EFTA01298739.pdf

Deutsche Bank El
Account Holder Nsne LSJE LLC. South n fm'nau L LC
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Entry type LC Name ill 1 8tPlitirl 0.
CCArPtt, LSJE LLC a x X x A m A
Soutnem Financial LLC 1 x K X x a x 11
Soumem Trust Company me Sob agreed a Souvwn Foss
Ownei nip at x x x x X x x x
Jeffrey E. Epstein sob mends of LSJE and WO of Southern
Fee., at x X K X x x I x x x S
'Warty Beller o n• o X x • x
opal sastenC• Darren K Indy ke x • x x l it K K x
Jean Anne Brennan Wl e&P ohl x X X K I k o n *
Paul S. Sarno LPOA Ay Sourharn Trust Camara &demo
rocounr x X X X X X X X
other Carters,. of Emotive
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(1)Se K .
EMIT Power* I Strutter*
omen
Required Approvals/Documents include but not limited to:
ABA Approval: non-US COO* moth indmN of VS WOES (naNIS awe asnItel9
status to Decors a US pace /S cbeil aterving Yalta to become. Sk., -US
pa...Gni:OA a intMortied signatory a non-U S Dot Pros a IJ S a:Was)
ro AFC Reputetionel Risk Approval Wanting news)
AWL Compliant* S ORM Approval for US parsons win an offshore P/C
Cheat andlor LOBO from EU (refer to Tao 3 -EU Country List). add nail, mare
a Client Omit Propeim (CRP) For. to el new IOU* (CLIENTSs are semared 11 KYC
y.aae bccaase bans do not go through Inds • NON US C ONLY.
0 Cross &od er Approval
0 CRP Escalation Body Approval -Sot/peons to tool mecountysty onnoted. NO
EXCEPTIONS Apr etaR countries
(X) Evidence ol sown of wealth
0 Evidence of source of fund*
a ExCo Approval (lion PS KYCs FC/ NOW Catell1. AND <Cots doweveaded from
ern:maser to ',Go! AND Event OrMen neva.)
FinCEN's COO Rut* Fpm
0 German Sank Separation Act (OW) Ouestionnaint mowedSot ALL new cleats
AS,..11,, Yen • ,C1 clients es etna 0,6,30/17. DotesE Oa to
•ecumcel Ira II' ft, • narect correct) a•xl 3',/ breween not PM ndrectly oral
tCal or 'Tofu ;ft char!
(X) Gomaledloternet searches' Client and U80 at a inIMmum
0 Group Rua.' nXbilitY Approval ter: ncrmentateocel risk)
(X) ICU Onshore Leaks Database :cnsaa chant U00 in torece-. <rides s irate( irn
hot< r n. Rot.. CAI tb..,
0 industry Rep Risk Escalation mops imps risk intranet.db cont/arLapplApp hurl)
defense industry
0 MO Approvat (kto, aerap!o.” O•vi • • felf•^9&)
Non-target media Approval
a PEPfneganwi media escalation Approvals Flead WM AML Compliance
O Veneru.la Line of business Approval to commence KYC adoption process
(X) RAIIONALE MEMO stating basis for approving KYC
SDNY_GM_00063923
CONFIBENTIAL
CONFIDENTIAL — PURSUANT TO FED Ft CRIM. P. 6(e) DB-SDNY-0026748
EFTA_00 II 74429
EFTA01298739