EFTA01297460.pdf

The 2007 Jeffrey E. Epstein Insurance Trust #3
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click hem for results: Res:timer comments (as necessary):
23 No Hit O Not ReNttired No RDC Alert(please see attached)
RU0 I. RDC Results
O Ilia
0
No Bit • Not Required
PCR II. PCR Results No PCR Aled(please see attached)
O Hit
No Information Found
III. Negat i‘ c Nledia
BIS O Yes IN No
. No Information Found
IV. Non-Nein: i% c \Iedin
q Not Required
. No Information Found
V. Other Langµage NIccha
No Information Found
Results? • Yes
•
DatB O Not Required
No Information Found
Smartlinx Results? O Yes ..r! No
• Not Required VII. Smattlinx
O Review by Legal May No Information Found
Court Cases he Required J.71 No Results VIII. Court Cases
O Search not required
Prepared by: Slimya parashar Date: 06/15/2017 Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-HubbellhttpaAvww.martindale.comixp/Martindak/home.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your Kit.
Please note: Submission of a signed KYC is your continuation that you have fully reviewed the research documents.
For internal use only
S0NY_GIA_00060595
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0023420
EFTA_0017 1113
EFTA01297460

Page 2
OFAC RESULTS
RDC:
11602731 No Match Found KYC 1791049 The 2007 Jeffrey E. Epstein o;rtx~r•y.UNITED STATES
Insurance Trust "3
PCR:
The 2007 Jeffrey E. Epstein Insurance Trust #3
NCA customised Auto-Closed No-Hit 15/06/2017
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
No Information Found
Other Language Media:
No Information Found
Public Record:
No Information Found
D&B:
No Information Found
LEGAL RESULTS:
Court Cases:
No Information Found
For internal use only
SDNY_GM_00060596
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.ctitAlf DB-SDNY-0023421
EFTA_00I7I I 14
EFTA01297461