EFTA01297922.pdf

Karyna Shuliak
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts invoking PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
0 No Hit 0 Not Required No RDC Alert (Please See Attached)
am I. RDC Results
• Hit
El No Hit 0 Not Required
FIRCOSOFT II. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached)
q Hit
No Information Found
In. Negative Media
0 Yes No
Ills
No Information Found
Pt Non-Neptive Media
Not Required
No Information Found
V. Other I.:Intl:we Media
Not Required
Results? M Yes 0 No
D&B VI. MB
0 Not Required
Result?? Yes 0 No Information Found (Please See Attached)
SMARTLINX
VII. Smartlinx
0 Not Required
0 Review by Legal May be No Information Found
COURT CASES Required C No Results VIII. Court Cases
0 Search not required
Prepared by: Priyanka Sharma Date: 09/04/2018 Research Analyst
Instructions:
1. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:h1artindale-Hubbellhttp://www.martindale.com/xp/MartindaleAmme.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
S. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
For internal use only
S0NY_GM_00061634
CONFIDENTIAL
CONFIDENTAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0024459
EFTA 00172146
EFTA01297922

Page 2
OFAC RESULTS
RDC:
Inquiry Id Response Type Tracking Id Name Address Date of Birth/Age
AZ
11639446 No Match Found KYC 1977698 Country:UNITED STATES Date of Birth:
Karyna Shuliak
11639447 No Match Found KYC 1977698 Country:BELARUS Date of Birth:
Karyna Shuliak
FIRCOSOFT:
Request Alerts!
Record ID Type Name Details
ID ADM INT PEP SAE
Ka ryna No o No
26724215 WR_267242152182 Individual No Alert
Shuliak Alert Alert Alert
Karyna No Alert No No No
26724216 WR_267242162182 Individual
Shuliak Alert Alert Alert
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
No Information Found
Other Language Media:
No Information Found
D&B:
Not Required
Public Record:
1 OF 1 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2018 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Date.9/4,2018
Report processed by:
DEUTSCHE BANK AGII
For internal use only
For internal use only
SDNY_GM_00061635
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED R.QPN(F DB-SDNY-0024460
EF1'A_00172147
EFTA01297923

Page 2
Full Name Address aC ot Phone
SHULIAK, KARYNA None Listed
ADDITIONAL PERSONAL INFORMATION
SSN DOB Gender LexID(sm)
188602267903
Subject Summary
Name Variations
1: SHULIAK KARYNA
Others Using SSN - 0 records found
Address Summary - 2 records found
No. Address
1.
Ad ress Details
1:
Dates Phone
10/2013 - 6/2018
Household Members
None Listed
Other Associates
EPSTEIN. JEFFREY E
2:
Dates
7/2015 - 7/2018
Census Data for Geographical Region
Median Head of Household Age: 57
Median Income: 5201.878
Median Home Value $1.000,000
Median Education: 17 years
Household Members
None Listed
Other Associates
None Listed
Voter Registrations - 0 records found
Driver Licenses - 0 records found
Professional Licenses - 5 records found
1: Professional License
Licensee Information
Name: SHULIAK. KARYNA
For internal use only
For internal use only
SDNY_GM_00061636
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0024461
EFTA_00I 72148
EFTA01297924

Page 3
1: Professional License
SSN:
Address:
County:
License Information
Profession or Board: DENTAL BOARD OF CALIFORNIA
License Type: DENTIST
License Number:
Issue Date:
Expiration Date:
Status:
State:
2: Professional License
Licensee Information
Name: SHULIAK, KARYNA
SSN:
Address:
County:
License Information
Profession or Board: DENTAL BOARD OF CALIFORNIA
License Type: DENTIST
License Number:
Issue Date:
Expiration Date:
Status:
State:
3: Professional License
Licensee Information
Name: SHULIAK, KARYNA
SSN:
Address:
County:
Phone:
Gender: F
License Information
License Type:
License Number:
Issue Date:
Expiration Date:
Status:
State:
4: Professional License
Licensee Information
Name: SHULIAK, KARYNA
SSN:
Address:
County:
Phone:
License Information
Profession or Board: DENTIST
License Type: DENTIST
License Number: DN21635
Issue Date: 11/05/2015
Expiration Date: 02/28/2020
Status: ACTIVE
State: Florida
For internal use only
For internal use only
SDNY_GM_00061637
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SDNY-0024462
EFTA 00172149
EFTA01297925

Page 4
5: Professional License
Licensee Information
Name: SHULIAK. KARYNA
SSN:
Address:
County:
Phone:
License Information
Profession or Board: DENTIST
License Type: DENTIST
License Number:
Issue Date:
Expiration Date:
Status:
State:
Health Care Providers - 1 records found
1: Health Care Providers
Name(s): SHULIAK, KARYNA
SHULIAK. KARYNA
Gender:
DOB(s)
Business Addresses:
License Number/State:
/ CA
2230/VI
Medical School/Grad Year: COLUMBIA UNIVERSITY / 2015
Health Care Sanctions - 0 records found
Pilot Licenses - 0 records found
Sport Licenses - 0 records found
Real Property - 0 records found
Motor Vehicle Registrations - 0 records found
Boats - 0 records found
Aircraft - 0 records found
Bankruptcy Information - 0 records found
Judgments/Liens - 0 records found
UCC Liens - 0 records found
Fictitious Businesses - 0 records found
Notice Of Defaults - 0 records found
Potential Relatives -1 records found
1st Degree. 1
No. Full Name Address/Phone
1. SHULYAK, DENNIS
• AKA SHULIAK, DZIANIS
• AKA SHULAK. DZIANIS
• AKA SHULIAK, DENNIS
For internal use only
For internal use only
SDNY_GM_00061638
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0024463
EFTA_00I72I50
EFTA01297926

Page 5
No. Full Name .i.ochPhne
• AKA SHULYAK, DZIANIS
• AKA DZIANIS, SHULIAK
SSN:213-53-XXXX
DOB:3/1977
(Age: 41)
Business Associates - 0 records found
Person Associates -1 records found
No. Full Name Address SSN Phone DOB
1: EPSTEIN. JEFFREY E 457 MADISON AVE APT 4 090-44-XXXX (212) 368-3758 1/1953
EPSTEIN, JEFFERY E NEW YORK, NY 10022-
EPSTEIN, JERRERY 6843
EPSTEIN, J
EPTSTEIN, JEFFERY 49 ZORRO RANCH RD BH
EPSTIEN. JEFFERY STANLEY. NM 87056-9743
EDWARDS, JEFFERY
49 ZORRO RANCH RD B
STANLEY. NM 87056-9743
49 ZORRO RANCH RD C
STANLEY, NM 87056-9743
Nei hbors - 2 records found
Name Address Phone
COCKERHAM, GARY W JR
MARSHALL, JAMES A al A3-1
TRUJILLO. PAUL C
Employment Locator - 0 records found
Criminal Filings - 0 records found
Cellular & Alternate Phones - 0 records found
Possible Education - 0 records found
Sources - 39 records found
All Sources 39 Source Document(s)
Phone 16 Source Document(s)
Professional Licenses 20 Source Document(s)
Providers 1 Source Document(s)
Utility Locator 2 Source Document(s)
Key
AHigh Risk Indicator. These symbols may prompt you to investigate further.
I Moderate Risk Indicator. These symbols may prompt you to investigate further.
For internal use only
For internal use only
SDNY_GM_00061639
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0024464
EFTA_00I72I51
EFTA01297927

Page 6
'General Information Indicator. These symbols inform you that additional information is
provided.
V The most recent telephone listing as reported by the EDA source.
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary
of State documents, the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your DPPA Permissible Use is: Debt Recovery/Freud
Your GLBA Permissible Use is: Legal Compliance
Copyright® 2018 LexisNexis. a division of Reed Elsevier Inc. All rights reserved.
LEGAL RESULTS:
Court Cases:
No Information Found
For internal use only
For internal use only
SDNY_GM_00061640
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0024465
EFTA 00172152
EFTA01297928