EFTA01298462.pdf

Deutsche Bank El
Account Holder Name Zorn, Man. merit LLC
OCISI SZO331 Sect reason to KYC [Regular Review
Cases 1977695
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I b t r c e o & li C n O t V O a L lu Y e ol t•MkcinSlXP ‘ U T S V I M I IA Name e e l tE 2 i 22 1 i :7 g lial§; r=gati): g te : rT , O ;1 (ef 2 it : t . ‹ 4 8 3 g
Enter Country ol Residence. USVI Zeno Management LLC x x a x x NA'! x x x x x NA
Jeffrey Epstein (Sole Member IS e.,.• •
Entitnypa LLC Shar odor x e x N ex t xdx x xY* x
<antenna .......-....m... a x x x 25 x x x x
x x xxxx 4 x x x kiC
Ztxotnen.hlp Operating Agreement a X x x XXX x X X NA
other
Legal Existence
COMMIXESPien1
other, Cerhhcate of Existence 1) it/ kr Jebel EMWn attached n the case
Signing Authe(ibr - -- 2) iD tor in 'RentOrrot OCI
LLC Resolution House Accour= 3) IDter SAZYChmentirCIOCI
rat A enettrtion-g0IS 4) ROC -, clearances actatasceh ed in
5) Futon, NI round on Darien lied) in th•
Entity Rawest 'Structure I/ " 01 Ashocit tiescrs Acro
o re
Required Approvals/Documents Include but not Dr171(14 to: General Notes:
ABR APPrOval nOn•US (Jeentl with indit pa Of US stark" (47.n.US cinn; cna)m; Mind/Cate in comments if information is not found in current KYC Or Customer Profile (onto number in nettle EIS W26 and
Mew to Wsperne er US ormtserth Oen( cna)n7 stones to neccern a ,itTel -OS rer!oi.PCA reference to that number in th«omments). esplain III WhKh NYC Case or where in the Reposatory the information Can be
ry a at ,ce.rocl agnate." rf .inn-C S bn, has a U S &Mears) round
AFC Roputanonal Risk Approval (garrVing nei.n) (2) Indicate if information is missing
AML Compliance a, BRM Approval for US persons web an offshore PIC (3) It the account holder is a non US individual and has a US individual as POA, tax exports, Thema soiree and Rich lams).
need to be informed as this is considered a US tridnia
0 Client and UE1O hem EU (rater to Tab S - EU Country UM) add note b dent probe
Footnotes:
0 Client Risk Program (CRP) Fenn for et row loons (CRP tonne are required at KYC )al State O«vpaton. Employers Name and Address. Estimated Income. Net Worth
stage because loans do not go avow" India • NCN US CLIENTS ONLY
0 Cross Border Approval (e) If there is any negative news, assure to summana it In OBIa te.
0 CRP Escalation Body Approval • Exceptions laical exit courtry 1st penned. NO (c) Make sure the PEP determination captured accurately.
EXCEPTIONS IM Global exit countries
ExCo Approval (NO Rent KYCs Fa New Chaffs AND Oen doengeaded nom (d) Make sure the account details are completed (i.e. account manager. account type. currency. purpose of the account)
lowerrikenbHiGH AND &Evora Dow, Revs.")
3 FinCElfs COO Rule Form (climax* sure the client meeting int ormabon is entered in DB FCRCO. Are the booking canter, referral source. introduction
detail and payment retrocession due ten related to this client entered In OBI wee?
0 Getman Bank Separation Act (OSSA) Ouestionnalre - rovred for ALL new dents
iG ESA datermnatrm made for clients errand as at 6,3O17. es f EEDS lobe (ewes:ea •a•
met 509i• indroot cement and any in between entrees that rdrectly own ¶0% or more er
Group Su112thatdlltY Approval (41MTOITTIPM•11.0,1ii rak)
Industry Rep Risk Escalation Ihtrps:/MperrsiuMranet.db.conslarstapprAPP fitful) •
defense induatrY
MO Approval (nee ra5cotioris 079 rin ea hop )** Subject to upturning GSM
approval changes this may be removed
0 Non-target market Approval
0 PEPtriegatree media esalatiOn Approvals -knead WM AML Compliance
0 Vona:mare. Line of business Approval to commence NYC adoption process
RATIONALE MEMO stating bean for approving KYC
SDNY_GM_00063066
Zero Ittreperrere. LIC_KKC CL, MIR Cl_. IN
CONFIDENTIAL
DB-SDNY-0025891
CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e)
EFTA_00 173574
EFTA01298462