EFTA01298802.pdf

Mayur Rathod
From: Bradley Gillin
Sent: Monday, November 05, 2018 7:34 PM
To: Alka Babu
Cc: Mayur Rathod; Vijay-A Sawant; Vinita Advani; Stewart Oldfield; Richard larossi
Subject: RE: Hyperion Air LLC - KYC [I]
Importance: High
Classification: For Internal use only
Both were previously answered.
Lawrence is not a signer (as per my email below), he is a legal rep.
We spoke to the family office on Nov 1 to confirm no material changes.
Regards,
Brad
From: Alka Babu
Sent: Monday, November 05, 2018 7:43 AM
To: Bradley Gitlin
Cc: Mayur Rathod ; Vijay-A Sawant Vinita Advani
Subject: RE: Hyperion Air LLC - KYC [II
Classification: For Internal use only
Hi Brad,
Thank you for the attachment (ID for Lawrence Visoski) you forwarded.
Now the only remaining ones for this case are as below. Please refer to the font in black as that is the rejection points :
• Please provide evidence of or a case comment regarding confirmation from the client that the information on the
KYC is still accurate (i.e. ownership structure, signatories, etc. have not changed). The comment must include the
name of the person spoken with and date this conversation occurred. (The attached internal email does not meet
this requirement.) — No material confirmation email was attached to the KYC but will not suffice as per AFC. They
need evidence of client (person) & date +confirming no material changes.
• Please attach evidence of signing authority (Corporate authorization) for the brokerage account off. Epstein Virgin
Islands Foundation In., rantin signing auth for Erika Kellerhals. — Will need DB Corporate Resolution for this
brokerage account
Kind regards,
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Alka Babu
KYC Case Representative
Deutsche dB Centre Private limited - Deutsche Bank Group
Wealth Management
Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Gor a, India
Tel
Mo
From: Vijay-A Sawant
Sent: Monday, November 05, 2018 11:25 AM
To: Alka Babul
Subject: FW: Hyperion Air LLC - KYC [I]
Importance: High
From: Bradley Gillin
Sent: Friday, November 02, 2018 10:43 PM
To: Vijay-A Sawant
Cc: Stewart Oldfield Richard larossi
Subject: Hyperion Air LLC KYC [I]
Importance: High
Classification: For Internal use only
Vijay,
See below.
(4) Operating Agreement for Hyperion Air LLC indicates the company is manager-managed and the initial manager
was Lawrence Visoski. Is he still manager? Please provide evidence of the current management for this entity. - Please
provide evidence confirming if Lawrence Visoski is still the initial manager at Hyperion Air LLC. We have re-checked
the repositories and didn't find anything for this.
o Add as RP (legal rep):
• See Attached Passport
• SSN:
Regards,
Brad
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Bradley Gitlin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th A
New York. NY 10154
Tel.
Fax
Em
Securities offered through Deutsche Bank Securities Inc.
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