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EFTA01268391.pdf
AI Summary
Email correspondence between TD Ameritrade financial consultant Rafael Otoya and Richard Kahn of HBRK Associates regarding the processing of a stock transfer form. The document shows routine financial transaction coordination between a broker and client. [Rating: 4/10 - Standard financial correspondence about stock transfers with some case-specific content but no obviously significant revelations]
Flags
financial_transactions
Extracted Entities
| Name | Type | Context |
|---|---|---|
| Fort Worth, TX | location | Location of TD Ameritrade office |
| New York, NY | location | Location of HBRK Associates office |
| Alpha Group Capital | organization | CC'd on the stock transfer correspondence |
| HBRK Associates Inc. | organization | Richard Kahn's company requesting stock transfer |
| TD Ameritrade | organization | Brokerage firm processing the stock transfer |
| Rafael Otoya | person | Senior Financial Consultant at TD Ameritrade handling stock transfer |
| Richard Kahn | person | Client from HBRK Associates inquiring about stock transfer status |
Full Text
From: Rafael OrcAragadarneritrado rnrn To: Subject: RE: TD - Stock Transfer Form Date: Thursday, September 28, 2017 10:54:03 API Attachments: USIAD2221.202 Hello, Richard. Got your email. I will send it to my Client Service Specialist for processing. Rafael Otoya Senior Financial Consultant 1D Ameritrade 4600 Alliance Gateway Freeway Fort Worth, TX 76577 Direct: 817-490-2081F ax: 402-970-8391 Email: rafael.otoya@tdameritrade.com Service and Trading: 800-669-3900 Option 1 - Quotes Option 2 - Automated phone system for trading/quotes Option 3 - To speak with a representative From: Richard Kahn [mailto: Sent: Thursday, September 28, 2017 9:44 AM To: Otoya, Rafael C Cc: Alpha Group Capital Subject TD - Stock Transfer Form please advise when stocks will appear in our account thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 CONFIDENTIAL SDNY_GM_0001 2315 EFTA 00122964 EFTA01268391 Begin forwarded message: From Date: September 28, 2017 at 10:27:54 AM EDT To: CS 3051ci [00:17:c8:25:f3:53] CONFIDENTIAL SONY_GM_00012316 EFTA_00122965 EFTA01268392