EFTA01298300.pdf

Hyperion Air, LLC
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts invoking PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as neccsmar)).
DE) No lin 0 Not Required No RDC Alert ( Please See Attached)
RIDC I. ROC Results
0 Hit
No Hit Not Required
FIRCOSOFT II. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached)
q Hit
No Information Found
In. Negative Media
0 Yes No
Ills
Not Required
IV. No-nNegative Media
Not Require!
Not Required
V. Other Langiraii: Media
No Information Found
Results? M Yes El No
D&B VI. MB
E Not Required
Results? El Yes 0 No Information Found (Please See Attached)
SMARTLINX
VII. Smartlinx
M Hot Required
El Review by Lisa' Mayne No Information Found
COURT CASES Required No Results VIII. Court Cases
E Search not re0! quired
Prepared by: Sanchit Mittal Date: 08/20/2018 Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search still ccl. We ha% c attached the w eh link
below for your convenience:Martindale-Hubbellhttp://www.martindale.comhp/Martindale/home.‘ inI
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
For internal use only
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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0025379
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OFAC RESULTS
RDC:
Date of
Inquiry Id Response Type Tracking Id Name Address
Birth/Age
.41 Co - tn *VIRGIN ISLANDS,
11638439 Not Alerted KYC 01977699
Hyperion Air, LLC U.S.
FIRCOSOFT:
Request Alert(s)
Record ID Type Name Details
ID ADM INT PEP SAE
Hyperion Air, No No No No
25025722 WR_250257222182 Company
LLC Alert Alert Alert Alert
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
Not Required
Other Language Media:
Not Required
D&B:
No Information Found
Public Record:
For internal use only
For internal use only
SDNY_GM_00062555
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CONFIDENTIAL - PURSUANT TO FED R.CON(F DB-SDNY-0025380
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1 OF 1 RECORD(S)
Smartlinx ® Comprehensive Business Report
Report Created:8-20-2018 5.19 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright 2018 LexisNexis,
All rights reserved.
Search Terms - company(Hyperion Air, LLC) tin(66-0795359) radius(15)
Executrves - Current (0) IncorporatioNSOS (0) Operations/Sites (1) Sales (0)
Licenses (0) URLs (0) Real Property - Current (0) Real Properly - Prior (0)
MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0)
Aircraft - Currert (1) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments 8 Liens Filings (0)
UCC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (1)
Possible Employees (0) Person Associates (0) Business Associates (0) TINs (0)
Possible Connected Business Parent Company (0) Industry Information (0)
(0)
View All Sources (1)
Business Summary
Name Address Phone
HYPERION AIR LLC 6100 Red Hook Otrs Ste B-3 917-868-6145
St Thomas, VI 00802-1348
St. Thomas County
LexID Established TIN
0223-8046-2065
At a Glance
Real Property 0 UCC Debtor 0
Personal Property 1 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 0 Foreclosure/Notice of Default 0
Name Variations -1 name variations found
NO. NAME
1 HYPERION AIR LLC
For internal use only
For internal use only
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TINs - 0 TINs found
Business Profile
Executives: Current - 0 executive(s) found
Incorporation/SOS (0 active, 0 other)
OperatingLocations - Showing 1 location(s)
NO. ADDRESS METRO AREA PHONE
1. 6100 Red Hook Cars Ste B-3 ST. THOMAS
St Thomas, VI 00802-1348 COUNTY
St. Thomas County
Sales - 0 record(s) found
Parent Company - 0 record(s) found
Industry Information - no information found
Licenses - 0 licenses found
URLs -0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
UCC Filings (0 debtor, 0 creditor)
Real Property (0 current, 0 prior)
Personal Pro party 1 current, 0 prior)
NO. TYPE STATUS YEAR/MAKE IMODEL VIN
1 Aircraft Current 2001 BELL 430 49078
Registrant Info
HYPERION AIR LLC
6100 Red Hook Qtrs Ste B-3
St Thomas, VI 00802-1348
Aircraft Info
Tail Number: 331JE
Registration Date: 09/06/2013
Type: ROTORCRAFT
Number of Engines: 2
Associates
Executives: Prior - 0 prior executive(s) found
For internal use only
For internal use only
SDNY_GM_00062557
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Registered Agents - 0 registered agent(s) found
Possible Employees - 0 current, 0 prior employees found
Person Associates - 0 other person associates found
Possible Connected Business - 0 businesses found
Business Associates - 0 business associates found
Sources
All Sources 1 Source Documents
Personal Property 1 Source Documents
Key:
High Risk Indicator. These symbols may prompt you to investigate further.
Moderate Risk Indicator. These symbols may prompt you to investigate further.
General Information Indicator. These symbols inform you that additional information is provided.
The most recent telephone listing as reported by Electronic Directory Assistance.
Wireless Phone Indicator. These symbols indicate a cell phone number.
Residential Phone Indicator. These symbols indicate a residential phone number.
Business Phone Indicator. These symbols indicate a business phone number.
Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline
service.
FAX Indicator. These symbols indicate a FAX number.
Government Phone Indicator. These symbols indicate a government phone number.
Important: The Public Records and commercially available dale sources used on reports have cenom. Dale is sometimes entered poorly. processed
inconectly and is generally not free from defect This system should nd be relied upon as definitively accurate. Before relying on any date this system
supplies. II should be independently verified. For Secretary of Slate documents, the following data is for intoimatbn purposes only and is not an official
record. Certified copies may be obtained hem that individual slate's Department of State,
Your DPPA Permissible Use is: Debt Recovery/Fraud
Yew GLBA Permissible Use is Legal Compliance
Copyright O 2018 LexisNexis, a division of Reed Elsevier Inc. Al Rights Reserved.
LEGAL RESULTS:
Court Cases:
No Information Found
For internal use only
For internal use only
SDNY_GM_00062558
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CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0025383
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EFTA01298304