EFTA01298001.pdf

Deutsche Asset
& Wealth Management
DUCA Deposit Account Opening Application
Private Wealth Prerniumn" Private Wealth Premium."' Private Wealth Premiumn"
Elite Personal Accounts Elite Business Accounts Banking Services
O Checking Acct. I ID Checking Acct. # Et Consumer Debit Card
EElliittee Checking with Interest O Elite Checking with Interest ?St Joint Applicant Debit Card I
Acct. # Acct. I
V APY APY O Business Debit Card I
Elite Money Market Deposit q Elite Money Market Deposit
Acct. # Acct.* 1310eluxe Checkbook Sty(e I
APY APY \MI, S Atitrt drIrd R e.
O Certificate of Deposit O Certificate of Deposit q Name Only
Acct. I Acct. # Name and Address
APY APY D
Term Term Duplicate Statement
Addr
O DB AG NY Preferred O DEI AG NY Preferred
Certificate of Deposit Certificate of Deposit City
Act.! Acct. State Zip Code
APY APY O Mailing address (if different)
Term Term
Name
Promo term Promo term
Addr
(MCA deposit account required. (DOTCA deposit account required,
along with a DB AG Preferred Terms slang with a DB AG Preferred Terms City
end Conditions) and Conditions) State Zip Code
Wealth Preenium'm q Cash Master Sweep Account
net Banking Services Checking Acct. I
DB Private Wealth Online Plus Elite Money Market Deposit
q Link to Existing Online Relationship Acct. I
Ave
Nser/Co. ID Number) Target Amount
Trigger Amount
Client Relationship
q Individual Account O Custody under NY UTMA O Corporation
M Joint Tenants with Right O Foundation O Limited Liability Company
of Survivorship
q Joint Tenants in Common O Non-Profit Organization O Partnership
O In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Partnership
Death/As Trustee for
O Trust O Landlord Master Escrow
O Estate
13-AWM-0101
NAOSOD00015974-000108609
013959 032613
SDNY_GM_00061768
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SDNY-0024593
EFTA_00I 72280
EFTA01298001

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Notice of Customer Identification Policy
Important Information
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial
institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or
other business relationship with a financial Institution. This means that we will ask for your name, address, and other
Information that will allow us to Identify you. We may also ask to see identifying documents such as a certificate of
formation or good standing (legal entitles) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities,
addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding
the above captioned accounts) (defined herein as 'Verbal instructions"). it is understood that the risk of Verbal
Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful
misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for
any claims, losses, expenses, costs or attorneys' fees resulting from DEfTCA's acting upon such misunderstood and
unauthorized Verbal Instructions. You understand that DBTCA may, but shall not be required to, seek verification of your
verbal, facsimile or email instructions by call beck. In case of doubt DBTCA may in its sole discretion refuse to execute
your Verbal instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your
Verbal Instructions to transfer funds or securities to any account(*) without written Instructions bearing your original
signature.
Joint Account Disclosure
You have opened a joint account with DBTCA end acknowledge receipt of the following information: This deposit and any
additions to the account shall become the property of each owner as joint tenants, and OBTCA may release the entire
account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from
any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held In
the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA
may honor checks, orders or withdrawal requests from the survivor(*) after the death of any ownerls) and may treat the
account as the sole property of the survivors) after the death of any owner(s). Unless DBTCA receives written notice
signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner
for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to
in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments
or deliveries.
2 13-AWM-0101
013969.032813
SONY_GI14/1_00061769
.NEIDENTIAL
„QC)
CONFIDENTIAL - PURSUANT TO FED_ DB-SDNY-0024594
EFTA_00172281
EFTA01298002

ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
If you have selected to receive Internet Banking Services, you understand that you will be required to enter Into a
separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice Included In the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that h Is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise In connection with assets, Income or transactions in your account)
and your business relationship with DBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it Is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and
your business relationship with DBTCA. Furthermore, you confirm that the necessary Information (to the beat of your
knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), setUor(s),
beneficiarylles), partneri* etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/hed
them in connection with your business relationship with DBTCA.
Please complete end attach separate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application end agree to be bound by them. In addition, you agree to notify us Immediately of any material change to
the Information provided by you on this Application.
You represent and warrant that all of the information provided by you on this Application is accurate.
The Terms and Conditions for Deposit Accounts are subject to change.
Acceptance
rice by DBTCA.
W-7,7/070/ 3
Date
.40
.iolnt Ws %ram. Date
For Band use t _ R_e2y_h_rw__d by:
Name
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Date
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3 I3-AWM-0101
013569.032613
SDNY_GM_0006t770
ID ENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SONY-0024595
EFTA_OOI 72282
EFTA01298003