EFTA01297717.pdf

NAME SEARCHED: Darren K Indyke
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Res 'o'er Comments (as necessar> )
No Hit • Not Roquirod No RDC Alert (please see attached)
RDC I . RI) It esiiI t,
• Hit
U No Hit 0 Not Required
F1RCOSOFT II FiRcosort Rodin, FIRCOSOFT Alert (please see attached)
Hit
No Information Found
III. Nee.ative MedM
TIIS 0 Yes No
IS
Not Required
IV. Non-Isleutive Media
q Not Required
Not Required
V. Other Language Media
Not Required
Results/TO Yes M No
MEI VI. D&B
cgi Not Required
Information Found (please see attached)
Smanlinx Results') ® Yes 0 No
0 Not Required VII. Smartlinx
.14 Review by Legal May be Information Found (please see attached)
Court Caws Required • No Results VIII. Court Gnus
• Search not required
Prepared by: Vikram-D Singh Date: 5/31/2018 Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Nlartindale-Hubbellhttp://www.martindak.com/xp/Martindaleihume.tml
.3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
For internal use only
S0N`CGM_ 1147
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED Ft CRIM. P. 6(e) DB-SDNY-0023972
EFTA_00171659
EFTA01297717

OFAC RESULTS
RDC:
Date of
Inquiry Id Response Type Tracking Id Name Address
Birth:
Date of
11632109 No Match Found KYC 01946825 . UNITED STATES Birth:
Darren K Indyke
FIRCOSOFT:
Alert(s)
Request ID Record ID Type Name Details
ADM INT PEP SAE
12593920 WR_125939202182 Individual Indyke, Darren K No AlertClL_TMEDRI No Alert No Alert
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
No Information Found
Other Language Media:
No Information Found
Public Records:
FOR INFORMATIONAL PURPOSES ONLY
Copvnght 201 0,.xisrrexis
a division of Free,'. Ffs*v Alt Riobts Reserved.
Date:S/31/2018
Report processed by:
DEUTSCHE BANK AGI I
For internal use only
For internal use only
SDNY_GM_00061148
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED R.CON(F DB-SDNY-0023973
EF1'A_00171660
EFTA01297718

Fun Name Address County Phone
INDYKE, DARREN K PALM BEACH
Ara Dde may change
ADDITIONAL PERSONAL INFORMATION
SSN DOB Gender LexID(sm)
- Subject Summary
Name Variations View All Name Vanations Sources
1: INDYKE, DARREN
2: INDYKE, DARREN K
3: INDYKE DARREN, K
SSNs Summary View All SSN Sources
mm
SSN State Iss. Date Iss. Warnings
most frequent SSN attributed to subject:
1: New York 1974-1975
DOBs Vices All MR Sources
Repotted DOlls:
Possible E-Mail Addresses View All E-Mail Sources
Others Usine SSN - 0 records found
Address Summary - 16 records found View All Address Variations Sources
Address Action*
1: Get Report
View Details
2: Get Report.
View Details
3: .gSt_gePtrt
View Details
4: Get Report
View Details
For internal use only
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SDNY_GM_00061149
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0023974
EFTA_00I71661
EFTA01297719

5: Get Report
Yiew_Pekolls
6: Get Reoort
View Details
7: Qe.t.Reoort
View Details
B: Get Report
viewDetails
9: Get Report
View Details
10: Get Report
view Details
11: Get Report
View Details
12: Get Report
View Details
13: Get Report
View Details
14: Get Report
View Details
15: Get Report
View Details
16: Get Report
View Details
Address Details
Address Dates Phone Actions
9/2011 - 5/2018 Oct Rcrat
PALM BEACH COUNTY
Census Data for Geographical Region
Median Head of Household Age: 55
Median Income: $162,324
Median Home Value: $743,519
Median Education: 15 years
Household Members
For internal use only
For internal use only
SDNY_GM_0006i150
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0023975
EFTA 0017166?
EFTA01297720

Oct Report
Oct Report
Address Dates Phone Actions
4/2004 - 5/2018 Oct Report
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age: 51
Median Income: $71,102
Median Home Value: $585,558
Median Education: 14 years
Household Members
None Listed
Other Associates
None Listed
Address Dates Phone Actions
9/2000 - 5/2018 Oct Report
tJtJ 14/ LULIN I T
Census Data for Geographical Region
Median Head of Household Age: 39
median Income: $182,847
Median Home Value: $684,590
Median Education: 16 years
Household Members
Coo Report
Oct Report
Oct ReorK1
Oct Raton
Oct Revolt
4: 6030 LE LAC RD BOCA RAYON, FL 33496-2316
Address Dates Phone Actions
For internal use only
For internal use only
SDNY_GM_00061151
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0023976
EFTA_00 I 71663
EFTA01297721

7/2015 - 2/2018 (lei Report
PALM BEACH COUNTY
Census Data for Geographical Region
Median Head of Household Age: 70
Median Income: $147,321
Median Home Value: $572,674
Median Education: 15 years
Household Members
None Listed
Other Associates
None Listed
Address Dates Phone Actions
9/2004 - 11/2017 GO Report
NEW YORK COUNTY
Household Members
None Listed
Other Associates
None Listed
Address Dates Phone Actions
11/2008 - 4/2016 Rcpon
NEW YORK COUNTY
Household Members
None Listed
Other Associates
None Listed
Address Dates Phone Actions
2009 - 3/2010 (let Report
CARBON COUNTY
Census Data for Geographical Region
Median Head of Household Age: 46
Median Income: $51,694
For internal use only
For internal use only
SDNY_GM_00061152
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0023977
EFTA 00171664
EFTA01297722

Median Home Value: $157,589
Median Education: 12 years
Household Members
None Listed
Other Associates
None Listed
8:
Arhirsa, Dates Phone Actions
6/2005 - 3/2010 Oct Report
CARMJN -COUNTY
Household Members
None Listed
Other Associates
None Listed
9: 53 KENT CLARK DR SPLIT ROCK, PA 18624
Address Dates Phone Actions
53 KENT CLARK DR 3/2008 - 6/2008 Oct Report
SPLIT ROCK, PA 18624
CARBON COUNTY
Household Members
None Listed
Other Associates
None Listed
EDO
Address Dates Phone Actions
10/2000 - 7/2007 Oct Report
NEW YORK COUNTY
Household Members
None Listed
Other Associates
None Listed
Address Dates Phone Actions
For internal use only
For internal use only
SDNY_GM_00061153
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0023978
EFTA_0017 1665
EFTA01297723

5/2000 - 2/2006 Oct Report
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $156,291
Median Home Value: $753,989
Median Education: 16 years
Household Members
(id Re ton
Other Associates
None Usted
Address Dates Phone Actions
2002 - 9/2004 Oct Report
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age: 51
Median Income: $111,607
Median Home Value: $475,000
Median Education: 14 years
Household Members
None Listed
Other Associates
None Usted
Address Dates Phone Actions
1/2003 - 1/2003 cot Report
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age: 38
Median Income: $105,460
Median Home Value: $965,278
Median Education: 15 years
Household Members
rici Report
Other Associates
For internal use only
For internal use only
SDNY_GM_00061154
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0023979
EFTA_GOII71666
EFTA01297724

None Listed
Address Dates Phone Actions
8/1988 - 4/1994 Get Report
TOMPKINS COUNTY
Census Data for Geographical Region
Median Head of Household Age: 38
Median Income: $60,484
Median Home Value: $275,562
Median Education: 16 years
Household Members
None Usted
Other Associates
riet Report
Address Dates Phone Actions
20 MAX DR APT 8A Get Report
MORRISTOWN, NJ 07960-3028
MORRIS COUNTY
Census Data for Geographical Region
Median Head of Household Age: 34
Median Income: $149,816
Median Home Value: $400,000
Median Education: 14 years
Household Members
None Usted
Other Associates
None Usted
E
Ad ress Dates Phone Actions
Oct Report
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age: 38
Median Income: $118,056
Median Home Value: $590,000
For internal use only
For internal use only
SDNY_GM_00061155
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0023980
EFTA_00171667
EFTA01297725

Median Education: 16 years
Household Members
None Listed
Other Associates
None Listed
Voter Reeist rations - I records found Vicw Votcr RA:sou:mon Source:
Registration
Registrant Information
Name: INDYKE, DARREN K
Residential Address:
NEW YORK COUNTY
SSN:
Date of Birth:
Gender: Male
Voter Information
Last Vote Date: 2001
Party Affiliation:
Active Status: ACTIVE
Dricer Licenses -
records found
.71Profenional Licenses - 1 records found Vicw Professional I.icensc Sources
1: Professional License
Licensee Information
Name: INDYKE, DARREN K
SSN:
Company Name: NEW YORK STRATEGY GROUP, LLC
Address:
County: NEW YORK
Phone:
Date of Birth:
License Information
Profession or Board: ATTORNEYS
License Type: ATTORNEY
License Number: 2491850
Issue Date: 1992
Last Renewal Date: 06/19/2002
State: New York
For internal use only
For internal use only
SDNY_GM_00061156
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED R.QQN(F DB-SDNY-0023981
EFTA_00171668
EFTA01297726

-':Health Care
Pro; iders - 0 reconls
found
,-]Ilealth Care Sanctions - 0 records found
HPilot Licenses - 0 records found
- Sport Licenses - 0 records found
,Real Property -6 records found View Real Property Sources
1: Assessment Record for PALM BEACH County, FL
Owner Information
Name: INDYKE DARREN &
Address: Automated Valualion_Report
County/FIPS: ESSEX
Property Information
Address: Atitomataxl Valuaasl Revolt
County/ FIPS: PALM BEACH
Data Source: g
Legal Information
Assessor's Parcel Number: 00-42-47-21-28-000-0500
Recording Date: 09/15/2011
Book/Page: 24756/738
Sale Information
Sale Price: $460000
Assessment Information
Assessed Value: $304694
Market Land Value: $85000
Market Improvement Value: $219694
Total Market Value: $304694
Owner Information
Name: INDYKE DARREN K &
Address: Automated Valuation Report
County/FIPS: ESSEX
Property Information
Address: Automated Vtiluation Reimrt
County/FIPS: PALM BEACH
Data Source: g
Legal Information
For internal use only
For internal use only
SDNY_GM_00061157
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0023982
EFTA_00I 7 1669
EFTA01297727

Assessors Parcel Number: 00.42.46-34-06-000.0301
Recording Date: 07/16/2015
Book/Page: 27691/473
Sale Information
Sale Price: $3100000
Assessment Information
Assessed Value: $2622629
Market Land Value: $1464375
Market Improvement Value: $1158254
Total Market Value: $2622629
• Misesstnent Record for ESSEX County, NJ
Owner Information
Name: INDYKE, DARREN
Address: Automated Valuation Retzrrl
County/FIPS: ESSEX
Property Information
Address: Automated Valuation Report
Data Source: g
Legal Information
Assessors Parcel Number: 10 00107-0000-00007- 01-C3205
Recording Date: 06/30/2006
Book/Page: 6363/100
Sale Information
Sale Price: $415000
Assessment Information
Assessed Value: $388700
Market Land Value: $210000
Market Improvement Value: $178700
Total Market Value: 1385)00
Buyer Information
Name: INDYKE , DARREN K
Name:
Add iitomat‘d Valuatiim Repoli
county/FIPS: ESSEX
Seller Information
Name: SCHULTHEIS , GARY )
Name: SCHULTHEIS , CHERYL
Address: Automated Valuation Report
For internal use only
For internal use only
SDNY_GM_0006i158
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0023983
EFTA_00I7 1670
EFTA01297728

County/F1PS: ALBEMARLE
Property Information
Address: Automated Valuation Karon
County/FIPS: PALM BEACH
Data Source:
Legal Information
Assessors Parcel Number: 00.42.46-34-06-000.0301
Contract Date: 07/22/2015
Recording Date: 07/23/2015
Document Number: 20150274380
Document Type: WARRANTY DEED
Book/Page: 27691/473
Sale Information
Salo Price: $3100000
Mortgage Information
Loan Type: THIS CODE IS USED ONLY FOR BKFS LEGACY
Title Company: ATTORNEY
Buyer Information
Name: INDYKE, DARREN
Name:
Address: Automated Valuation Report
County/FIPS: ESSEX
Seller Information
Name: LARGE, EDWARD W
Name: EDWARD W LARGE REVOCABLE TRUST,
Address: Automated Valuation Rcport
County/FIPS: PALM BEACH
Property Information
Address: VitomatvJ Valuation Rcroi I
County/FIPS: PALM BEACH
Data Source: B
Lender Information
Name: WELLS FARGO BANK NA
Legal Information
Assessor's Parcel Number: 00-42-47-21-28-000-0500
Contract Date: 09/15/2011
Recording Date: 09/21/2011
Document Number: 20110353592
For internal use only
For internal use only
SDNY_GM_00061159
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED R.QQN(F DB-SONY-0023984
EFTA_00I7167 I
EFTA01297729

Document Type: WARRANTY DEED
Book/Page: 24756/738
Sale Information
Sale Price: $460000
Mortgage Information
Loan Amount: $345000
Loan Type: NEW CONVENTIONAL
Title Company: ATTORNEY
Owner Information
Name: INDYKE, DARREN K
Name:
Address: Automated Valuati4mi Ripori
County/FIPS: ESSEX
Property Information
Address: Automated Valuautxt Report
Data Source: B
Legal Information
Assessor's Parcel Number: 32C-21-F53
Recording Date: 09/15/2000
Book/Page: 899/119
Sale Information
Sale Price: $253000
Assessment Information
Assessed Value: $125400
-!Motor Vehicle
Registrations - 12 records
found
MVR
Registrant Information
Registrant: INDYKE, DARREN K
DOB:
Address:
PALM BEACH COUNTY
Lessee Information
Registration Information
Original Registration Date: 7/31/2017
Registration Date: 2/18/2018
Registration Expiration Date: 2/19/2020
For internal use only
For internal use only
SDNY_GM_00061160
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED R.CON(F DB-SONY-0023985
EFTA 00171672
EFTA01297730

Decal Number: 00361771
Vehicle Information
VIN:
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2017
Make: Lincoln
Model: MKC
Series: SELECT
Body Style: 4 Dr Wagon Sport Utility
Color: Red
Weight: 3896
Plate Information
License Plate Type: Private
Previous Plate Number:
Previous Plate State: FL
License Plate Number:
Plate State: FL
Source Information
Data Source: GOVERNMENTAL
Registrant Information
Registrant: INDYKE, DARREN K
DOB:
Address:
PALM BEACH COUNTY
Lessee Information
Registration Information
Original Registration Date: 7/31/2017
Registration Date: 2/18/2018
Registration Expiration Date: 2/19/2020
Decal Number: 00361769
Vehide Information
VIN:
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2017
Make: Lincoln
Model: MKC
Series: SELECT
For internal use only
For internal use only
SDNY_GM_00061161
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0023986
EFTA_00171673
EFTA01297731

Body Style: 4 Dr Wagon Sport Utility
Color: Blue
Weight: 3896
Plate Information
License Plate Type: Private
Previous Plate Number:
Previous Plate State: FL
License Plate Number:
Plate State: FL
Source Information
Data Source: GC Y ENTAL
Registrant Information
Registrant: INDYKE, DARREN K
DOB:
Address:
ESSEX COUNTY
Lessee Information
Registration Information
Original Registration Date: 4/15/2017
Registration Date: 4/15/2017
Registration Expiration Date: 2/19/2019
Decal Number: 00713679
Vehide Information
VIN:
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2016
Make: Lincoln
Model: MKX
Series: RESERVE
Body Style: 4 Dr Wagon Sport Utility
Color: Blade
Weight: 4044
Plate Information
License Plate Type: Private
Previous Plate Number: ■
Previous Plate State: FL
License Plate Number:
For internal use only
For internal use only
SDNY_GM_00061162
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED R.QQN(F DB-SONY-0023987
EFTA_00171674
EFTA01297732

Plate State: FL
Source Information
Data Source: GOVERNMENTAL
4: FL MYR,
Registrant Information
Registrant: INDYKE, DARREN K
DOB:
IMB
Address:
ESSEX COUNTY
Registration Information
Original Registration Date: 4/15/2017
Registration Date: 4/15/2017
Registration Expiration Date: 2/19/2019
Decal Number: 00713924
Vehicle Information
VIN:
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2015
Make: Mercedes-Benz
Model: S600
Series: S600
Body Style: Sedan 4 Door
Color: Black
Weight: 3501
Plate Information
License Plate Type: Private
Previous Plate Number:
Previous Plate State: FL
License Plate Number:
Plate State:
Source Information
Data Source:
veitc e iformabon
VIN:
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2015
Make: Mercedes-Benz
For internal use only
For internal use only
SDNY_GM_00061163
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED R.CONIF DB-SDNY-0023988
EFTA_00171675
EFTA01297733

Model: S600
sad: 5600
Body style: Sedan 4 Door
Color: Black
Weight: 3501
Owner Information
Memo: INDYKE, DARREN K
DOB:
Address:
PALM BEACH COUNTY
Uenholder Information
Name: BANK OF AMERICA
Address: PO BOX 2759
JACKSONVILLE, FL 32203-2759
DUVAL COUNTY
Title Information
Title Number: 0122859154
Title Transfer Date: 4/22/2016
Title Issue Date: 4/22/2016
Source Information
Data Source: GOVERNMENTAL
Registrant Information
Registrant: INDYKE, DARREN K
DOB:
Address:
ESSEX COUNTY
Registration Information
Original Registration Date: 4/2/2013
Registration Date: 2/27/2015
Registration Expiration Date: 2/19/2017
Decal Number: 00340965
Vehicle Information
VIN:
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2012
Make: Lincoln
Model: MKX
Series: FWD
For internal use only
For internal use only
SDNY_GM_00061164
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0023989
EFTA_00171676
EFTA01297734

Body Style: 4 Dr Wagon Sport Utility
Color: Black
Weight: 4120
Plate Information
License Plate Type: Pi ivate
Previous Plate Number:
Previous Plate State:
License Plate Number:
Plate State: FL
Source Information
Data Source: 30‘.,ERN ENTAL
Vehicle Information
VIN:
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2016
Make: Lincoln
Model: MKX
Series: RESERVE
Body Style: 4 Dr Wagon Sport Utility
Owner Information
Name: INDYKE, DARREN
DOB:
Address:
PALM BEACH COUNTY
Source Date First Seen: 3/11/2016
Source Date Last Seen: 1/20/2017
Source Information
Data Source: NON-GOVERNMENTAL
Vehicle Information
VIN:
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2012
Make: Lincoln
Model: MKX
Series: FWD
Body Style: 4 Dr Wagon Sport Utility
For internal use only
For internal use only
SDNY_GM_00061165
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0023990
EFTA_00171677
EFTA01297735

Owner Information
Name: INDYKE, DARREN
DOB:
Address:
ESSEX COUNTY
Source Date First Seen: 8/20/2014
Source Date Last Seen: 12/5/2014
Source Information
Data Source: NON-GOVERNMENTAL
9: Non-Governmental Vehicle Record
Vehicle Information
VIN:
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2008
Make: Cadillac
Model: Escalade
Series: LUXURY
Body Style: 4 Dr Wagon Sport Utility
Owner Information
Name: INDYKE, DARREN
DOB:
Address:
ESSEX COUNTY
Source Date First Seen: 7/14/2016
Source Date Last Seen: 1/11/2018
Source Information
Data Source: NON-GOVERNMENTAL
10: Non-Governmental Vehicle Record
Vehicle Information
VIM:
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2009
Make: Lexus
Model: L5460
Series: AWD
Body Style: Sedan 4 Door
Owner Information
Mama: INDYKE, DARREN
For internal use only
For internal use only
SDNY_GM_00061166
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0023991
EFTA_00171678
EFTA01297736

DOB:
Address:
ESSEX COUNTY
Source Date First Seen: 8/31/2009
Source Date Last Seen: 8/12/2016
Source Information
Data Source: NON-GOVERNMENTAL
Vehicle Information
VIN:
class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2013
Make: Jaguar
Model: XJL
Series: PORTFOLIO
Body style: Sedan 4 Door
Owner Information
Name: INf)YKF, DARREN
DOB:
Address:
ESSEX COUNTY
Source Date First Seen: 5/22/2013
Source Date Last Seen: 4/4/2014
Source Information
Data Source: NON-GOVERNMENTAL
Vehicle Information
VIN:
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2011
Ma ke: Mercedes-Benz
Model: ML350
Body Style: 4 Dr Wagon Sport Utility
Owner Information
Name: INDYKE, DARREN
DOB:
Address:
ESSEX COUNTY
For internal use only
For internal use only
SDNY_GM_00061167
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0023992
EFTA_00171679
EFTA01297737

Source Date First Seen: 10/5/2013
Source Date Last Seen: 10/5/2013
Source Information
Data Source: NON-GOVERNMENTAL
Hush - I records found
State: Florida
Registration Number: FL2273RN
Registration Status: ACTIVE
Registration Issue Date: 03/01/2018
Registration Expiration Date: 02/19/2019
Decal Number: 05152277
Vessel Make: KRISTA INC
Hull Type: OTHER
Use: PLEASURE VESSEL
Propulsion Type: OUTBOARD
Vessel Year: 1988
Hull Identification Number: RG151272G888
Length (Ft-In): 16-0
Date Last Seen: 03/01/2018
Owner Information
Name: INDYKE, DARREN K
Address:
PALM BEACH COUNTY
Title Information
Title Number: 0130256802
Title Status: ORIGINAL - NEW
Title Type: WATER CRAFT
Title Issue Date: 03/01/2018
Source Information
Data Source: GOVERNMENTAL
Aircraft - 0 records found
Bankruptcy Information -0 records found
Judzincotsticos - U records found
FCC Lien.- 0 records found
- Fictitious Businesses - I records found
For internal use only
For internal use only
SDNY_GM_00061168
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED R.CON(F DB-SDNY-0023993
EFTA_00171680
EFTA01297738

1: Fictitious Businesses
Business Information
Jurisdiction: NY
Type: DBA
Filing Number: 000113000225
Filing Date: 01/13/2000
Contact Information
Name: DARREN K. INDYKE ESQ
Address:
Contact Type: OWNER
.-INotice Of
Defaults -0
records found
'-Potential Relatives - 9 records found
No.
1 Get Report
2 Get Report
3 Get Report
4 Get Report
For internal use only
For internal use only
SDNY_GM_00061169
IDENTIAL
CONFIDENTIAL — PURSUANT TO FED R.QQN(F DB-SDNY-0023984
EFTA_0017168t
EFTA01297739

S Get Report
6 Get Report
7 Get rteppit
8 cet.RePOrt
For internal use only
For internal use only
SDNY_GM_0006n 70
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SDNY-0023995
EFTA 00171682
EFTA01297740

9 Get Report
- :Business
Associates - 15
records found
I
Name: INDYKE, DARREN K
Status: ACTIVE
State: NY
Corporation Number: 2521524
Descriptive Status: ACTIVE
Record Type: CURRENT
Record Date: 10/23/2017
Filing Date: 6/15/2000
Business Report: G14/1 Rerun
Name: INDYKE, DARREN K
Status: INACTIVE
State: NY
Corporation Number: 2521524
Descriptive Status: INACTIVE
Record Type: CURRENT
Record Date: 4/24/2018
Filing Date: 6/15/2000
Business Report: tiel Report
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Name: INDYKE, DARREN K
Address:
Status: ACTIVE
State: FL
Corporation Number: L13000118646
Descriptive Status: (Alti RI,"
Title: MANAGER
Record Type: CURRENT
Record Date: 12/5/2016
Filing Date: 8/22/2013
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Name: INDYKE, DARREN <
Address:
Status: INACTIVE
State: FL
Corporation Number: L13000118646
Descriptive Status: INACTIVE
Title: MANAGER
Record Type: CURRENT
Record Date: 10/18/2017
Filing Date: 1/25/2017
Business Report: rid Report
Name: INDYKE, DARREN K
Status: INACTIVE
State: NY
Corporation Number: 1695791
Descriptive Status: INACTIVE
Record Type: CURRENT
Record Date: 4/24/2018
Filing Data: 1/20/1993
NC.
Name: INDYKE, DARREN K
Status: INACTIVE
State: NY
Corporation Number: 2493124
Descriptive Status: I NACTIVE
Record Type: CURRENT
Record Date: 4/24/2018
7: Dia LIQUIDATING CORP.
Name: INDYKE, DARREN K
Status: INACTIVE
State: NY
Corporation Number: 1695791
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Filing Date: 1/20/1993
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Name: INDY<L, DARKEN
Status: ACTIVE
State: NY
Corporation Number: 3355889
Descriptive Status: ACTIVE
Record Type: CURRENT
Record Date: 4/24/2018
Filing Date: 5/2/2006
Business Report: (id Report
• HARLEQUIN DANE LLC
Name: INDYKE, DARREN
Address:
Status: ACTIVE
State: FL
Corporation Number: L15000068663
Descriptive Status: ACTIVE
Title: MEMBER MANAGER
Record Type: CURRENT
Record Date: 10/18/2017
Filing Date: 4/27/2015
Business Report: !Li
Name: INDYKE, DARKEN K
Status: ACTIVE
State: NY
Corporation Number: 3341485
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Record Type: CURRENT
Record Date: 4/24/2018
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Name: INDYKE, DARREN K
Status: ACTIVE
State: NY
Corporation Number: 2773652
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Filing Date: 5/31/2002
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NEW YORK STRATEGY GROUP, LLC
Name: INDYKE, DARREN K
Status: INACTIVE
State: NY
Corporation Number: 2461227
Descriptive Status: INACTIVE
Record Type: CURRENT
Record Date: 4/24/2018
Filing Date: 1/13/2000
Business Report: ;et Report
Name: INDYKE, DARREN K
Status: INACTIVE
State: NY
Corporation Number: 1379614
Descriptive Status: INACTIVE
Record Type: CURRENT
Record Date: 4/24/2018
Filing Date: 8/25/1989
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Name: INDYKE, DARREN K
Address: 250 S AUSTRALIAN AVE STE 1404
WEST PALM BEACH, FL 33401-5016
Status: INACTIVE
State: FL
Corporation Number: F08000003048
Descriptive Status: INACTIVE
Title: DIRECTOR, VICE PRESIDENT, SECRETARY
Record Type: CURRENT
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Address: 250 S AUSTRALIAN AVE STE 1400
WEST PALM BEACH, FL 33401-5016
Status: INACTIVE
State: FL
Corporation Number: N07000010684
Descriptive Status: INACTIVE
Title: AD
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Record Date: 10/18/2017
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Company Name: NINE EAST 71ST STREET CORPORATION
Name: INDYKE, DARREN K
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Company Name: DKI GRAPHICS, INC.
Name: INDYKE, DARREN K
SSN: 098-54-XXXX
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LEGAL RESULTS:
Court Cases:
L.A.W. LIMITLESS. LLC, Petitioner. v. FR. LURSSEN WERFT (GMBH) CO.. Respondent
98 Civ. 8433 (JSR)
UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK
1999 U.S. Dist LEXIS 986
February 2. 1999. Decided
February 3. 1999, Filed
DISPOSITION: I.1] LAW's petition to compel arbitration granted.
CASE SUMMARY
PROCEDURAL POSTURE: Before the court was petitioner's request to compel arbitration of its
contractual dispute with respondent. whom it hid contracted with to build a yacht. Respondents rejected
petitioner's claim regarding defects in the yacht and petitioner sought to refer the matter to arbitration
pursuant to the panics' contract. Respondent argued that because petitioner failed to specify an arbitrator
by a deadline, it waived its right to arbitration.
OVERVIEW: Petitioner requested tliat the court compel arbitration of its contractual disputes with
respondent. The contract at issue was for the construction of a yacht. Under the contract. disputes were to
be referred to arbitration and an arbitrator was to be mined within 60 days of the execution of the
contract. By the time the construction was completed. the parties had not designated an arbitrator. Upon
its completion. petitioner complained of defects in the yacht. but respondent rejected the claim. The
parties agreed to arbitration. but after no arbitrator was named, discussions ceased. Petitioner then filed his
petition. Respondent argued that petitioner waived its right to arbitrate because it faded to propose an
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arbitrator before the deadline. The court granted the petition concluding that nothing in the agreement
suggested that the panics regarded compliance with the 60day period as a necessary condition precedent
to binding arbitration. The court added that the fact that the agreement provided a procedure for selection
of an arbitrator if the deadline lapsed was proof that arbitration was an option even if an arbitrator was not
named.
OUTCOME: The court granted petitioner's request. concluding that the condition precedent requiring the
appointment of an arbitrator was not material to the agreement. as evinced be the contractual terms and
the panics conduct. The court further riled tint because the agreement provided a procedure for the
selection of an arbitrator. it was clear that arbitration was an option even if an arbitrator was not named.
CORE TERMS: arbitrator, arbitration. designate, yacht. appoint, proposing, contractual remedy, right to arbitrate.
conditions precedent. contractual, deadline. lapse. letter dated, Maritime Rules. Federal Arbitration Act, arbitration
provision, failure to comply, aforementioned, immaterial. mandatory•, binding. jointly. naming• dispute arising, delivery.
confirm, waived
LexisNexisit licadnotes
Contracts Law > Contract Conditions & Provisions> Conditions Precedent
Conditions precedent to otherwise obligatory arbitration requirements arc not favored and are not to
be found where they arc not clearly evinced by tlx: contract.
Civil Procedure > Class Actions > Derivative Actions > General Overview
Contracts Law > Contract Conditions & Provisions> Arbitration Clauses
Real Property Law > Construction Law > Contracts
NN2 A mechanical breakdown. such as a lapse in time in naming of the arbitrator, is immaterial to the
enforcement of arbitration agreements.
Admiralty Law > Arbitration > Federal Arbitration Act
Admiralty Law > Maritime Contracts > General Overview
Civil Procedure > Alternative Dispute Resolution > Arbitrations > General Overview
Section 10 of the Maritime Rules provides that if a party fails to appoint its arbitrator within the time
I frame specified in the arbitration agreement, the party demanding arbitration may resort to Section 5
of the Federal Arbitration Act, 9 U.S.C.S. § I et seq.
Admiralty Law > Arbitration > General Overview
Civil Procedure > Alternative Dispute Resolution > Arbitrations > Federal Arbitration Act > General Overview
International Trade Law > Dispute Resolution > Arbitration
mom
See 9 U.S.C.S. § I et seq.
COUNSEL: For L.A.W. LIMITLESS. LLC. petitioner. Michael M. Gordon. Cadwalder Wickersham & Taft. New
York, NY.
For FR_ LURSSEN WERFT (GMBH & CO.), respondent: Glen T. °non, Healy & Baillie, New York, NY.
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JUDGES: JED S. RAKOFF. U.S.D.J.
OPINION BY: JED S. RAKOFF
OPINION
MEMORANDUM ORDER
JED S. RAKOFF. U.S.D.J.
L.A.W. Limitless. LLC ("LAW") petitions the Court to compel arbitration of LAW's contractual disputes with Fr.
Lurssen Waft (GMBH) Co. ("Lurssen"). On January 19, 1999. the parties were orally advised that the Court would
grant the petition. This Memorandum Order will formally confirm that advice and briefly state the reasons therefor.
By a writing dated June 18, 1993 (the "Construction Agreement"), Lurssen contracted with one Jeffrey Epstein to
construct a luxury yacht for a corporation to be later designated (which turned out to be LAW). Section 23 of the
Construction Agreement provided that any dispute "arising out of or relating to this Agreement" was to be referred to
athitration. Clause 23.3 of that section stated that "The parties agree to designate and appoint a sole Arbitrator ... not
later than sixty (60) days after execution I•2I of this Agreement.'
The sixty-day period came and went without either party proposing an arbitrator. Nonetheless. construction of the yacht
went forward. On March 27. 1997. with construction virtually complete. the relevant parties entered into a further
agreement (the "Assumption Agreement") specifying LAW as the Epstein-designated corporation that would assume his
responsibilities under the Construction Agreement and take delivery of the yacht. Among other things. the Assumption
Agreement specifically and expressly reaffirmed Clause 23 of the Construction Agreement -- without, however. making
any. reference to the parties' failure thus far to designate an arbitrator.
Shortly after taking delivery of the yacht. LAW notified Lassen of alleged defects in the delivered product; but Lurssen
rejected these claims. On March 25. 1998. LAW proposed arbitration of these disputes. By letter dated March 30, 1998
Lurssen responded by proposing one Robert Walsh "as sole arbitrator" "to act in line with our contract." Affidavit of
Darren K. Indyke, dated November 30. 1998, Exhibit F. No specific arbitrator was agreed upon however, before the
relationship between the parties grew acrimonious j•31 and the discussions ceased.
By letter dated October 16, 1998. Lurssen. for the rust time, took tlx position that LAW had waived its right to arbitrate
the disputes over the alleged deficiencies in the yacht because LAW had failed to propose an arbitrator within 60 days
of the execution of the Construction Agreement. By letter dated November 10, 1998. Lurssen went still further and
claimed that LAW was without any contractual remedy whatever for the alleged deficiencies because, having agreed
(directly or through its contractual predecessor Epstein) that all contractual disputes must be submitted to arbitration, it
had failed to preserve that right by proposing an arbitrator before the 60-day deadline. In response. LAW commenced
this action.
Quite aside from the inequity of Lurssen's position, it has no basis in law. Specifically, under New York law (which
governs the contract here in issue), 0.01Wconditions precedent to otherwise obligatory arbitration requirements arc not
favored and arc not to be found where, as here, they arc not clearly evinced by the contract. Sec e.g., De Vito v.
Hempstead China Shop, 38 F.3d 651.654; Irving Trust Corporation v. Nationwide Leisure Corporation, (4141 711 F.
Supp. 166. 168 (S.D.N.Y. 1989); Toyomcnka Pacific Petroletun, Inc. v. Hess Oil Virgin Islands Corp., 771 F. Supp. 63.
67 (S.D.N.Y. 1991); Oppenheimer & Co. v. Oppenheitn, Appel. Dixon, & Co., 86 N.Y.2d 685, 691, 660 N.E.2d 415,
636 N.Y.S.2d 734 (Ct. App. 1995): Uniroyal. Inc. v. Heller. 65 F.R.D. 83, 93 (S.D.N.Y. 1974). Here, nothing in the
plain language of Section 23 suggests that the panics regarded compliance with the 60-day selection period as a
necessary condition precedent to binding arbitration failure to comply with which would waive all contractual
remedies. See In re Salomon Inc. Shareholders' Derivative Litigation 68 F.3d 554, 560 (2d Cir. 1995) (.1"21%
"mechanical breakdown," such as "a lapse in time in naming of the arbitrator? is immaterial). This is in notable contrast
to other sections of the Construction Agreement. such as Section 24. where the contract effectively states that failure to
meet certain other deadlines is material and dispositive.
Moreover. far from making a party's failure to timely designate an arbitrator a waiver of its right to arbitrate. Section 23
provides in effect a procedure for selection of an arbitrator in the event the deadline lapses. Specifically.
Clause I*51 23.1 states that 'The Arbitration shall be conducted in New York City under the rules of the Society of
Maritime Arbitrators ("Maritirne Rules")." and waSection 10 of the Maritime Rules provides that "if a party fails to
appoint its Arbitrator within the time frame specified in the arbitration agreement, the party demanding arbitration may
resort to waTSection 5 of (the Federal Arbitration Act. 9 U.S.C. a 1. et seq.)." which provides that "if a method (for
selecting an arbitrator) be provided (by contract) and any party shall fail to avail himself of such method, or if for any
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other mason there shall be a lapse in the naming of an arbitrator .. . then upon the application of either party to the
controversy the court shall designate and appoint an arbitrator..."
Moreover, the conduct of the panics throughout the more than five years between the execution of the Construction
Agreement on June 13, 1993 and Lurssen's first enuciation of its present position on October 16, 1998 evidences their
view that failure to comply with the 60-day period was immaterial. For example. when entering into the Assumption
Agreement on March 27, 1997 — by which time, on Lurssen's current argument. I*61 both sides, because of their
mutual failure to designate an arbitrator mom than two-and-a-half years earlier. had waived forever any right either to
arbitrate or to invoke any other contractual remedy — both sides, instead, expressly agreed that Section 23 Is
incorporated herein by reference and shall govern any dispute arising out of or relating to this IAgreencntI " Less than
one month Later, moreover, on April 21. 1997, Lurssen confirmed its belief that the arbitration remedy remained intact
by providing a bank guarantee to LAW that stated, inter alit', that
in the event that we receive notification from [LAW) or the Builder stating that your claim
in respect of the Builder's warranty .. . has been disputed and referred to arbitration in
accordance with the provisions of the Construction Agreement, this Guarantee shall be valid
until thirty (30) days after the final award shall be rendered in any such arbitration ....
Finally•. on March 30th. 1998. Lurssen sent the aforementioned letter proposing Robert Walsh "as sole arbitrator" "to act
in line with our contract." These actions all confirm the parties' belief that the mandatory arbitration
provision (•71 remained in full force even though the 60-day selection period had been ignored.
Footnotes
I It further follows that even if (contrary to the Court's conclusion) the 60-day selection period were a necessary
condition precedent to enforcement of the right to arbitrate, Lurssen's aforementioned actions constitute a waiver of this
condition. See e.g.. Aini v. Sun Taiyang Co.. 964 F. Supp. 762, 779 (S.D.N.Y. 1997); see also Empire National Bank v.
United Penn Bank. 81 A.D.2d 904. 439 N.Y.S.2d 203 (2d Dep't 1981): Oleg Cassini. Inc. v. Couture Coordinates. Inc.
297 F. Supp. 821. 830 (S.D.N.Y. 1969).
End Footnotes
In short, the Court concludes that the mandatory arbitration provisions of these contracts remain binding and that
LAW's petition to compel arbitration must be granted. Sec generally Frank Felix Assocs., Ltd v. Austin Drugs. Inc., It 1
F.3d 284. 286 (2d Cir. 1997). Tie panics having advised the Count that they arc unable to agree on a single arbitrator,
the Court. pursuant to Section 23.1 of the Construction Is8l Agreement (as adopted by the Assumption Agreement) and
pursuant thereby to the applicable provisions of the Federal Arbitration Act, 9 U.S.C. a✓; 5. 206. hereby appoints Judah
Gribetz. Esq.. of the law firm of Richards & O'Neil. LLP, 885 Third Avenue. New York. NY 10022, as sole arbitrator.
with his fees to be jointly paid by the parties at his ordinary hourly rate. Within no more than ten business days from the
date of this Onler the parties arc directed to jointly telephone Mr. Gribetz at (212) 207-1200 to make arrangements for
the prompt arbitration of their disputes. Clerk to enter judgment.
SO ORDERED.
JED S. RAKOFF. U.S.D.J
Dated: New York, New York
Fr:binary 2, 1999
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