EFTA01298382.pdf

Jean Anne Brennan Wiebracht
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click hem for results: Reviewer Comments (as necessary):
El No lilt 0 Not Required No RDC Alert (Please See Attached)
RUC I. RDC Results
• Hit
Cr No Hit U Not Required
FIRCOSOFT II. FIRCOSOFT Res-Mil No FIRCOSOFT Alert (Please See Attached)
ID flit
No Information Found
Ill. Negative Media
El Yes ® No
HIS
No Information Found
IV. Non-Negative Media
0 Not Required
Not Required
V. Other Language Media
Not Required
FteAlitir 0 Yes 0 No
VI. DieS
D&B
_i Not Required
Remits? E Yes No No Information Found (Please See Attached)
SNIARYLINX
VII. Smartlinx
0 Not Required
U Review by Legal May be No Information Found
gk
COURT CASES Required No Remits VIII. Court Cases
M Search not mquired
Prepared by: Krishna Didhich Date: 08117/2018 Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-HubbellhttpaAvwxv.martindale.comhp/Manindaleillome.xml
3. As needed. provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
For internal use only
S0NY_GM_00062732
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0025557
EFTA_00173240
EFTA01298382

Page 2
OFAC RESULTS
RDC:
Date of
Inquiry Id Response Type Tracking Id Name Address
Birth/Age
a
: .J,
of
:r, :VIRGIN ISLANDS, Date
11638375 No Match Found KYC 01977695 lean Anne Brennan U.S.
Wiebracht Elli.
to Date of
11638379 No Matchfogn0 KYC 01977695 lean Anne Brennan •.:,;-iintri:UNITED STATES =firth:
Wiebracht
FIRCOSOFT:
Alert(s)
Request ID Record ID Type Name Details
ADM INT PEP SAE
Jean
Anne
24867183 WR_248871832182 Individual No Alert No Alert No Alert No Alert
na n
Wiebracht
Jean
Anne
24867190 WR_248671902182 Individual No Alert No Alert No Alert No Alert
Brennan
VViebrach
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
No Information Found
Other Language Media:
Not Required
D&B:
Not Required
For Internal use only
For internal use only
SONYGM_00062733
ID ENTIAL
CONFIDENTIAL - PURSUANT TO FED R.WNE DB-SDNY-0025558
EFTA_0017324I
EFTA01298383

Public Record:
Search: Cfneerwat rnmonstion4 portal Rsoor Search Remelts
state;ALI. ) (3Ah c•ere. i bra .eh )
Sande fog DoIrvry C, Ibe‘u Cr SO
v.* Mean Clefitt athiconl:ftethea Mime Sew". CM Sat.
O Taal We.i1OCItt.2081AL
riqtftwt.b1 oottrhini
simi tausignc. 1'sI IS no .4101, poorly
(Gen.ar
.:00d, :own laECCIir*
i Satan te Cercerfaiv Sthast MWSWei
Catirod:ord
,Curree• :Meg NeOfIC
kl.1%..12-45.5 "Me,
tenoe,
:ninon U.rona Mae. SP4 WI.ol a e.Jtc4 ocada
".1.4.4e: ?twat,
:DO@ :W..
• . >4114.thrrli
'MTTI. AEU:104 1M2.'4'15Di
ail!Mgate.TheAS
irsio;
IT Wm. -sa(x):
I fawner. ',Ms ro)m,s1p,t4
8 No Documents Found
No documents were found for the search terms entered.
Too can edit your search and try again, or save it. To edit it, you may want to try one or more of the
following:
• Check for spelling errors.
• Remove some search terms.
• Check the "find similar-sounding last names" checkbox.
Search: Smartt:VAS Comprehensive Person Repert ar j
Terms: first-name(3ean Anne) last-nerne(Brennan Wiebracht) state(ALL) redius(30)
" Edit search New Serchi
LEGAL RESULTS:
Court Cases:
No Information Found
For internal use only
For internal use only
SDNY_GM_00062734
ID ENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(E DB-SDNY-0025559
EFTA_0017 3242
EFTA01298384