EFTA01298883.pdf

The 2007 Jeffrey E. Epstein Insurance Trust #3
VNAME SEARCHED :
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
RDC .:4 No Hit • Not Required I. RDC Results No RDC alert (Please sec attached)
• I lit
fa No Hit 0 Not Required
FIRCOSOFT II. FIRCOSOFT Results No FIRCOSOFT alert (Please sec attached)
E Hit
There was no information found
• Yes - No HI. Negative Media
BIS
ci Not Required IV. Non-Negative Media There was no information found
V. Other Language Media There was no information found
Results? 0 Yes Cr No vi. D&B There was no information found
D&B
• Not Required
There was no information found
Sinartlinx Results? 0 Yes CI No
II Not Required VII. Smanlinx
0 Review by Legal May There was no information found
Court Cases be Required El No Results VIII. Court Cases
0 Search not required
Prepared by: Recite Chandwani Datc:1I /14/2018
Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the %NCI) link
below for your convenience:Manindale-Hubbellhttp://nw.martintlak.com/sp/Martindak/home.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
For internal use only
S0NY_GM_00064267
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0027092
EFTA_00174773
EFTA01298883

OFAC RESULTS
RDC:
11644022 No Match Found KYC 01977694 The 2007 Jeffrey E. Epstein (Global Search)
Insurance Trust #3
FIRCOSOFT:
Alert(s)
Request ID Record ID Type Name Details
ADM INT PEP SAE
The 2007
Jeffrey E.
35045760 WR_350457602182 Company Epstein No Alert No Alert No Alert No Alert
Insurance
Trust #3
The 2007
Jeffrey E.
35049341 WR_350493412182 Company Epstein No Alert No Alert No Alert No Alert
Insurance
Trust #3
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
There was no information found
For internal use only
For internal use only
SDNY_GM_00064268
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SONY-0027093
EFTA_00174774
EFTA01298884

Page 2
No Documents Found
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D&B:
There was no information found
LEGAL RESULTS:
Court Cases:
There was no infommtion found
For Internal use only
For internal use only
SDNY_GNI_00064269
IDENTIAL
CONFIDENTIAL — PURSUANT TO FED R.CON(F DB-SDNY-0027084
EFTA_00174775
EFTA01298885