EFTA01297513.pdf

Deutsche Bank
Weaith Management
German Banking Separation Act Account Opening
Questionnaire
Family Office Annex
Name of Client (Required)
The 2017 Caterpillar Trust
I attest that:
A) The prospective account holder is a Family office, as defined below and the relationship among the Family Members
has been described to me by the principals as set forth in the attachment hereto:
B) No person has guaranteed the repayment of any potential liabilities (including overdrafts) of the prospective account
holder that may result from the account relationship;
C) I am not aware that any alternative investment fund CALF) could have recourse to the assets of the account holder; and
O) 'I attest that I have provided all relevant information and documentation made available by the client/prospect to me to
assist in the GBSA review under this Questionnaire."
Darren Indyke The 2017 Caterpillar Trust
as contact for
Signature of
Name of Client Representative_ Date
O1c1
have completed this Questionnaire and attest that it is accurate to the best of my knowledge based upon the information
and documentation provided to me by the banking team.'
Signature of Individual completing form from the Center of
ExcellencerGBSA Questionnaire Preparation Team
Nowt,i irw
Rowena Thomas
Ceti-2044M ti11.04.10
Name of Individual completing form from the Center of
ExcelienceJGBSA Questionnaire Preparation Team Date
Rowena Thomas
Family Office exemption. "Family office" means an undertaking that has been established by a pre-existing group of family
members exclusively for the investment of their private wealth. 'Pre-existing group means a group of family members,
irrespective of the legal structure that may be put in place by them. to invest in an undertaking and provided that the sole
ultimate beneficiaries of such structure are family members, where the existence of the group pre-dates the establishment
of the undertaking. The definition of `pre-existing group' does not prevent family members from joining the group after the
undertaking has been established. 'Family members" means the spouse of an individual. the person who is living with an
individual in a committed intimate relationship, in a joint household and on a stable and continuous basis, the relatives In
direct line. the siblings. uncles. aunts. first cousins and the dependents of an individual
insti7eirie assass.(00417 Page 1 of 2
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EFTA01297513

Description of the relationship among the Family Members
-The entity is a trust for the purpose of retaining the grantors annuity trust. The trust grantor is Jeffrey Epstein
the beneficiary is the grantor and the 2013 Butterfly Trust, the trustees are Lesley Goff and Daphne Wallace.
O 2017 DautaChe Bank AG. Ail ngnat rfilarvaa Waa179140 026256.103117
SDNY_Glit_00060819
.NEIDENTIAL
R.QP
CONFIDENTIAL - PURSUANT TO FED DB-SDNY-0023644
EFTA 00171333
EFTA01297514