EFTA01298295.pdf

J. Epstein Virgin Islands Foundation, Inc
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
Eg No I Iii 0 Not Required No RDC Alert (Please See Attached)
RDC I. RDC Results
• Hit
0 No Hit 0 Not Required
FIRCOSOFT II. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached)
q Hit
No Information Found
III. Media
0 Yes No
Ill S
No Information Found
Pt Non-Neptive Media
Not Required
No Information Found
V. Other La vele:: \um
No Information Found
Results? M Yes El No
D&B VI. MB
E Not Required
Result?? Yes 0 No Information Found (Please See Attached)
SMARTLINX
VII. Smartlinx
0 Not Required
0 Review by Legal May be No Information Found
COURT CASES Required C No Results VIII. Court Cases
0 Search not required
Prepared by: Sanchit Mittal Date: 08/20/2018 Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-Hubbellhttp://wwa.martindale.com/xp/Martindak/home.sml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
S. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
For internal use only
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OFAC RESULTS
RDC:
Date of
Inquiry Id Response Type Tracking Id Name Address
Birth/Age
a
::cioriii.i.VIRGIN ISLANDS,
11638438 No Match Found KYC 01977699 3. Epstein Virgin Islands U.S.
Foundation, Inc
Ft RCOSOFT:
Request Alert(s)
Record ID Type Name Details
ID ADM INT PEP SAE
J. Epstein
rgin No No No No
25025721 WR_250257212182 Company
VFi oundIsaltaionnd,s Alert Alert Alert Alert
Inc
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
No Information Found
Other Language Media:
No Information Found
D&B:
No Information Found
Public Record:
1 OF 1 RECORD(S)
Smartlinx CD Comprehensive Business Report
Report Created:8-20-2018 5:10 PM EST l FOR INFORMATIONAL PURPOSES ONLY I Copyright 2018 LexisNexis,
All rights reserved.
Search Terms - tin(66-0585379) radius(15)
Executives - Current (0) Incorporation/SOS (0) Operations/Sites (1) Sales (0)
Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0)
For internal use only
For internal use only
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MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0)
Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (0)
UCC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (1)
Possible Employees (1) Person Associates (0) Business Associates (0) TINs (1)
Possible Connected Business Parent Company (0) Industry Information (1)
(0)
View All Sources (3)
Business Summa
Name Address Phone
J EPSTEIN VIRGIN ISLANDS 6100 Red Hook Otrs Ste B-3
FOUNDATION INC St Thomas. VI 00802-1348
(No recent public filings on file) St. Thomas County
LexID Established TIN
0004-21424151 2000 66-0585379
(18 Years in Business)
At a Glance
Real Property 0 UCC Debtor 0
Personal Property 0 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 0 Foreclosure/Notice of Default 0
Name Variations -1 name variations found
NO. NAME
1 J EPSTEIN VIRGIN ISLANDS FOUNDATION INC
TINs -1 TINs found
NO. TIN NAME
1. 66.0585379 J EPSTEIN VIRGIN ISLANDS FOUNDATION INC
Business Profile
Executives: Current -0 executive(s) found
Incorporation/SOS (0 active, 0 other)
OueratinaLocations - Showinq 1 location s
NO. ADDRESS METRO AREA PHONE
1. 6100 Red Hook Qtrs Ste B-3 ST. THOMAS
St Thomas, VI 00802-1348 COUNTY
St. Thomas County
Sales - 0 record(s) found
Parent Company - 0 record(s) found
Industry Information
SIC NAIC
8733 Noncommercial Research No NAIC information available
Organizations
Industry Description: CHARITABLE ORGANIZATION;PRIVATE INDEPENDENT FOUNDATIONS
Business Description:
For internal use only
For internal use only
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Licenses - 0 licenses found
URLs -0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
UCC Filings (0 debtor, 0 creditor)
Real Property (0 current, 0 prior)
Personal Property (0 current, 0 prior)
Associates
Executives: Prior - 0 prior executive(s) found
Registered Agents - 0 registered agent(s) found
Possible Employees - 0 current, 1 prior employees found
NO. NAME ADDRESS STATUS DATE(S)
1 Hoffman. Paul 6100 Red Hook OIrs Ste 8-3 Prior
St Thomas. VI 00802-1348
Person Associates - 0 other person associates found
Possible Connected Business - 0 businesses found
Business Associates - 0 business associates found
Sources
All Sources 3 Source Documents
Government Agency 1 Source Documents
Other Directories 1 Source Documents
Experian FEIN 1 Source Documents
Key:
High Risk Indicator. These symbols may prompt you to investigate further.
Moderate Risk Indicator. These symbols may prompt you to investigate further.
General Information Indicator. These symbols inform you that additional information is provided.
The most recent telephone listing as reported by Electronic Directory Assistance.
Wireless Phone Indicator. These symbols indicate a cell phone number.
Residential Phone Indicator. These symbols indicate a residential phone number.
Business Phone Indicator. These symbols indicate a business phone number.
Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline
service.
FAX Indicator. These symbols indicate a FAX number.
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Government Phone Indicator. These symbols indicate a government phone number.
Important: The Public Records and commercially available data sources used on reports have 011015. Data is sometimes colored poorly, processed
inconectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before retying on any data this system
supplies. It should be Independently verified. For Secretary of Stare documents, the rollaway data le for inlormaibn purposes only and is not an official
record. Certified copies may be obtained horn that individual states Department of Stale.
Your DPPA Permissible use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright 0 2018 LexisNexis. a division of Reed Ebevier Inc. AI Rights Reserved.
LEGAL RESULTS:
Court Cases:
No Information Found
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SDNY_GM_00062553
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