EFTA01298098.pdf

NAME SEARCHED: LSJE, LLC
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necestary):
No lilt M Not Required
RU(: I. ROC Results No RDC alert (Please sec attached)
0 I lit
n No Hit • Not RRequired)
FIRCOSOFT IL FIRCOSOFT lie sujig No FIRCOSOFT alert (Please see attached)
■ Hit
There was no information found
III. Negate c N led et
O Yes No
BIS Not Reputed
IV. Non-Negative Media
O Not Required
V. Other Language Not Required
Media
There was no information found
Results? • Yes ® No
D&B VI. D&B
• Not Required
Smartlinx Remits/El Yes .4 No
Information found(Please see attached)
O Not Required VII. Smalltime
El Review by legal May be There was no information found
Court Cases Required • No Results VIII. Court Cases
• Search not expired _L
Prepared by: frmanshu Khatwani Date:0ft/20/201S
Research Analyst
Inst tact ions:
I. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:filartindale-HubbellhttpdAvww.martindak.com/sp/Nlartindale/home.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For intense' use only
For internal use only
S0NY_GM_00062062
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0024887
EFTA_00172572
EFTA01298098

Page 1
OFAC RESULTS
RDC:
Country:VIRGIN ISLANDS,
11638480 No Match Found KYC 01977703
LSJE, LLC U.S.
FIRCOSOFT:
Request
ID Record ID Type Name Alert(s)
ADM INT PEP
No No No
25046248 WR_250462482182 Company LSE, LLC Alert Alert Alert
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
1 OF 1 RECORD(S)
Smartlinx ® Comprehensive Business Report
Report Created:8-20-2018 5:52 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright © 2018 LexisNexis,
All rights reserved.
Search Terms - company(LSJE, LLC) radius(15)
For internal use only
For internal use only
SDNY_GM_00062063
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SDNY-0024888
EFTA 00172573
EFTA01298099

Page 2
Executives - Current (0) IrcorporatioNS0S (0) Operations/Sites (1) Sales (0)
Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0)
MVRs - Current (0) FAVRs - Prior (5) Watercraft - Current (0) Watercraft - Prior (4)
Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (0)
11CC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (3)
Possible Employees (0) Person Associates (1) Business Associates (0) TI Ns (0)
Possible Connected Parent Company (0) Industry Information (0)
Business (0)
View All Sources (12)
Business Summary
Name Address Phone
LSJ LLC 6100 Red Hook Qtrs Ste B-3
St Thomas, VI 00802.1348
St. Thomas County
LexID Established TIN
0000-8427-5929 2005
(13 Years in Business)
At a Glance
Real Property 0 UCC Debtor 0
Personal Property 0 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 0 Foreclosure/Notice of Default 0
Name Variations - 3 name variations found
NO. NAME
1. LSJ LLC
2. LITTLE ST JAMES LLC
3. LSJE LLC
TINs - 0 TINs found
Business Profile
Executives: Current - 0 executive(s) found
Incorporation/SOS (0 active, 0 other)
OperatingLocations - Showing 1 location(s)
NO. ADDRESS METRO AREA PHONE
1. 6100 Red Hook Qtrs Ste B-3 ST. THOMAS
St Thomas, VI 00802-1348 COUNTY
St Thomas County
Sales - 0 record(s) found
Parent Company - 0 record(s) found
Industry Information - no information found
Licenses - 0 licenses found
URLs - 0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
For internal use only
For internal use only
SDNY_GM_00062064
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SONY-0024889
EFTA_00172574
EFTA01298100

Page 3
UCC Filings (0 debtor, 0 creditor)
Real Property (0 current, 0 prior)
Personal Property (0 current, 9 prior)
NO. TYPE STATUS I TEAR/MAKE I MODEL I VIN
Vehicle Information
VIN: 1M2K195C04M023415
Year 2004
Make: Mack
Model. 600 MR600
Style: Tilt Cab
Source Information
Data Source: GOVERNMENTAL
Registrant 1
LSJE LLC
6100 Red Hook Qtrs Ste 8-3
St Thomas, VI 00802-1348
St. Thomas County
Jurisdiction: F
License Plate:
License Plate Type: Other
Previous License Plate: 62X51032
Registration Date: 12/0512014
Registration Expiration Date: 01/03/2015
2. MVR Prior 2010 Smart FORTWO PASSION. WMEEK3BA6AK343524
Convertible
Vehicle Information
VIN: WMEEK3BA6AK343524
Year. 2010
Make: Smart
Model: FORTWO PASSION
Style: Convertible
Base Price: 516.990.00
Source Information
Data Source: GOVERNMENTAL
Owner 1
LSJ LLC
6100 Red Hook Qtrs Ste 8-3
St Thomas. VI 00802-1348
St. Thomas County
Title Number: 0105384013
Title Date: 12/02/2010
For internal use only
For internal use only
SDNY_GM_00062065
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0024890
EFTA_00 172575
EFTA01298101

Page 4
3. MVR Prior 2010 Chevrolet C1500 SUBURBAN LTZ, 4 1GNUCKE05AR225550
Dr Wagon Sport Utility
Vehicle Information
VIN: 1GNUCKE05AR225550
Year 2010
Make: Chevrolet
Model: C1500 SUBURBAN LTZ
Style: 4 Dr Wagon Sport Utility
Base Price: $52,880.00
Source Information
Data Source: GOVERNMENTAL
Registrant 1
LSJ LLC
6100 Red Hook Otrs Ste B-3
St Thomas. VI 00802-1348
St. Thomas County
Jurisdiction: FL
License Plate: AJH5859
Registration Date: 07/03/2010
Registration Expiration Date: 08/01/2010
4. (MVR (Prior 11987 I ISTN347471687
Vehicle Information
VIN: STN347471687
Year 1987
Source Information
Data Source: GOVERNMENTAL
Registrant 1
LITTLE ST. JAMES LLC
6100 Red Hook Otrs Ste 2
St Thomas, VI 00802-1348
St. Thomas County
Jurisdiction: FL
License Plate: FL8972EW
License Plate Type: Boat
Registration Date: 10/06/1999
Registration Expiration Date: 06/30/2000
5. 1MVR 'Prior 11993 1 IT0Y0188511293
Vehicle Information
VIN: T0Y01885H293
Year 1993
For internal use only
For internal use only
SDNY_GM_00062066
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0024891
EFTA 00172576
EFTA01298102

Page 5
Source Information
Data Source: GOVERNMENTAL
Registrant 1
LITTLE ST. JAMES LLC
6100 Red Hook Otrs Ste 2
St Thomas, VI 00802-1348
St. Thomas County
Jurisdiction: FL
License Plate: FL9652HH
License Plate Type: Boat
Registration Date: 10/06/1999
Registration Expiration Date: 06/30/2000
6. Watercraft Prior 1984 C&C LOGO0002M84C
YACHTS INC
Watercraft Info
Vessel Name: Lady G
Vessel Service Type: COMMERCIAL
Length (Ft-In): 40-6
Propulsion: Diesel Reduction
Registrant Info
Status: VALID
Registration Date: 12/22/2004
Expiration Date: 01/31/2006
Owner 1
LSJLLC
6100 Red Hook Otrs Ste B-3
St Thomas. VI 00802-1348
Source Information
Data Source: GOVERNMENTAL
7. Watercraft Prior 1987 STN347471687
SILVERTON
Watercraft Info
Vessel Service Type: PLEASURE VESSEL
Length (Ft-In): 34-0
Propulsion: INBOARD
Registrant Info
State: Florida
Number. FL8972EW
Status: ACTIVE
Registration Date: 07/03/2003
Expiration Date: 06/30/2004
For internal use only
For internal use only
SDNY_GM_00062067
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0024892
EFTA 00172577
EFTA01298103

Page 6
Owner 1
LITTLE ST. JAMES L.L.C.
6100 Red Hook Otrs Ste 2
St Thomas, VI 00802-1348
Party Type: OWNER/REGISTRANT
Source Information
Data Source: GOVERNMENTAL
8. 'Watercraft 'Prior 11993 DYNOUS I ITOY01885H293
Watercraft Info
Vessel Service Type: PLEASURE VESSEL
Length (Ft-In): 10-0
Propulsion: OUTBOARD
Registrant Info
State: Florida
Number: FL9652HH
Status: ACTIVE
Registration Date: 10/06/1999
Expiration Date: 06/30/2000
Owner 1
LITTLE ST. JAMES L.L.C.
6100 Red Hook Otrs Ste 2
St Thomas, VI 00802-1348
Party Type: OWNER/REGISTRANT
Source Information
Data Source: GOVERNMENTAL
9. Watercraft Prior 1985 MIDNIGHT MXJ37053F585
EXPRESS BOAT
Watercraft Info
Vessel Service Type: PLEASURE VESSEL
Length (Ft-In): 37-0
Propulsion: OUTBOARD
Registrant Info
State: Florida
Number: FL7551EY
Status: ACTIVE
Registration Date: 10/14/1986
Expiration Date: 06/30/1901
Owner 1
LITTLE ST. JAMES, LLC
6100 Red Hook Otrs Ste 2
For internal use only
For internal use only
SDNY_GM_00062068
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0024893
EFTA_00 I 72578
EFTA01298104

Page 7
St Thomas. VI 00802-1348
Party Type: OWNER
Owner 2
Martinez, Segundo
275 MN 72nd Ave Apt 9
Miami, FL 33126-4375
Party Type: REGISTRANT
Source Information
Data Source GOVERNMENTAL
Associates
Executives: Prior - 0 prior executive(s) found
Registered Agents - 0 registered agent(s) found
Possible Employees - 0 current, 0 prior employees found
Person Associates -1 other person associates found
NO. NAME ADDRESS ROLE
1. Martinez, Segundo 275 NW 72nd Ave Apt 9 Watercraft
ADeceased Miami. FL 33126-4375
Miami-Dade County
Possible Connected Business - 0 businesses found
Business Associates - 0 business associates found
Sources
All Sources 12 Source Documents
Personal Property 12 Source Documents
Key:
AHigh Risk Indicator. These symbols may prompt you to investigate further.
Moderate Risk Indicator. These symbols may prompt you to investigate further.
F'
General Information Indicator. These symbols inform you that additional information is provided.
Ai The most recent telephone listing as reported by Electronic Directory Assistance.
Wireless Phone Indicator. These symbols indicate a cell phone number.
8
Residential Phone Indicator. These symbols indicate a residential phone number.
8 Business Phone Indicator. These symbols indicate a business phone number.
8 Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline
service.
FAX Indicator. These symbols indicate a FAX number.
Govemment Phone Indicator. These symbols indicate a government phone number.
For internal use only
For internal use only
SDNY_GM_00062069
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0024894
EFTA_00 172579
EFTA01298105

Page 8
Important: The Pubbc Records and commercially available data sources used on reports have °nor& Data is sometimes entered poorly, processed
incorrectly and is generally not free from defect This system should not be relied upon as definitively accurate. Before relying on any data this system
supplies. 4 should be independently verified. For Secretary of Slate documents. the following data is for information purposes only and is not an official
record. Certified copies may be obtained from that individual states Department of Stale.
Your 0PPA Pormssrtae Use is: Litigation
Your GLBA Permissible Use is: Legal Compliance
Copyright O 2018 LexisNoxis, a division of Rood Elsevier Inc. AI Rights Reserved.
D&B:
There was no information found
LEGAL RESULTS:
Court Cases:
There was no information found
For Internal use only
For internal use only
SDNY_Gfil_000620T0
ID ENTIAL
CONFIDENTIAL - PURSUANT TO FED R.QQN(F DB-SDNY-0024895
EFTA_00172580
EFTA01298106