EFTA01298648.pdf

Plan D, L LC
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
0 No lin 0 Not Required No RDC Alert (Please See Attached)
RDC I. RDC Results
• tilt
0 No Hit 0 Not Required
FIRCOSOFT II. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached)
q i tit
No Information Found
III. Negative Media
o Yes No
Ills
No Information Found
IV. Non-Neptive Media
Not Required
No Information Found
V. Other Latigualce Nledia
Information Found (Please See Attached)
Rauh& 0 Yes 0 No
D&B VL D&B
E Not Required
Results? 0 Yes rig No No Information Found
SMARTLINX
VII. Smartlim
0 Not Required
0 Review by Legal May be No Information Found
COURT CASES Required CC No Results VIII. Court Cases
0 Search not required
Prepared by: Priyanka Sharma Date: 10/01/2018 Research Analyst
Instructions:
1. Review and confirm that all results are returned for your client.
2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-Hubbellhttp://www.martindale.comhp/Martindaleihome.xml
3. As needed, provide comment for any negative results.
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S. Save any changes you make to this document and attach file to your KYC.
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OFAC RESULTS
RDC:
Date of
Inquiry Id Response Type Tracking Id Name Address
Bath/Age
VIRGIN ISLANDS,
11641150 No Match Found KYC 01977694 .41.
Plan D, LLC U.S.
FIRCOSOFT:
30052200 [NR_ 300522002182 Company Plan D, LLC No Alert No Alert No Alert No Alert
BIS RESULTS:
Negative Media:
No Infommtion Found
Non-Negative Media:
No Information Found
Other Language Media:
No Information Found
D&B:
Copyright 2018 Dun & Bradstreet. Inc
Worldbasc
March 7, 2018
PLAN D LLC
I 6100 RED HOOK QTRS
(registered address)
ST THOMAS. VI 008021348
USA
COUNTY: SAINT THOMAS
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SDNY_GM_00063567
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REGION: NORTH AMERICA
COMMUNICATIONS
TELEPHONE: 2129711314
COUNTRY CODE: 0001
CABLE TELEX: I NMNNANP
COMPANY IDENTIFIERS
DUNS: 08-111-5986
COMPANY INFORMATION
FOUNDED: 2018
LEGAL STATUS: Proprietorship
EMPLOYEES HERE: 2 - Estimate
EMPLOYEES TOTAL: 2 - Estimate
COMPANY TYPE: Private
***** * * * * *DESCRIPTION
EQPT RNTL LSING N
MARKET AND INDUSTRY
SIC CODES:
7359 - Equipment rental/leasing
853.460 (US Dollars)
Public Record:
1 OF 1 RECORD(S)
SmartLinx Comprehensive Business Report
Report Created:10-01-2018 1:13 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright €) 2018 LexisNexis.
All rights reserved.
Search Terms - company(Plan D, LLC) radius(15)
Executives - Current (0) IncorporatiorbSOS (1) Operations Sites (1) Sales (0)
Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0)
MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0)
Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgmerts 8 Liens Filings (0)
UCC Filings (1) Executives - Prior (1) Registered Agents (0) Name Variations (2)
Possible Employees (0) Person Associates (0) Business Associates (2) TI Ns (0)
Possible Connected Parent Company (0) Industry Information (1)
Business (0)
View All Sources (4)
Business Summa
Name Address Phone
PLAN D LLC 2629 Sudderth Dr
Ruidoso, NM 88345-6302
Lincoln County
LexID Established TIN
0001-1416-9672 2013
(5 Years in Business)
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SDNY_GM_00083588
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At a Glance
Real Property 0 UCC Debtor 1
Personal Property 0 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 0 Foreclosure/Notice of Default 0
Name Variations - 2 name variations found
NO. NAME
1. PLAN D LLC
2. PLAN 0. LLC
TINs - 0 TINs found
Business Profile
Executives: Current - 0 executive(s) found
Incor •oration/SOS 0 active, 1 other
NO. NAME FILING TYPE STATUS FILING FILING NO. STATE
DATE
PLAN D LLC N/A 10/20/2006 2793446
Additional Details
Business Status: N/A
Filing Type: SOS Filing
Expiration: 11/20/2008
For Profit: Unknown
Origin: Other Business Filing
OperatingLocations - Showing 1 location(s)
NO. ADDRESS METRO AREA PHONE
1. 2629 Sudderth Dr LINCOLN COUNTY
Ruidoso. NM 88345-6302
Lincoln County
Sales - 0 record(s) found
Parent Company - 0 record(s) found
Industry Information
SIC NAIC
7299 Miscellaneous Personal Services, 541990 All Other Professional, Scientific,
Nec and Technical Services
812990 All Other Personal Services
Industry Description: SERVICES
Business Description:
Licenses - 0 licenses found
URLs - 0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
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SDNY_GM_00063569
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UCC Filings (1 debtor, 0 creditor)
NO. ROLE STATUS ORIG. ORIG. FILE JURISDICTI FILE TYPE
FILING NUMBER ON
DATE
1. Debtor Active 05/23/2013 201300089358 NM Amendment
Filing Office Information
SECRETARY OF STATE/OPERATIONS BUREAU/UCC DIVISION
325 Don Gaspar St Ste 300
Santa Fe, NM 87501
Filing 2
Filing Number. 20179730469G
Filing Date: 10/25/2017
Filing Type: AMENDMENT
Expiration: 05/23/2018
Debtor 1
DREAM CATCHER CAFE
2629 Sudderth Dr
Ruidoso, NM 88345-6302
Secured Party Info 1
MERCHANT CAPITAL SOURCE LLC
2120 Main St Ste 220
Huntington Beach, CA 92648-7454
Filing 1
Filing Number: 201300089358
Filing Date: 05/232013
Filing Type: INITIAL FILING
Expiration: 05/23/2018
Debtor 1
DREAM CATCHER CAFE
2629 Sudderth Dr
Ruidoso, NM 88345-6302
Secured Party Info 1
MERCHANT CAPITAL SOURCE LLC
2120 Main St Ste 220
Huntington Beach, CA 92648-7454
Collateral
RECEIVABLE OF CONTRACT
Real Property (0 current, 0 prior)
Personal Property (0 current, 0 prior)
Associates
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Executives: Prior -1 prior executive(s) found
NO. NAME TITLE
1. Crawford, Lynn PRESIDENT
/ Moderate Risk
*Associated with Other Companies
Registered Agents - 0 registered agent(s) found
Possible Employees - 0 current, 0 prior employees found
Person Associates - 0 other person associates found
Possible Connected Business - 0 businesses found
Business Associates - 2 business associates found
NO. NAME ADDRESS ROLE
1. DREAM CATCHER CAFE 2629 Sudderth Dr UCC
Ruidoso, NM 88345-6302
Lincoln County
2. MERCHANT CAPITAL SOURCE LLC 2120 Main St Ste 220 UCC
Huntington Beach, CA 92648-7454
Orange County
Sources
All Sources 4 Source Documents
UCC 1 Source Documents
Other Directories 2 Source Documents
Experian 1 Source Documents
Key:
AHigh Risk Indicator. These symbols may prompt you to investigate further.
/ Moderate Risk Indicator. These symbols may prompt you to investigate further.
t General Information Indicator. These symbols inform you that additional information is provided.
V The most recent telephone listing as reported by Electronic Directory Assistance.
0 Wireless Phone Indicator. These symbols indicate a cell phone number.
(ED
Residential Phone Indicator. These symbols indicate a residential phone number.
Business Phone Indicator. These symbols indicate a business phone number.
Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline
service.
Q FAX Indicator. These symbols indicate a FAX number.
Government Phone Indicator. These symbols indicate a government phone number.
Important: The Public Records and commercially available data sources used on reports have errors. Data Is sometimes entered poorly. processed
incorrectly and is generally not freeborn defect This system should not be robed upon as definitively accurate. Before relying on any data this system
supplies. a should be Independently verified. For Secretary of Stale documents. the following data is for information purposes only and is not an official
record. Certified cocas may be obtained from that rodeidual Rates Department of Slate.
Your DPPA Permissible Use is: Debt Recovery/Fraud
Your OLBA Permissible use is: Legal Compliance
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SDNY_GM_00063571
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CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0026396
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Copyright 0 2018 LexisNexis. a division of Reed Elsevier Inc. AI Rights Reserved.
LEGAL RESULTS:
Court Cases:
No Information Found
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SONYGM_00063572
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CONFIDENTIAL - PURSUANT TO FED R.QQN(F DB-SDNY-0026397
EF1'A_00174080
EFTA01298654