EFTA01297321.pdf

Karyna Shuliak
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
No Hit MI Not Required
RDC I. RDC Results No RDC alert (Please sec attached)
M Bit
No Hit • Not Requinx1
PCR El M Hit IL PCR Results No PCR alert (Please sec attached)
0 Yes i No Ill. Negative Media There was no information found
BIS • Not Acquired IV. Non-Negative media There was no information found
V. Other Language Media There was no information found
Results? M Yes 0 No Not required
D&B 0 Not Acquired Wilt&
Result found(Please see attached)
Stnartlinx Results? BI Yes 0 No
• Not Required VU. Smanlinx
El Review bxtegal May There was no information found
Court Cases be Required No Results VIII. Court Cases
0 Search nN o4 t required
Prepared by: Ankita Shah Da e:07120/2017
Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-Hubbefilittp://www.martindale.com/sp/Martindakihome.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
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EFTA01297321

OFAC RESULTS
RDC:
Date of
11605348 No Match Found KYC 1804531 Country:UNITED STATES Birth:
Karyna Shuliak
PCR:
C20170738320207 Karyna Shuliak 13018219 NCA customised Auto-Closed No-
Hit 20/07/2017
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
1 OF 1 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2017 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Date:7/20/2017
Report processed by:
DEUTSCHE BANK Aqi
Full Name Address County Phone
SHULIAK, KARYNA 9 E 71ST ST NEW YORK
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Full Name Address County Phone
NEW YORK, NY 10021-4102
NEW YORK COUNTY
ADDITIONAL PERSONAL INFORMATION
SSN DOB Gender LexID(sm)
188602267903
Subject Summary
Name Variations
1: SHULIAK. KARYNA
SSNs Summary
No. SSN State Iss. Date Iss. Warnings
Most frequent SSN attributed to subject:
1: New York 2009-2011
Possible E-Mail Addresses
Others Using SSN - 0 records found
Address Summary - 6 records found
No. Address
1: 9 E 71ST ST
NEW YORK. NY 10021-4102
NEW YORK COUNTY
2:
NEW YORK COUNTY
3: 6100 RED HOOK OTRS STE B-3
ST THOMAS, VI 00802-1348
ST. THOMAS COUNTY
4:
NEW YORK COUNTY
5:
KINGS COUNTY
NEW YORK COUNTY
Address Details
1:9 E 71ST ST NEW YORK, NY 10021-4102
Address Dates
9 E 71ST ST 7/2015 - 3/2017
NEW YORK, NY 10021-4102
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age 57
Median Income: $201.878
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Median Home Value: $1.000.000
Median Education: 17 years
Household Members
None Listed
Other Associates
EPSTEIN, JEFFREY E
2:
Address Dates Phone
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $156,291
Median Home Value: 6753.989
Median Education: 16 years
Household Members
None Listed
Other Associates
None Listed
3: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348
Address Dates Phone
6100 RED HOOK QTRS STE 5-3 10/2013 - 4/2017
ST THOMAS, VI 00802-1348
ST. THOMAS COUNTY
Household Members
None Listed
Other Associates
EPSTEIN, JEFFREY E
4:
Address Dates Phone
4/2013 - 8,2013
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $156,291
Median Home Value: $753,989
Median Education: 16 years
Household Members
None Listed
Other Associates
None Listed
5:
Address Dates Phone
KINGS COUNTY
Census Data for Geographical Region
Median Head of Household Age' 51
Median Income: $92,045
Median Home Value: $761,538
Median Education: 12 years
Household Members
None Listed
Other Associates
None Listed
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6:
Address Dates Phone
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age 39
Median Income: $56,500
Median Home Value: $370,896
Median Education: 13 years
Household Members
None Listed
Other Associates
None Listed
Voter Registrations - 0 records found
Driver Licenses - 0 records found
Professional Licenses -1 records found
1: Professional License
Licensee Information
Name: SHULIAK, KARYNA
SSN:
Address: 6100 RED HOOK QTRS STE 8-3 ST THOMAS, VI 00802-1348
County: ST. THOMAS
License Information
Profession or Board: DENTAL BOARD OF CALIFORNIA
License Type: DENTIST
License Number: 65268
Issue Date: 11/19,2015
Expiration Date: 05/31/2017
Status: VALID UNTIL 05/31/2017
State: California
Health Care Providers - 1 records found
1: Health Care Providers
Name(s): SHULIAK, KARYNA
SHULIAK, KARYNA
SHULIAK, KARYNA
Gender: FEMALE
DOB(s): 05/1989
Business Addresses: 6100 RED HOOK OTRS STE B-3
ST THOMAS, VI 00802-1348
358 EL BRILLO WAY
PALM BEACH, FL 33480-4730
License Number/State: 21635 / FL
65268 / CA
2230 /VI
Medical School/Grad Year: COLUMBIA UNIVERSITY / 2015
Health Care Sanctions - 0 records found
Pilot Licenses - 0 records found
Sport Licenses - 0 records found
Real Property - 0 records found
Motor Vehicle Registrations - 0 records found
Boats - 0 records found
Aircraft - 0 records found
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Bankruptcy Information - 0 records found
Judgments/Liens - 0 records found
UCC Liens - 0 records found
Fictitious Businesses - 0 records found
Notice Of Defaults - 0 records found
Potential Relatives -1 records found
1st Degree 1
No. Full Name Address/Phone
So
1. SHULYAK, DENNIS
• AKA SHULIAK. DZIANIS
• AKA SHULIAK, DENNIS
• AKA SHULAK. DZIANIS
• AKA SHULIAK, DZIANIAS
• AKA SHULIAK (212) 542-3150
SSN:
Business Associates - 0 records found
Person Associates -1 records found
No. Full Name Address SSN Phone DOB
1: EPSTEIN. JEFFREY E 9 E 71ST ST 1/1953
EPSTEIN. JEFFERY E NEW YORK, NY 10021-
EPSTEIN, JERRERY 4102
EPSTEIN, J
EPTSTEIN, JEFFERY 457 MADISON AVE FL 4TH
EPSTIEN, JEFFERY NEW YORK. NY 10022-
EDWARDS, JEFFERY 6843
49 ZORRO RANCH RD BH
STANLEY, NM 87056-9743
49 ZORRO RANCH RD B
STANLEY, NM 87056-9743
6100 RED HOOK QTRS
STE B-3
ST THOMAS. VI 00802-
1348
Neighbors - 2 records found
9 E 71ST ST NEW YORK, NY 10021-4102
Name Phone
RIVERA, MIGUELINA CUBERO
LAMBERT. JOEL I
LUTNICK, ALLISON L
LUTNICK, BRANDON G
LUTNICK, HOWARD WILLIAM
LUTNICK, KYLE S
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Employment Locator - 0 records found
Criminal Filings - 0 records found
Cellular & Alternate Phones - 0 records found
Sources - 31 records found
All Sources 31 Source Document(s)
Email addresses 5 Source Document(s)
Historical Person Locator 3 Source Documents)
Person Locator 1 1 Source Document(s)
Phone 12 Source Document(s)
Professional Licenses 7 Source Document(s)
Providers 1 Source Document(s)
Utility Locator 2 Source Document(s)
Key
AHigh Risk Indicator. These symbols may prompt you to investigate further.
Moderate Risk Indicator. These symbols may prompt you to investigate further.
General Information Indicator. These symbols inform you that additional information is
provided.
The most recent telephone listing as reported by the EDA source.
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary
of State documents, the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your DPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright. 2017 LexisNexis. a division of Reed Elsevier Inc. All rights reserved.
D& B:
Not required
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
SDNY_GM_00060352
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CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0023176
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