EFTA01297236.pdf

Cynthia Rodriguez
From: Renee Salhi on behalf of PWMUS AMLKYC
Sent: Wednesday, October 12, 2016 2:35 PM
To: Cynthia Rodriguez: PWMUS AMLKYC
Subject: CLEARED: RDC ALERT - Richard Kahn and PCR ALERT - Darren Indyke Ill
Classification: For Internal use only
Hello Cynthia,
AML Compliance has reviewed the PCR alert generated for Darren Indyke, beneficiary of the Butterfly Trust, client of the
Private Bank.
The subject of the alert is a positive match to Mr. Indyke who has a reference on file with compliance . AML Compliance
clears this alert from an AML perspective.
Kind regards,
Renee Salhi
Renee Salhi
Associate AML Compliance Officer
Deutsche Bank Socunhos Inc
Private Woakh Management • MIL Compliance
5201 Goto Parkway. 2"I Scar
Jacksonville. FL 32256
Tel.
Ern.
Visit us NW tivnwi 06 cam
ParcitrwhiPeefernt
Leistung aus Ledemsehaft
From: Cynthia Rodriguez
Sent: Wednesday, October 12, 2016 12:08 PM
To: PWMUS AMLKYC
Subject: RDC ALERT - Richard Kahn and PCR ALERT - Darren Indyke
Dear AML Compliance,
Attached are RDC alerts for Darren Indyke and Richard Kahn who have been previously KYC approved and are part of
KYC Update case 01651789. The alerts reference the following:
• Richard Kahn, of New York, appears on NY Stock Exchange Disciplinary Actions.
• Richard Jeffrey Kahn, of Florida, appears on Florida Office of Financial Regulation list of Final Orders.
• Richard Leroy Kann aka RICHARD L KAHN, DOB: 8/14/1961, of GOLDEN, Colorado, appears on the list of
Colorado - Sex Offenders
• Richard L. Kahn, 1962, of Havana, Illinois, was wanted on a charge of calculated criminal drug conspiracy.
• Darren Indyke has a PCR alert, but the alerts don't reference anything specific.
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Please clear these alerts for the following reasons:
• These alerts are false positives as the Richard Kahn that is previously KYC approved has a date of birth of
12/06/1972 and resides at 130 E 751h Street $$7E New York, NY 10021. He is an attorney at HBRK Associates in
New York.
• Darren Indyke is previously KYC approved has a date of birth of 2/19/1965 and resides at 2 Kean Court
Livingston NJ 07039. He is currently employed at Southern Financial LLC.
Kind regards,
Cynthia Rodriguez
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue. 10154-0004 New York, NY. USA
Tel.
Fax
Erni
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