EFTA01297815.pdf

NAME SEARCHED: NES, LLC
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
0 No Hit 0 Not Required RDC Alert(please see attached)
RD(: I . RDC Results
Cs Ilia
0.14 No Hit 0 Not Required
FIRCOSOFT II. FIRCOSOFT Results No FIRCOSOFT Alert(please see attached)
D flit
No Information Found
III. Negative Media
BIS Ei Yes tgl No
No Required
1V. Non-Neutive Media
0 Not Required
No
V. Other Language Media Required
Information Found(please see attached)
Resting? cC Yes M No VI.
Dia MB
• Not Required
No Information Found
Smartlinx Resultai? M Yes Cs No
0 Not Required VII. Snairtlinx
Review by L,.•gal May Information Found(please see attached)
Court Cases be Required 0 No Results VIII. Court Cases
II Search not required
Prepared by: Mainta choudhary Date: 8/17/2018 Rcscarch Analyst
Instructions:
1. Review and confirm that all results are returned for your client.
2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your cons enience:81artindale-Hubbellhttp://www.martindate.comixp/Martindale/home.xml
3. As needed, provide comment for any negative results.
4. If applicable. please obtain clearance from Compliance for an alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is yourconfirmation that you have fully reviewed the research documents.
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OFAC RESULTS
RDC:
11638365 Alerted KYC 1977694 Country:UNITED STATES
NES, LLC
FI RCOSOFT:
Alert(s)
Request ID Record ID Type Na me Details
ADM INT PEP SAE
24860290 WR_248602902182 Company NES. LLC No Alert No Alert No Alert No Alert
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
No Required
Other Language Media:
No Required
Public Records:
No Information Found
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6 No Documents Found
No documents were found for the search terms entered.
You can edit your search and try again, or say* it. To edit it, you may want to try one or more of the
following:
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Search: SmartIMO Comprehensive Business Report B
Terms: bn(13-41461411 radius(13)
Edit Search New Sewchi
a
D&B:
Copyright 2018 Dun & B adstreet, Inc
dun & bradstreet
Worldbase
July 7, 2018
NES LLC
13622 GILBRIDE LN
(registered address)
CLARKSVILLE, MD 210291018
USA
COUNTY: HOWARD
REGION: NORTH AMERICA
ATIONS
TELEPHONE:
COUNTRY CODE: 0001
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Worldbase, 07/07/2018, NES LLC
CABLE TELEX: ONNNNANP
COMPANY IDENTIFIERS
DUNS: 06-607-9259
COMPANY INFORMATION
FOUNDED: 2016
EMPLOYEES HERE: 7 - Estimate
EMPLOYEES TOTAL: 7 - Estimate
COMPANY TYPE: Private
EXECUTIVES
CEO:
NICOLE SHAW, PRINCIPAL
DESCRIPTION
UNDETERMINED
MARKET AND INDUSTRY
SIC CODES:
9999 - Nonclassified establishment
LOAD-DATE: August 10, 2018
LEGAL. RESULTS:
Court Cases:
*** THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY *** Copyright @ 2016
CourtLink Corporation
UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS
(Springfield)
National Evaluation Systems, Inc v. Nes, LLC,
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National Evaluation Systems, Inc v. Nes, LLC, 3:O5cv30081
PLAINTIFF: National Evaluation Systems, Inc Doing Business as Nes
DEFENDANT: Nes, LLC, Doing Business as National Educational Service
DOCKET CASE NUMBER: 3:O5cv30O81
FILING DATE: 4/5/2005
JURISDICTION: Federal Question
JUDGE: Ponsor, Michael A
NATURE OF SUIT: 840 Trademark
FILING TYPE: Civil
CAUSE: Trademark Infringement28 USC 1338
JURY DEMAND: None
STATUS: Case Closed
PLAINTIFF ATTORNEY(S):
Holland, Donald S [COR LD NTC]
Holland & Bonzagni, PC Longmeadow Professional Park
171 Dwight Road, Suite 302
Longmeadow, MA, USA 01106
Fax Email:
DEFENDANT ATTORNEY(S):
Valicenti, David E [COR LD NTC]
Cain Hibbard Myers & Cook, PC
66 West St
Pittsfield, MA. USA 01201
Fax: Email:
Degiacomo, Diane M [COR LD NTC]
Cain, Hibbard, Myers & Cook PC
66 West Street
USA 01201
Fax: Email:
THE COURT UPDATED THIS RECORD ON: 06/27/2005 12 00 00 AM
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National Evaluation Systems, Inc v. Nes, LLC, 3:O5cv30081
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