EFTA01298687.pdf

KYC Print Page 1 of 19
DB PWM GLOBAL KYC/NCA: PART A
KYC Case * : Status : 6. Approved
One sheet must be established per relationshi - list all accounts included in the relationshi
I. Relationship Details
Relationship Name: SOUTHERN FINANCIAL RELA11ONSHIP:00000483290 Booking Center: New York
Relationship Manager: Stewart Ok'field
EJ
New PWM Relationship kJ Existing PWM Relationship
Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile: ... 2018 Periodic Review - HR Overdue KYC •••
Last Approved KYC # - Jeepers Inc, Jege Inc & Jege LLC - 01790820
S:?.1 Client Referral LI RM Prospect 0 Intermediary/FIM El Other Source (cm, etc.)
How Was the Client(s)
Introduced? How long
has the RM personally Please provide details (e.g. name of referral source, how many years RM personalty has known client,
known the client? etc.): Jeffrey Epstein reached out to Stew Oldfteld on 3/7/17 to have a new acct opened under this
relationship..
Does Deutsche Bank pay LI Yes No
a retrocession or similar 1.2
compensation to a third
party for the introduction (/f Yes, desalbel
of this relationship?
List all existing and new accounts Involved In this relationship
Legal Entity Account Name / Number Opening Date (intended/actual)
Account(s)
R)
1 Jege Inc - - DOA-4M 10/18/2013
2 af Jege LLC - DDA- 10/18/2013
3 r. Jeepers Inc - - DBSI- 9/23/2013
Who is the primary
contact person for the contacted of
RM? (Note: This person Darren K. Indyke contactfindicate phone
needs to have signatory no., fax no., e-mail
rights and/or information address, etc.):
right for the accounts.):
SDNY_GM_00063614
N30000000D9Di&... 10/16/2018
littps://dbforcepb.my.salesforce7.c1‘‘arl er itlENT, At
CONFIDENTIAL - PURSUANT TO FED. R. . . ( ) DB-SDNY-0026439
EFTA 00174122
EFTA01298687

K YC Print Page 2 of 19
One sheet must be established for each account to be opened
2. Account Ownership Summary
Acct. Number (if
Account Name: Jege Inc - IIIM9 - DDA
Account Manager: Stewart Oldfield
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment,
payment/expense account)? The purpose of this account is to pay for costs associated to Jeffrey Epstein's airplanes.
Indicate from where the assets are expected to arrive?
g DB Group: Same Booking Center (indicate account number): Existing
O DB Group: Other Booking Center (indicate DB location and account details):
El Other Institution — (Indicate name & location):
[Ti Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: — 0.3/months; $0 - $1K
What is the expected volume of assets and currency for the 26,795.55 I Currency I USD
account approx. 90 days after opening?
What is the expected volume of assets and currency for the 26,795.55 I Currency
account approx. one year after opening? I USD
Does/will the client have Assets Under Management (AuM) Dyes NJ No
within DB under Eur. 3M?
Please list all parties related to the account.
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the "Other" column.
• Always describe the relationship between the parties in the last column.
• Please dnll down to the ultimate/underlying Beneficial Owner(s .
_egal Description Account PIC Settler of *Aimee signatoryLintea Financial Significant
Enotyof Source Holder Owner Trust / Beneficial or Full POA ,ntermediary Shareholder
of Wealth Founder of Owner POA (FIM) (>=25%) Other (please
required Foundation Yon-PIC describe other
entity vies and/or
;Indicate ndicate
Parties related to ownership relationship
%)
"his account oetween parties)
1 tv., LA JEGE, Inc I Eli 11 O O El O
2 7. [7.1 Harry Beller O Li [1 O g O O
3 r'l rA Jeffrey E. Epstein D n D g g Li D 100
4 O Ej Darren K. InclykeD OD O g O O
SDNY_GM_00063615
littps://dbforcepb.my.salesforce.cc inirgWyleflopAOLN130000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. ItorP. DB-SDNY-0026440
EFTA 00174123
EFTA01298688

KYC Print Page 3 of 19
2. Account Ownership Summary
latcct. Number (if
Account Name: lege LLC - 42953475 - DOA 42953475
atlab le):
Account Manager: Stewart °ideal
wnat is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment,
payment/al:tense account)? The purpose of this account Is daily expense including taxes and payments for Jeffrey Epstein's airplanes.
Indicate from where the assets are expected to anive?
L41:.1 DB Group: Same Booking Center (indicate account number): Existing
El
DB Group: Other Booking Center (indicate DB location and account details):
O Other Institution — (Indicate name & location):
,..-I
L.J Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: ••••• 1-4/month; $100 • $47K
What is the expected volume of assets and currency for the 284,777.18 I Currency
account approx. 90 days after opening? I L6D
What is the expected volume of assets and currency for the 284,777.18 'Currency
account approx. one year after opening? I USD
Does/will the client have Assets Under Management (AuM) N Yes 'R No
within DB under Eur. 3M?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the "Other" column.
• Always descnbe the relationship between the parties in the last column.
• Please drill down to the ultimate/underlying Beneficial Oviner(s .
_egal Description Account ?IC Settlor of Jlbmate Signatorysimpted Financial Significant
nbtyof Source Holder OwnerTrust / 3eneficial x Full ?OA ntermediaryShareholder
of Wealth Founder of Owner POA (FIM) (>2•25%) Other (please
required Foundation Non-PIC describe other
entity -des and/or
;indicate ndicate
Parties related to iwnership -elationship
,riis account Yo) Setween parties)
1 LA A 3EGE, LLC Li O E a O
2 --"' FA Jeffrey E. Epstein i • nj ri cji Pell D D Sole Member;
3 1 1 (1 Hain, Bener [1i O ri Ll Wi Cl [1
4 LI O Darren K. lndyke El O [1:1 Ea El O
SDNY_GM_00063616
littps://dbforcepb.my.salesforce.cc ineMbil sgvI D EN0pAOL130000000D0Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. ll'otrP. DB-SDNY-0026441
EFTA_00 I 74 I 24
EFTA01298689

KYC Print Page 4 of 19
2. Account Ownership Summary
1111111111 - Acct. Number (if
Account Name: Jeepers Inc - DBSI N4G024935
available),
Account Manager: Stewart Oldfield
what is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment,
payment/expense account)? The purpose of this account is to hold and make investments in marketable securities.
Indicate from where the assets are expected to anive?
g DB Group: Same Booking Center (indicate account number): Existing
O
06 Group: Other Booking Center (indicate DB location and account details):
D
Other Institution - (Indicate name & location):
,....:
l...J Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: ••••• 4-10/month; $2K - $40K
What Is the expected volume of assets and currency for the 13,269,297.20 'Currency I USD
account approx. 90 days after opening?
What is the expected volume of assets and currency for the 3,269,297.20 'Currency I USD
account approx. one year after opening?
O
Does/will the client have Assets Under Management (AuM) Yes 'd No
within DB under Eur. 3M?
Please list all parties related to the account.
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the "Other" column.
• Always descnbe the relationship between the parties in the last column.
• Please drill down to the ultimate/underlying Beneficial Oviner(s .
_egal Description Account ?IC Settlor of Jlbmate Signatorysimpted Financial Significant
:inbtyof Source Holder OwnerTrust / 3eneficial x Full ?OA ntermediaryShareholder
of Wealth Founder of Owner POA (FIM) (>••25%) Other (please
required Foundation Non-PIC describe other
entity vies and/or
;indicate ndicate
Parties related to ownership -elationship
this account )/0) Setween parties)
I w EA Jeepers, Inc RI • Lj O O O O
Director &
2 r O Darren K. Indyke O • O O g O O Authorized
Si nato •
3 L...J O Harry Beller Li • O O g • m
Jean Anne q
4 O Eli Brennan O O O O g O
Wiebracht
5 Jeffrey E. Epstein Ej LI O g g O O 100
SDNY_GM_00063617
littps://dbforcepb.my.salesforce.etAkhgvIDENopAt130000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. neels.a(b) I DB-SDNY-0026442
EFTA 00174125
EFTA01298690

KYC Print Page 5 of 19
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Jeffrey E. Epstein - 00000, Date of Birth: 1/20/1953
Country of Residence: Virgin Islands, U.S. Country of Citizenship: United States
Has Client resided outside
Little Saint James Saint Thomas 00802 Virgin Islands, of his/her country of
Address of primary U.S. nationality for 5 years or E. 1Y es -W- i No
residence:
mere?
Profession/Occupation: Self Empolyed Tax ID / SSN: I
Current Employer: Southern Trust Company Inc Position/Title/Rank: President
Address of employer: 6100 Red Hook Quarter 83 St. Thomas Virgin Islands, V.S. 00802
Does the person work as senior executive of a DB-recognized regulated entity In ri
the financial industry? or an entity listed on a DB-recognised exchange? (Not Li Yes W No
applicable for operating entitles
Is the individual a Politically Exposed Person (PEP)?(if Ye4 describe) M Yes 0 No
Connection with Prince Andrew and Bill Clinton
To the best of your knowledge, is the individual related to an employee of the DB El Family L. Friendship ELI None
group?(ifF amily Cr Fnenc/styp, descfibe) N/A
To the best of your knowledge, Is the individual party to a non-banking
relationship with Deutsche Bank (e.g., external legal counsel, client referral 0 Yes W No
source, supplier of goods or services)?(f Yesdescnbe) N/A
If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place:
the person:
Client
Ghent Place
Bank Officer Name(s) Bank Office: Private Other Location (specify): Date:
of Business:
Domicile:
Stewart Oilfield k II 0 6/28/2017
0 0 0
rn
0
i...j
OWealth Details for this individual are not filled in, because they are the same as for the following person:
36. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business: Private investments
Primary Country of source of wealth/source of Funds? United States
Primary industry of source of Wealth/Source of
High Risk Anancial Institutions
Funds?
WI Business Owner E3 SalSalary/EarningsW. Investment E3 Inheritance/Gifts
Summarize Source of Wealth:
E Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did setrior accumulate
wealth? For inheritance, how did family accumulate wealth?For busirms owners, how long in business, how many employees, level of
SDNY_GM_00063618
N30000000D9Di&... 10/16/2018
littps://dbforcepb.my.salesforce.c‘417VVIDENTIAt
CONFIDENTIAL - PURSUANT TO FED. R. . . ( ) DB-SDNY-0026443
EFTA_00174I 26
EFTA01298691

KYC Print Page 6 of 19
profitabikty? Indicate type of business, countries of major activities, Important business partners.) Jeffrey Edward Epstein (born
January 20, 1953) is an American financier and registered sex offender in the United States. He worked at Bear Stearns early in his
career and then formed hes own firm, J. Epstein & Co. He lives in the US Wgin Islands. Epstein taught calculus and physics at the
Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns.
In 1976, Epstein started work as an options trader at Bear Steams where he worked in the special products division, advising high-net-
worth clients on tax strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Stearns.
In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than $1 billion
in net worth. In 1987, Leslie Wexner, founder and chairman of Ohio-based The Limited chain of women's clothing stores, became a
well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East
Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the
name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of St. Thomas in the U.S. Virgin Islands.
In 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Peitz,
media mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were
ultimately outbid by Bruce Wasserstein, a longtime Wall Street investor, who paid 555 million.
In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer
Roshan. Epstein and Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake.
Presently, Mr. Epstein founded Southern Trust Company Inc, a private consulting company that invests the assets of their clients and
gets their revalue from the return of these investments. Southern Trust invests in different portfolios catered to their clients and makes
their revenue based on the returns and the fees associated with managing their client's assets
Estimated Annual Income
10,000,000.00 Estimated amount of investable assets($): $50 MM- 100 MM
5):
Estimated Net Worth(S): $500 MM + Amount of assets planned to invest with PWM($): 2,300,000.00
Other Known Financial Institutions:
Country: Est. /meets Under Mgt:
Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.): N/A
SDNY_GM_00063619
littps://dbforeepb.my.salesforce.ctfMatWIDNoTtAts130000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. ReP.111(b) ' DB-SDNY-0026444
EFTA 00174127
EFTA01298692

KYC Print Page 7 of 19
One sheet must be established for EACH INDIVIDUAL PARTY In Section 2. Account Ownership Summa
3A. Individual Details (for all parties)
Individual's Name: Harry Belle - 00000S Date of Birth:
Country of Residence: United States Country of Citizenship: United States
Has client resided outside
of his/her country of
Address of primary 12 Golar Drive Monsey NY 10952 United States nationality for 5 years or O Yes 1•. ;.-e ..No
residence:
mere?
Profession/Occupation: Accountant Tax ID / SSN: Sfillfl
Current Employer: HBRK Associates, Inc Position/Tide/Rank: Accountant
Address of employer: 575 Lexington Avenue, 4th Floor Monsey NY United States 10022
Does the person work as senior executive of a DB-recognized regulated entity in
the financial industry? or an entity listed on a DB-recognised exchange? (Not Oyes R: No
applicable for operabng entitles
Is the individual a Politically Exposed Person (PEP)?(if Yes, descnbe) N/A •Yes R No
O
To the best of your knowledge, Is the indMdual related Wan employee of the DB O Family Friendship ,5 None
group?(ifF amily Cr Fnends/vp, desalbe) N/A
To the best of your knowledge, is the individual party to a non-banking Et
relationship with Deutsche Bank (e.g., external legal counsel, client referral O Yes No
source, supplier of goods or senkes)?(if Yesclescnbe) N/A
If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place:
the person:
Client
Client Place
Bank Officer Name(s) Bank Office: Private Other Location (specify): Date:
of Business:
Domicile:
O El
O ii
O El O
. --:
....I wealth Details for this individual are not filled in, because they are the same as for the following person:
36. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of
Funds?
O Business Owner O [!Inheritance/Gifts
Salary/EarningsC!investment
Summarize Source of Wealth:
O Other:
SDNY_GM_00063620
Imps://dbforeepb.my.salesforce.eC r' fghtNpleEttpA0L130000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. INICP. e(b) I DB-SDNY-0026445
EFTA_00174I 28
EFTA01298693

KYC Print Page 8 of 19
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate
wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of
profitability? Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets($):
(S):
Estimated Net Worth($): Amount of assets planned to invest with PWM($):
Other Known Financial Insbtutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est ASSets Under Mgt:
Institution: Country: Bt. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00063621
littps://dbforcepb.my.salesforce.cPM leniENTIAOL30000000D9Di8c... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R.CRIatt I DB-SDNY-0026446
EFTA_00174129
EFTA01298694

KYC Print Page 9 of 19
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa
3A. Individual Details (for all parties)
Individual's Name: Darren K. Indyke - 0000' Date of Birth:
Country of Residence: United States Country of Citizenship: United States
Has client resided outside
of his/her country of
Address of primary 2 Kean Court Livingston NI 07039 United States nationality for 5 years or F.11 Yes l•' ,--.i No
residence:
mere?
Profession/Occupation: Accountant Tax ID / SSN:
Current Employer: Southern Rnancial LLC Posibon/litle/Rank: Accountant
Address of employer: 6100 Red Hook Quarter 83 St Thomas Virgin Islands, U.S. 00802
Does the person work as senior executive of a DB-recognized regulated entity In
the financial industry? or an entity listed on a DB-recognised exchange? (Not O Yes No
applicable for operating entitles
Is the individual a Politically Exposed Person (PEP)?(if Yes descnbe) N/A • Yes g No
To the best of your knowledge, Is the IndMdual related to an employee of the DB O Fumy O Friendship 0 None
group?(,fF amei y or Fnendshep, describe) N/A
To the best of your knowledge, Is the individual party to a non-banking
O Yes W No
relationship with Deutsche Bank (e.g., external legal counsel, client referral
source, supplier of goods or services)?(if Yes describe ) N/A
If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place:
the person:
Client
Client Place
Bank Officer Name(s) Bank Office: Private Other Location (specify): Date:
of Business:
Domicile:
Stewart Oldfield R • O 12/1212016
O O O
O • O
: --,
L...1Wealth Details for this individual are not filled in, because they are the same as for the following person:
36. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of
Funds?
O Business Owner O O
Salary/Earnings O Investment Inheritance/Gifts
Summarize Source of Wealth:
O other:
SDNY_GM_00063622
N30000000D9Di&... 10/16/2018
littps://dbforeepb.my.salesforce.c‘4171‘OVIDENMAt
CONFIDENTIAL - PURSUANT TO FED. R DB-SDNY-0026447
EFTA_00I74I30
EFTA01298695

KYC Print Page 10 of 19
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did sector accumulate
wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of
profitability? Indicate type of business, countries of major actrvities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(f):
(S):
Estimated Net Worth($): Amount of assets planned to invest with FWM(S):
Other Known Financial Insbtubons:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (manta) status, other family members, etc.):
SDNY_GM_00063623
littps://dbforcepb.my.salesforce.cPer IffectotTIMOL30000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R.CR0eFt DB-SDNY-0026448
EFTA_00174B1
EFTA01298696

KYC Print Page 11 of 19
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa
3A. Individual Details (for all parties)
Individual's Name: Jean Anne Brennan Wlebracht - 00000487647 Date of Birth:
Country of Residence: Virgin Islands, U.S. Country of Citizenship: Virgin Islands, U.S.
Has client resided Outside
Address of primary Is * l 6 a - n 1 d 1 s 0 , U B .S t. . Nazareth St. Thomas 00802 Virgin n o a f t h io is n / a h l e it r y c f o o u r n 5 t r y y e o a f r s or 'El Yes - W - i No
residence:
mere?
Profession/Occupation: Finance Tax ID / SSN:
Current Employer: Southern Financial LLC Position/Title/Rank: Finance
Address of employer: 6100 Red Hook Quarter, 83 St, Thomas Virgin Islands, U.S. 00802
Does the person work as senior executive of a DB-recognized regulated entity In
the financial industry? or an entity listed on a DB-recognised exchange? (Not q Yes No
applicable for operabng entitles
Is the individual a Politically Exposed Person (PEP)?(if Yes *sate) N/A • Yes g No
To the best of your knowledge, is the IndM1Idual related to an employee of the 08 q pamiy O Riendship Wil None
grout7(,1F amei y or Fnendsivt, despite) N/A
To the best of your knowledge, is the individual party to a non-banking
relationship with Deutsche Bank (e.g., external legal counsel, client referral O Yes a
source, supplier of goods or services)?(if Yes describe ) N/A
If applicable, indicate which bar* officers have met Indicate where and when the client meeting(s) took place:
the person:
Client
Client Place
Bank Officer Name(s) Bank Office: Private Other Location (specify): Date:
of Business:
Domicile:
O
O
O a O
o q O
---:
L...1Wealth Details for this individual are not filled in, because they are the same as for the following person:
3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of
Funds?
O O Li
Business Owner Salary/Earnings pinvestment Inheritance/Gifts
Summarize Source of Wealth:
O
Other:
SDNY_GM_00063624
littps://dbforcepb.my.salesforce.cC rifqhWvIDENopA0L130000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. ItotrP ' DB-SDNY-0026449
EFTA _00174132
EFTA01298697

KYC Print Page 12 of 19
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senor accumulate
wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of
profitability? Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets($):
(S):
Estimated Net Worth($): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Acsetc Under Mgt:
Please Indicate the family situation of the individual (marital status, other family members, etc.):
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (For all Legal Entities)
Legal Entity Name: JEGE, Inc • 0000C
ED
0 Private Investment
Foundation/Association 0 Trust RI Company
Type of Entity: Purpose of Entity: 0
D Philanthropic/Charitable
Estate El Partnership
Commercial
Type of Entity Other Purpose of EntAy
(specify): Other (specify):
Date of
Country of United States 9/7/2000
incorporation /
incorporation/registration:
registration:
Identified on Customer Profile No
Volcker Status: Volcker Flag:
6100 Red Hook, Quarter 83 St, Thomas 00802 Virgin
Address (city, street, post U.S. TIN/EIN:
Islands, U.S.
code):
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations,
include information about revocability,settlor and beneficiaries,etc.:
Jeffrey Epstein is the sole owner. The signors on this account are Jeffrey Epstein, Harry Beller and Darren Indyke
Please indicate how ownership of the legal entity is reflected: Share Certificate
Eli Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (Ina the same persons): Jeffrey Epstein is the
sole owner. The signors on this account are Jeffrey Epstan, Harry Beller and Darren Indyke
To the best of your knowledge, is the entity party to a non-banking relationship
with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of 1
goods or services)?: Yes I No icl
N/A
Describe Nature of Entity's Primary Business and Investment Activities
Holds funds to pay for costs associated with an airplane owned by Jeffrey
Nature of the business:
Epstein.
Countries where business is transacted: United States
Number of employees: 1
SDNY_GM_00063625
Intps://dbforcepb.my.salesforce.etifMbils gvIDENopAOL130000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. IWP. e(b) DB-SONY-0026450
EFTA_00174133
EFTA01298698

KYC Print Page 13 of 19
3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2)
Primary Country of source of wealth/source of
United States
Funds?
Primary Industry of source of Wealth/Source of
High Risk Rnancial Institutions
Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities):
All corporate funds/assets come from contributions by the sole owner, Jeffrey Epstein and his source of wealth
Estimated gross receipts p.a.(S): 1,000,000.00
Estimated net profit p.a. ($): 1,000,000.00
Estimated investable assets ($): <S1 MM
Potential Amount to be invested with PWM (j):
Other Known Rnancial Institutions:
Institution: Country: at. Assets Under Mgt:
Institution: Country: at. Assets Under Mgt:
Institution: Country: at. Assets Under Mgt:
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa
3C Legal Entity Details (For all Legal Enbt es)
Legal Entity Name: JEGE, LLC -
O Foundation/Association O Trust Fil Company RIPrivate Investment [1:1
Type of Entity: 0 Estate 0 Partnership Purpose of Entity: Philanthropic/CharitaNe 1-1
Commercial
Type of Entity Other Purpose of Entity
(specify): Other (specify):
Date of
Country of Virgin Islands, U.S. 10/19/2012
incorporation /
incorporation/registration:
registration:
Identified on Customer Profile No
Volcker Status: Volcker Flag:
6100 Red Hook, Quarter B3 St. Thomas 00802 Virgin
Address (city, street, post U.S. TIN/EIN:
Islands, U.S.
code):
Provide a description of the entity's organizational structure, its Ownership structure and its Top Management. For trusts/foundations,
Include information about revocabiley,settior and benehciaries,etc.:
Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Harry Beller, and Darren
Indyke
Please indicate how ownership of the legal entity is reflected: Operating Agreement
17.3 Special attention: Bearer Shares - Indicate where shares are custodiel:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ifn ot the same persons). Single member LLC.
Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Harry Beller, and Darren Indyke
To the best of your knowledge, is the entity party to a non-banking relationship
with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of yes ri riec-)
goods or services)?:
IA
SDNY_GM_00063626
littps://dbforcepb.my.salesforce.ctA tqFpgyleEttklopALt 30000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. nett. B(b) ' DB-SDNY-0026451
EFTA_00174134
EFTA01298699

KYC Print Page 14 of 19
Describe Nature of Entity's Primary Business and Investment Activities
This is a company formed to hold funds for the taxes and payments of one of
Nature of the business: effrey Epstein's airplanes. This LLC was formed to eventually take over payments
for JEGE Inc. JEGE Inc will be dosed within a ear
Countries where business is transacted: Virgin Islands, U.S.
Number of employees: 1
3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2)
Primary County of source of wealth/source of
United States
Funds?
Primary industry of source of Wealth/Source of
High Risk Financial Institutions
Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities):
Initial funding of $1,000 from sole member Jeffrey Epstein. All corporate assets come from contributions made by the sole owner
Estimated gross receipts p.a.(4): 100,000.00
Estimated net profit p.a. (5): 100,000.00
Estimated investable assets (5): <$1 MM
Potential Amount to be Invested with PWM ($):
Other Known Fn ancial Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
One sheet must he established ter EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (For all Legal Entities)
Legal Entity Name: Jeepers, Inc - 00000486423
LI Foundation/Association Li Trust ELI Company ,. bi Private Investment (.1
Type of Entity: rurPctse of Entity: Philanthropic/Charitable 7....!
L.] Estate iii Partnership
Commercial
Type of Entity Other Purpose of Entity
(specify): Other (specify):
Date of .
Country of Virgin Islands, U.S. 8/18/2003
inrOrpOratiOn i
incorporation/registration:
registration:
Identified on Customs Profile No
Volcker Status: Volcker Flag:
6100 Red Hook Quarter 83 St, Thomas 00802 Virgin
Address (city, street, post U.S. TIN/EIN:
Islands, U.S.
code):
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations,
Include Information about evocabitity,settior and benebciaries,etc.:
Jeffrey Epstein is the sole shareholder of Jeepers Inc. The signors on tins account are Jeffrey Epstein, Jean Anne Brennan, Harry Beller,
and Darren Indyke
SDNY_GM_00063627
littps://dbforcepb.my.salesforce.ctAlsepgvI D EttpAts130000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. ReP.111(b) DB-SDNY-0026452
EFTA_00174135
EFTA01298700

KYC Print Page 15 of 19
Please Indicate how ownership of the legal entity is reflected: Shareholder Information Attached.
ED Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ifn ot the same persons): Jeffrey Epstein is the
sole shareholder of leepers Inc. The signors on this account are Jeffrey Epstein, Jean Anne Brennan, Harry Beller, and Darren Indyke
To the best of your knowledge, is the entity party to a non-banking relationship
with Deutsche Bank (e.g. external legal counsd, client referral source, supplier of (..., ra
goods or services)?: Yes i....i No iY..1
N/A
Describe Nature of Entity's Primary Business and Investment Activities
Jeepers Inc is a pnvate company that holds investments of its owner, Jeffrey
Nature of the business:
Epstein.
Countries where business is transacted: Virgin Islands, U.S.
Number of employees: 3
3D. Wealth Profile (Only for parties requiring source of wealth description as indicated m Section 2)
Primary Country of source of wealth/source of
United States
Funds?
Primary industry of source of Wealth/Source of
High Risk Financial Institutions
Fulls?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities):
3eepers Inc vas started to hold the personal investments of Jeffrey Epstein. The company began with 1,000 shares of common stock at
no par value. Its revenue comes from the gains of the investments it holds.
Estimated gross receipts p.a.(S): 400,000.00
Estimated net profit p.a. (5): 200,000.00
Estimated investable assets (S): <51 MM
Potential Amount to be invested with PWM (5):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
SDNY_GM_00063628
littps://dbforcepb.my.salesforce.cti fMatisgvIDEttpA0L130000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. ate'''. e(b) I DB-SDNY-0026453
EFTA_00174136
EFTA01298701

KYC Print Page 16 of 19
DB PWM GLOBAL KYC/NCA: US/LatAm/Int'I PART B
Relationship Name SOUTHERN FINANCIAL RELATIONSHIP
Comments:
Risk Rating
Fl
Booking Center i.?.) NY I. Offshore ""' Moderate L w — ✓ •• ] High Riskl Gwen Hill
NY/offshore Risk
(Compliance Signature)
El
DB Employee ' i DB Managed PIC E.I DB is Trustee/Co•Trustee [I Bearer Shares
4. Attachments
A. Type of Photo ID Provided g Drivers license g Passport O National/State ID O Other :
Darren Indyke - 486405 & Jean Anne - 487647
Checklist of names (individuals and/or entitles) that were submitted for database r-x ,..-1
s. searches is attached m Yes i_J NO
C. Please indicate the results of the database searches performed
ROC searches complete Elj yes O No negative results found R yes O No
PCR checks complete g Yes O No negative results found g Yes O No
CMG checks complete R Yes O No negative results found O Yes g No
815 searches complete (Lexis/Nexis, Factiva, Reuters, Dow R yes Oq No negative results found R Yes O No
Jones, D&B)
Denial Orders checks complete PT Yes Om negative results found O Yes Pi No
Martindale-Hubbell searched (Lawyers/Law Firms only) O yes R No negative results found Dyes O No
D. Please summarize any negative results from the database searches indicated above: Jeepers Inc
• Negative news does not pertain to ow client also rt is not material in nature.
- Court cases on Google does not pertain to our client. It is for Jeepers Inc of Illinois.
Jege
Inc
- Negative news in Google relates to Jeffrey Epstein's sex offence In the past which has been cleared already.
• No court cases.
Jege U.0
• Negative news In Gringle relates to Jeffrey Epstein's sex offence In the past which has been cleared already.
- No court cases.
Harry Seller:
- No negative media
• Harry Better is the plaintiff in the court case, also it has been disposed.
Jeffrey Edward Epstein:
- Negative media relates to the sex offence in the past which are already cleared. (KYC # - 01790655)
• Court cases relates to Jeffrey's sex offence in the past which is already cleared, another is a recent ongoing civil lawsuit pertaining
to fraud, but part of normal business operations for this client. And in one of the case he's neither defendant nor plaintiff. He's just
named as a respondent and the case is immaterial in nature.
- Criminal Filings relates to sex offence valich is already cleared in the past
• RDC alert found • Sex offences in the past which has been cleared • Clearance attached.
Darren Indyke:
- Negative news in Google relates to Jeffrey Epstein's Foundation and are not material in nature.
- Court case mentioned in Google search relates to Jeffrey Epstein's sex offence in the past which has been cleared already. Darren s
just an attorney for Jeffrey in the case.
been cleared attached.
- Fircosoft alert has by AML Compliance. Clearance
SDNY_GM_00063629
littps://dbforcepb.my.salesforce.cteMORDENMAts130000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. ItoeP. (b) ' DB-SDNY-0026454
EFTA_00174137
EFTA01298702

KYC Print Page 17 of 19
Jean Anne Brennan Wiebracht:
- No negative media
- No court cases
Southern Trust Company Inc:
- No negative media
- No court cases
To the best of your knowledge, has the client ever been convicted of a criminal
E. WYes D NO
offense?
To the best of your knowledge, has the customer ever been involved in any past
litigation against Deutsche Bank AG or any of its subsidiaries or is the customer
F. threatenng litigation against Deutsche Bank AG or any of its subsidiaries? (heft Oyes g, No
provide details below and contact Quably MgL (LatAm/Intl) or the Regulatory
Control Group andn otify Complkynce immecfately)
Does the client or related party have any financial or other association / interactions
G. within counties or regimes sanctioned by the Office of Foreign Assets Control O yes Pi No
(OFAC)?
Does the client or related party have any financial or other association/ interactions i—i
H. within high risk countries? L.J Yes ....?, No
I. Corporate Documentation Attached (Legal Entities Only) RI Yes O No El Not Applicable
J. Undisclosed Principal Form Complete (Intermediaries Only) O Yes O No n Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation Is not in English, please provide an English
summary of the nature/contents of the non-English Documentation:
L. Special Risk Factors
Does the account have Nexus to Special Risk Countries? O Yes Z No
Is the account structure unusually complex? Ores W No
Is there any indication the client set up a non operating
company expressly for the purpose of transferring shares to O Yes E_.?..] No
third parties?
Is there any indication this could be a prohibited business
relationship? O Yes b7..1No
Are the bearer shares identified subject to acceptable controls? Ll yes vi No
SDNY_GM_00063630
Intps://dbforcepb.my.salesforce.ridsgvID EttopA0L30000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. Itota) DB-SDNY-0026455
EFTA_001741.38
EFTA01298703

KYC Print Page 18 of 19
M. Case Comments
Created By Date Comments
This KYC serves as a high risk review for JEGE Inc, JEGE LLC and Jeepers Inc (herein referred
to as "accountholders") -
Below are the reasons why we are comfortable with approving this KYC:
• Information and supporting documents required by our AML Policy were provided and
reviewed; and as a resuk, we have an understanding of the structure of the accountholders,
their purpose, the purpose of the accounts and expected transaction activity.
• There are a few risk factors associated with the accountholders -
-SOW: The U80 (Jeffrey Epstein) is the founder of Southern Trust Company Inc, which
Gwen Hil 10/15/118 3:03 PM manages client's assets. SOW verification was obtained.
-Negative Media & PEP: There Is some negative media against Mr. Epstein and he Is also
maintains a close relationship with 84II Clinton and Prince Andrew. Please see risk calculator for
more information. Appropriate approval was obtained.
• Our review did not identify any red flags and thus there was no need to escalate this case
further.
• We performed due diligence searches on all parties and did not find the names searched to be
on any sanctions lists.
Alla Gatti 8/24/118 5:52 MI No material changes confirmation "emair attached in the case
ONSHORE APPROVALS
Client Facing Professional (CFP): Stewart Oilfield ‘Signature) 9/28/2018
otewart Oldfield
Office Director/Business Head: Andrew F Gallivan (Signature) 9/28/2018
Andrew F Gallivan
Regional Office Director: ‘1Signature)
AML Business Risk:
(Signature)
AML Compliance.
(Signature)
Sandra Tlmpone Sandra Timpone 10/15/2018
Gwen Hill Gwen Hill 10/15/2018
tATAMMNTEFtNATIONAL APPROVALS
Client Facing Professional (CFP): (Signature)
Account Manager: (Signature)
Global Market Team Head (Signature)
(GMTH)/Sub-Market Team Head
(SMTH):
AML Business Risk:
(Signature)
SDNY_GM_00063631
littps://dbforcepb.my.salesforce.erfatWvI DENopp 14/0L130000000D9Di&... 10/16/2018
CONFIDENTIAL - PURSUANT TO FED. R. iheFIA(b) DB-SDNY-0026456
EFTA_00174139
EFTA01298704

KYC Print Page 19 of 19
AML Compliance: (Signature)
PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth
Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do
so, Client Facing Professionals)( 1) (CFP's) should establish and maintain business relationships
only with persons who satisfy our high standards of suitability, background and character. Due
diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility
of CFP's to demonstrate that they know their client both at the inception of a relationship and on an
ongoing basis.
DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief
the above information is correct and up to date. 1 confirm that 1 have no suspicions relating to the
money laundering or unethical activities on the part of the client(s) and that I have followed all the
procedures relating to account opening as described in the PWM Americas Procedures and the PWM
Global KYC Policy
(1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product
Officers, Brokers, (Went Managers. etc.
Deutsche Bank Americas New York VA
in,ENTIA0L300000S0DN0Y_DGM9_0D006i3t6i3c2 ...
littps://dbforcepb.my.salesforcesS IEN 1062/ 01/81
CONFIDENTIAL - PURSUANT TO FED. ktRitsetr , •-• DB-SDNY-0026457
EFTA_00174140
EFTA01298705