EFTA01297640.pdf

NAME SEARCHED: The Pierre Trust
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: ,. Click here for results: Res lover Comments (as necessary )
El No Hit 0 Not Required No RIK Alert (please see attached)
RDC I. ROC Itecult,
0 Hit
El No Hit 0 Not Required
FIRCOSOFT II rikuosorr No FIRCOSOFT Alert (please see attached)
0 Hit
No Information Found
III. Nce.ative Media
TIIS 0 Yes No
IS No Information Found
IV. Non-Negative Media
0 Not Required
No Information Found
V. Oder I ang,tiagc Media
No Information Found
Results'? 0 Yes 0 No
DID VI. D&B
0 Not Required
No Information Found
Smartlias Results"? I0 Yes 81 No
0 Not Required VII. Smartlinx
q Review by Legal May be No Information Found
Court Cases Required No Results VIII. Court Cases
0 Search not required
Prepared b) 2018 Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the wet) link
below for your convenience:Martindale-flubbellhttpahn‘w.martindak.com/sp/Martindak/home.sml
.3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
For internal use only
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OFAC RESULTS
RDC:
Inquiry Id Response Type Tracking Id Name Address
11632108 No Match Found KYC 01946825 .,.c.. .M.i.-!* FRANCE
The Pierre Trust
FIRCOSOFT:
Alerts)
Request ID Record ID Type Name Details
ADM INT PEP SAE
12593919 WR_125939192182 Company The Pierre Trust No Alert No Alert No Alert No Alert
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
No Information Found
Other Language Media:
No Information Found
Public Records:
No Information Found
D&B:
For internal use only
For internal use only
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No Information Found
LEGAL RESULTS:
Court Cases:
No Information Found
For internal use only
For internal use only
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