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EFTA01268401.pdf
AI Summary
Email correspondence from October 2017 regarding cost basis calculations for securities transfers including stocks in Ascena Retail Group, Foundation Medicine, and Sangamo Therapeutics worth over $3 million total. The document appears to be part of financial record keeping related to asset transfers. [Rating: 6/10 - Document shows substantial financial transactions totaling over $3 million in securities transfers with specific cost basis details, indicating significant asset management activity]
Flags
financial_transactions
Extracted Entities
| Name | Type | Context |
|---|---|---|
| Ascena Retail Group Inc. | organization | Publicly traded company with 70,500 shares transferred valued at $1.5 million |
| Foundation Medicine Inc | organization | Publicly traded company with 49,830 shares transferred valued at $1.265 million |
| HBRK Associates Inc. | organization | Richard Kahn's company located at 575 Lexington Avenue, New York |
| Sangamo Therapeutics Inc | organization | Publicly traded company with 50,000 shares transferred valued at $422,214 |
| Paul Barrett | person | CC'd on email correspondence about cost basis |
| Rafael C Otoya | person | Recipient of email requesting cost basis information |
| Richard Kahn | person | Financial professional at HBRK Associates providing cost basis information for transferred securities |
Full Text
From: To: Subject: RE: Cost Basis Date: Tuesday. October 10. 2017 2:26:08 PM OK... That's what they reported to us. Let me know if there's anything else I can support you with. From: Richard Kahn [mailto Sent: Tuesday, October 10, 2017 1:17 PM To: Otoya, Rafael C Cc: Paul Barrett Subject: Re: Cost Basis Cost basis of securities transferred in are as follows: Thank you Purchase Quantity Asset Description Date Cost Ascena Retail Group Inc. (Formerly Dress 1/16/01 70,500 1,500,000 Barn 1.3.11) Foundation Medicine Inc 1/16/14 49,830 1,265,037 Sangamo Therapeutics Inc 5/28/13 50,000 422,214 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On Oct 10, 2017, at 2:09 PM, < wrote: CONFIDENTIAL SDNY_GM_00012330 EFTA_00 122979 EFTA01268401 Hello, Richard. I wanted to follow up with you. My understanding is that there may be some questions around cost basis for the assets that you transferred over. How may I support you? <image003.jpg> CONFIDENTIAL SDNY_GM_00012331 EFTA_00 122980 EFTA01268402