EFTA01298882.pdf

Deutsche Bank 0
Account Neese: Name The 2007 Jaffrey E Epstein Insurance T ust 03
GGsS 437155 "'elect reason for KY.; Regular Renew
Case a 197!631
Products) Jar !rat
Account Value
Enter Country c4 Caterishp antra Slates \.— 0 6
Enter Country of Residence cis.
Entdy Type
COMMMAS
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other' 1) Ilea her Darien Inchke& Renard Kahn can be round in *Flopaleinr e46O5 it 4964C6
Seining eats, 4 OS la JeffreyA Cellos antsthed in the KYC
5.3n.stiere Card 5) ROC alert for Jeffrey Epee". ard Darren Irchke ?escraved Clearance aeon attache!
Entry Powers I Structure In vst Agreernert (compleb dant 1,
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Required ApprovatadDocuments include but not !bnuteto: Genets:Notes:
0 AYR Approval: non•uS clients with maim of US status iron-US Men' than). h.; O ) Indicate in comments it intormabon is not found in current KYC or Customer Profile (enter number in talc's Et a WA: and
43451 to been a US nerson•VS clam/ clvvo.ng aNita$ lo become Non US me. :s reference to that number in the comments). explain in which KYC Case or where in the Reposnory the ntonnation can be found
aylnonzed sgiatay u non.0 5 bc.e nese Us **Voss)
U AFC Reputational Risk Approval (ganbling arras) (2) Indltat0 II information is missing
AML Compliance S BRM Approval for US persons...than offshore PIC (3) It the account holder is a non US individual and has a US indmduat as POA tax experts. Perna Sherpa and Rich larosi, need to
be informed as this is considered a US indices
Client andfor U8O from EU (met to Tab 3 - EU Collett), Lit)- add note to Client 'oh%
Footnotes:
(1 Client Risk Program (CRP) Form tor all new loans (CRP lams are required at KYC (a) State Occupation. Employers Name and Address, Estimated !MOTO. Net Worm
'tape tecause bans do not go !wow, !nee NON USCLIENTS ONLY
(I Cross Border Approval (0) II there is any negative news, assure to summand it in Lenore.
(1 CRP Escalation Body Approval- Escape:ma la kcal eve country let nominal NO (c) Make sure the PEP determination captured accurately
EXCEPTIONS for Global exit countries
()ExCo Approval (mon Ask KYCs Fat New Glens AND clans dawmfand Pont (0) Make sure the account details are completed (i e account manager, account type. currency. purpose of the account)
kb* kktiVad tam to H)GH AND set Event DemonR hea)
FinCEirs COO Rule Form (e) Make sure the client meeting information is entered in 103 Force Are the booking center, referral source, introduction detail
nd payment retrocirsMon question relined to this client entered In °Biome?
German Bank Separation Act (GB3A)Ouestionnaim • required for ALL newcterts
:GBSA OCCCITIAlta, made roe clans ending as d C.1(117 • But NEEDS ba be requested toe
edam, owners) end any en arisen Wt.a that indireclay can 50% a rrOlt. or
U Group Sustainalharty Approval (ennionerentaesocial risk)
U Industry Rep Risk ESCIAlibon theptIMparISIL intranetdacomMitJappiApPatinl)
MK erne industry
MD Approval (New adopOone Cvny Otos* '<dew r &Meet le upcoming BSM
approval changes -the may be removed
(I Non-target market Approval
0 PEP/negative media escalation Approvals - Head WM Alit Compliance
0 Venezuela- Line of business Approval to commence KYC adoption process
0 RATIONALE MEMO stating basis tor approving KYC
usMe l)
SDNY_GM_00064266
The 3307 KYC CM AEA Chectliel
CONFFoIeDe ENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0027091
EFTA_00 I 74772
EFTA01298882