EFTA01297643.pdf

NAME SEARCHED: Southern Trust Company, Inc.
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Res icl% er Continents (as necessary):
rr No Hit • Not Required No }WC Alert (please see attached)
RDC I . FOX' Rcsiilt,
• Hit -
F1RCOSOFT Cl No Hit 0 Not Required II tucosort Re...I:IN No FIRCOSOFT Alert (please see attached)
• Hit
NN o Information Found
III. Nee.ative Media
BIS Ycs • No
(23 Information Found (please see attached)
IV. Non-Ne..(2arix e \ letila
q Not Required
No Information Found
V. (h her LangtO14,.. \ li.:dia
No Information Found
Results'? 0 Yes C?
MB No VI. D&B
0 Not Required
No Information Found
&widths Results'? 0 Yes - No
El Not Required VII. Smartlinx
• Review by Legal May be No Information Found
Court Cases Required Er No Results VIII. Court Outs
• Search not required
Prepared by: Vikram-D Singh Date: 5130/2018 Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-Hubbellhttp://wuw.martindak.com/sp/Martindak/home.sml
.3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
For internal use only
SONY_GM_00060984
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED Ft CRIM. P. 6(e) DB-SDNY-0023809
EFTA_00171496
EFTA01297643

OFAC RESULTS
RDC:
Inquiry Id Response Type Tracking Id Name Address
..._
Country: VIRGIN ISLANDS,
11632105 Net Alerted KYC 01946825 Southern Trust Company,
U.S.
Inc.
F1RCOSOFT:
Alerts)
Request ID Record ID Type Name Details
ADM INT PEP SAE
Southern Trust
12593916 WR_125939162182 Company No Alert False No Alert No Alert
Company. Inc.
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
Tcndcrsbiz
January 3, 2017 Tuesday
Tender Notice: SOUTHERN TRUST COMPANY, INC. Seeks "Office Supplies ,Bottled Water.Computer Equipment
.Priming Scrvices.Overnight Postal Services"
United States Virgin Islands. Jan. 3 — SOUTHERN TRUST COMPANY, INC. has posted a tender notice for "Office
Supplies .Bottled Water.Computer Equipment .Printing Senices.Chtnught Postal Services?
Tender Details: Tenders are invited for Office Supplies ,Bottled Water,Computer Equipment ,Printing
Senices,Ovemight Postal Services legal Senices.Insurance Services ,It Services.Pest Control Seniccs .Air
Conditioning Sayler:sinter:let Access ,Alann System Senicesausiness Center/Copier Services .Telecommunications
Services.
Financier. Self Financed
For Internal use only
For internal use only
SONYGM_00060985
ID ENTIAL
CONFIDENTIAL - PURSUANT TO FED R.QPNE DB-SDNY-0023810
EFTA_00171497
EFTA01297644

Competition Type: ICE.
The expression of interest should be received by Jan. 10.
Purchaser's contact details: 116 King Street. FrederikstedSt. Croix, Virgin Islands 00840Tel: +1(340) 773-6499Attn:
Lucas Pascal.
Published by HT Syndication with permission from Tendersbiz For any query with respect to this article or any. other
content requirement, please contact Editor at hisyridicat iota hindustantimes.com
SUBJECT: COMPUTER EQUIPMENT (90%): PRINTING INDUSTRY (88%): TELECOMMUNICATIONS (88%):
COMPUTER NETWORKS (72%); SECURITY & ALARM SYSTEMS (55%)
COUNTRY: VIRGIN ISLANDS, US (90%)
Copyright 2017 TendersBiz Business Solutions
All Rights Reserved
Tenders Monitor Africa-Asia
January 3,2017 Tuesday
Office Supplies .Bottled Water.Computer Equipment .Printing Senices.Overnight Postal Services
Company : SOUTHERN TRUST COMPANY, INC.
Address : 116 King Street. Frederiksted
St. Croix. Virgin Islands 00840
Tel: +1(340) 773-6499
Attn: Lucas Pascal
Country : United States Virgin Islands
Location : United States Virgin Islands
Dead line : 2017-01-10
Local International : International
Funding Agency : No
Description : Tenders are invited for Office Supplies ,Bottled Waterkomputer Equipment Printing Senices.Overnight
Postal Services Legal Senicesinsurame Services Senices.Pest Control Services „Air Conditioning Services:Internet
Access .Alarm System Services.Business Center/Copier Services .Telecommunications Services.
For Internal use only
For internal use only
SDNY_GM_00060986
ID ENTIAL
CONFIDENTIAL — PURSUANT TO FED R.WNE DB-SDNY-0023811
EFTA_00171498
EFTA01297645

Document : Ism://w ww.bidsinf000m/adminexe/documents/0-VR84022x18JAN1702H547O.htm
JOURNAL-CODE: 2106
SUBJECT: BOTTLED WATER (9014): COMPUTER EQUIPMENT (86%); TELECOMMUNICATIONS (86%);
INTERNET & WWW (73%): PRINTING INDUSTRY (68%): SECURITY & ALARM SYSTEMS (52%)
COUNTRY: VIRGIN ISLANDS. US (91%)
Copyright 2017 Al Bawaba.
Provided by Syndigate Media Inc.
All Rights Reserved
Other Language Media:
No Information Found
Public Records:
No Information Found
D&B:
No Information Found
LEGAL RESULTS:
Court Cases:
No Information Found
For Internal use only
For internal use only
SONYGM_00060987
ID ENTIAL
CONFIDENTIAL - PURSUANT TO FED R.CONE DB-SDNY-0023812
EFTA_00171499
EFTA01297646