EFTA01298715.pdf

Deutsche Bank El
Account Nader Name Southern Trust Company Malono Management I. Cliettrey Epstein
GCIS fr 4810363/55O331M5225S Regular Remove
Case rt 1977685
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Custody
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Account Value
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Entity Type , I a . i
comments
Onneripas ...___
01110(
legal EXISIMIOS : eC r° tar) 0 Sate Pnntout
other
Swim" Atilfforty
Entity Pamirs/ St:velure
tuner
S/ uited Approvals/Documents include but not limited to:
ABR Approval: non-US clients with mama or US status (nor: us am CnorWri
Sys to beano a US person.VS dent cheviry MONT I( sr beCalie it NO0 -US
patorii0,4 a authorized agony • 000•US but ni`l • In Ockne0
AFC Reartational Risk Approval (garrOSO9 nexus)
MM. Compliance a SRN Appears, fa US persons wet an cleshore RC
O Cleent andlor UE10 Ran EU (refer to Tab 3. EU Country List) • add nole to cheat
prate
(I Client Risk Program (CRP) Form for al new bans (CRPforms are mound at NYC
Mom beau*, tend do not po theOlit lode - NON US CUENTS CMLY.
0 Croat Baler Approsel
0 CRPEscalation Body Approval • Exam:Caro to local ea country let perinMed. NO
EXCEPTIONS for Clonal exit courdrles
(YES) Evidence of source of wealth
0 Evidence Of *WM* of fusee
0 ExCo Approval (Kph Pbs. KYCs For Now Ctonts AND ciente downgraded Prom
plon/ored.um to NIGH MO ellE vent Omen Reviews)
(YES) 'MOM* COO Rule Perm
0 German Bank Separation Ad (OBSA)Cluestionnalit • recruna for ALL newelonts
(OSSA debermanien made for clients existing to of 600117 ESA NEEDSIG be
reduced lOr Mee 50%. manta owners) and any in between metes aid exlmeily ooh
50% or more or dent
(YES) Goeglennternet searches: Client and UBO - at a minimum
0 Group Sustain:tasty Approval /env ironrrentsrsca az rag
(TES] ICU Offshore Leaks Database (era./e< bent UFO, initvitaren OntenS
,grater es are rot inns in the Panama Papers detabaSe;
Industry Rep Risk Escalation thtlosanpa.nsk Intranet:at comartaappapplitag•
defense industry
C MO APerOval µan ext,ceom 0e)r - eV nsA totni)
0 NM-target market Approval
PEFYnegative media escalator. Approvals - Mead WM MM. Compliance
0 Venezuela. Line of business Approval to commence NYC adoption process
(YES) RATIONALE MEMO statng bans ror approving NYC
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Nagel SIUZI nglia!
$autilern T nJ et Company Inc X X X X X x x
Zero LLC X X X X X X- X
Jeffrey Ewan (Sae owner al Saar bust Conveny Inc and
Zino tionscrenrnt LLC) X X XXXXXXXXXX
Harry Seller X X X X X X X X
Uurren K Indyke X X X X I X X X
-Nan An ne Brennen Wlebnicht X XXX 2 XX X
X XXX 3 • x X
Brae M Gordon X X X 53 X X X
Ilaui S. Barrett X X X X X X X X
1) See GCIS 466405
2) See GCIS 550331
3) See GCIS 487647
1977695 NYC Cambia &ahem Trust Company Cric•Zorro Maroperneet LLC-Jelfey Epsten Fan eternal ua only SDNY_GM_00063832
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0026657
EFTA_00174340
EFTA01298715