EFTA01298589.pdf

Deutsche Bank El
MC0UM Holder el.en e Joao LLC
OCiS • 487216 Se lest Nakao for KYC tampers. Review
Case le 1977705
produnoa '4 - 1;
I 21 . X
r, A ,
E e P I 1 f
ACCount Va a lu y d e o Vuonai Produces •Si Mm 4 2 . 8 E . AA 8 E , i . A v 8 e co n £ - st a . 3 - 5 42 ; r 2 € 72- 211 I , 1 2 -.- • ni _ g o e_
q -X I 6 3 r-§16/ 8cc Pm7 " I 4 2
triter Country of Rendenc0 USvi JJege LLC S x X x . X Neu X x X X X Ned
Entily Tnee 11.0 JN1ry E. E Solo Mambo 8 ALOr5Ona1 x x x xxx 1 x3 x x it YNA x
commenii Darren . X axe a x e s
Merry Beller X X XX 1 XX X X X HA
Cementing OPeratingAgreelnent
Legal Existence
i •
Coillniente 11) 1ILD Ile
other. Certificate of Existence 1) ID her..,..(4,, ,, F,......, a Harry Bole( 'Gaelic., in me < to
Siring Authority 2)ID lot Darren inchko can be toad in 'RepaSteev" of DOS 0 48.6406
Corporate Resolution 2014 4) RDC ht found on Jeffrey Foaled • crearanoes attacked n the cane
-• r.rco-kk kit found on Damn Inched • clearance attached in the case
Entity Powers/ Structure Anklet el ASSOCiationnnefOrg.
other
Required ApprovelseDocuments Include but not limited to: General Notes:
0 ASH Approval. non-US clients rift inched of US status(nonvSoeacka.,dry i I) Indicate in comments 0 information is not found in current NYC or Customer Profile (enter number in fields E15.W26 end
.14rto In !..iosTro a US tswssrOJ S cln or via(spwi s Lour to 0ecorm a Non •U$ parson, FCA 1111011.0ea to that number in the comments), explain m which NYC Case or where in the Repository the information can be
ei.fAcv..r.ri ,cnettry r..nc..n V S cot her e rJ S askHera) found
0 AFC Reputabonal Risk Approval (priding nei us) (2) Indkate If Information is missing
0 AML Compliance & BRM Approval for US penmen vas an ortehme FIC (3) If the account holder is a non VS indoedual and has a VS individual as POA, tax experts, Peed Sherpa and Rich larosl.
need to be informed at this c considered a US ind Kia
0 Client ariator UBO from EU (refer to Tab 3- EU Country List) - am ncte caw pion-
Footnotes:
0 Client Risk Program (CRP) Form for at newloans (CRP Lamy are required at KYC la) State Occupabon, Employers Name and Mellen". Esb re 4,0 Income. Net lYcxn
stage because loans da not go droop, Mee . NON USGIANTS ONLY
Cross Border Approval (0)Ifthere is any negative news. assure to summaribe It In Deforce.
0 CRP Escalation Body Approval ExoeMions to kcal err comity ist regraded. MD (c) Make sure the PEP determination captured accurately.
EXCEPTIONS for Global exit countries
0 ExCo Approval (Nigh Risk Kite Fa New Chente AND cxons Gs:veleta& from Id) Mae SUM me account debit are completed (i.e. account manager. account type. CurrenCy. purpose 01 the account)
usimethumke ',GSM')." Evene De teen Renews)
FinCENsCCO Rule Form (el Malt* sum the client meeting Information Is catered In GB F0ICle Are the booking center, referral source. Introduction
detail and payment retrocession quesman related 10 this Client entered in Deform,
0 German Bank Separation Mt (GB-SA) OU•stionimire - roqaed to ALL rev clonts
[GesA Oetermnahon made for clients migna as o163017 NEEDS to be waned b•
Tat 5C.Nr indrect osmium 3rd any m be ween entities that r0rectty one 'LON*, nob ci
0 Group Sustanability Approval !CCP. iNN,ffere.flUTC4i I el0
Industry Rep Risk Escalation llittparrnpa risk intranitedt cortUars/app/App html •
defense industry
0 MO Approval (New acitp tors 0o,s, - et nal, romp, Subject to upcoming 8511
approval changes . this may be removed.
lion.target market Approval
PEPrriligativ• media escalation Approval, -Read WM AML Compliance
vennueta: Line of business Approval to commence NYC adoption prize.,,,
0 RATIONALE MEMO stating basis 101 approving NYC
Jags LLC_ICYC CIA APR Checklist SDNY_GM_00063450
CONF0 I1TENTIAL
DB-SDNY-0026275
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
EFTA_00173958
EFTA01298589