vlsoski Jr,
RR es mannerof ittnaln Ai tiCi X XXXXXXXX
Legal &Stance Co.I.,,s al., or GrXxl ..9.4ro rig
other
Signing Authority
Entity Powers/ Structure
rano,
Required Approvals/Documents include but not limited to:
O ABR Approval non-US clients with Indio. of US status (non-US dent change,
>Mita lo become a US c«sa4VSclat cneevine stabs m beormit• N0n -US
posanP0A o senora° se7nerole non-US but las a U S edema)
MC Reputation.' Risk Approval (gentling nexus)
0 AML Compliance & BRM Approval for US persons win an of/Mom PC
0 Clime andlor U80 from EU (refer to Tab 3. EU Country USN. OM note tO Chant
DrcOle
0 Client Risk Program (CRP) Form to all new loans (CRPfarmare he:Wired at KYC
*tage beosjo.)roa.ns do not go through Inca* • NON US CLIENTS ONLY
0 Cross Border Approval
0 CRP Escalabon Body Approval • Erocipbons so local ore courCry list pannirdad. NO
EXCEPT *NS roe Global earl countries
(a) Evidence of source of wealth
0 @Mance of source of funds
0 &Co Approval (Mr An IOC. For New Gents AND dents downgraded from
ha /toothy°, to HIGH AND ihe Evert Peen Renews)
FInCEN's COO Rule Bone
(a) German Bank Separation Act IGEISA)Ouestionnarre • regured Sat ALL new
(GBSA deertnnaeon made foe dients existing as of E3017 • DA NEEDS to be
•na,otrea for Mgr (71.• indirect Dern) aro an/ Fl eoreneen eeneete Mat ,r0--ecey own
ride dent
(5) Coop le/interne searches Client and IMO • at a minimum
0 Group SOStamatNMY Approval lenvronrrentalOsccoal oVO
171 CIJ Onshore Leaks Database (ensure client ilB0. internee., entities.
SO'otOr,ee are not IOW in the Paname One's database)
0 'Mosby Rep RISK Escalation (Mtpe:anpa intranad Ocornfarsiapp/App. html)
• deltas* induStry
0 MD Approval (New adAorcires ON/ .INVrgF 'shwa )
Non-target menial Approval
PEPenegMIVO media escalation Approvals • Head WM AM. Corn Plunge
0 Venezuela. Line of business Approval to commence KYC adoption process
(s) RATIONALE MEMO stating basis for approving KYC
1971599 KYC lack) st anon L r: For eternal um only SDNY_GM_00064274
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED R. CRIM. P. 6(e) DB-SDNY-0027099
EFTA_00174780
EFTA01298889