EFTA01297647.pdf

NAME SEARCHED: Etienne Pierre Jean Binant
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Res 'o'er Comments (as necessar> )
No Hit 0 Not Required No RIK Alert (please see attached)
ADC I . Rim' i(esim,
• Hit
No Hit 0 Not Required
F1RCOSOFT C1. II l'IRCQSOirl Rc,iiIi, No FIRCOSOFT Alert (please see attached)
■ Hit
NN o Information Found
III. Net Media
BIS 0 Yes Si No
No Information Found
IV. Non-Negative Media
q Not Required
No Information Found
V. Oilier I Anzio= Media
No Information Found
Results'? 0 Yes No
D&B .11 vi. D&B
0 Not Required
No Information Found
Smanliax Results'? 0 Yes - No
0 Not Required VII. Smartlinx
• Review by Legal May be No Information Found
Court Caws Required No Results VIII. Court Outs
• Search not required
Prepared by: Vikram-D Singh Date: 5130/2018 Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Slartindale-Hubbellhttp://www.martindak.com/xp/Martindak/home.tm l
.3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
For internal use only
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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0023813
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EFTA01297647

OFAC RESULTS
RDC:
Date of
Inquiry Id Response Type Tracking Id Name Address
Birth:
Ci Date of
No Match Found Etienne Pierre Jean FRANCE Birth:
Binant
S.
VIRGIN ISLANDS,
No Match Found Etienne Pierre lean
U.S.
Binant
FIRCOSOFT:
Alert(s)
Request ID Record ID Type Name Details
ADM INT PEP SAE
Binant, Etienne
ndividual No Alert No Alert No Alert No Alert
Pierre Jean
Binant. Etienne
ndividual No Alert No Alert No Alert No Alert
Pierre Jean
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
No Information Found
Other Language Media:
No Information Found
For Internal use only
For internal use only
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Public Records:
No Information Found
D&B:
No Information Found
LEGAL RESULTS:
Court Cases:
No Information Found
For internal use only
For internal use only
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IDENTIAL
CONFIDENTIAL - PURSUANT TO FED R.CON(F DB-SDNY-0023815
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EFTA01297649