EFTA01297029.pdf

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Deutsche Bank Account Transactions
Wealth Management From January 03, 2017 To June 29, 2017
J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Market Value Accrued Income Total Value
06:29:211 7 5740,876.18 $26.54 5740,902.72
DBAB - Brokerage Account Base Currency USD
DB Securities Inc.
Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Total Amount
$0.00
Transa ction Security
Trade Date Settle Date Description Units Local ccy Local Unk Prke Amount In Local coy Amount (USD)
Type Identifier
Cash WELLS FARGO SANK,
0S:23,2017 06:23:2017 USD999997 NA 0.00 USD C.IXI I 11 5,000.03) (11500 00)
Disbureemer
DEUTSCHE GOVT
CASH INSTL
RedemptIoni REFERENCE
06.23/2017 06:23:2017 Corporate USD999997 NO=00002, CREATED 0.00 USD 0.00 115,000.0=0 115.CEM OD
Action BY AMPS:DVDA
MMF DWG
147539670
Redemption! DEUTSCHE GOVT
0tt:2042017 06:20:2017 Corporate USD999997 CASH INSTL MMF 0.00 USD 0.00 (137.553.59) (137.553 59)
Action DWGI 147539670
0516:2017 06x16.2017 crao USD999097 EASTERN CORP ECU 000 USD 0.00 (10.000 00) (10,000.00)
Ensbursemer
DEUTSCHE GOVT
CASH INSTL
Redemption! REFERENCE
Cr116017 0&162017 Corporate USD9995O NO=00002. CREATED 000 USD 0.00 10.000 00 10,000.00
Action BY AMPSJ0VDA
MMF DWGI
147539670
PFIZER INC COM
BKCM A PERSHING
AFFILIATE MAKES A
MKT IN THIS
061152017 06/20;2017 Sale 717O31103 14.21a) 00) USD 32.81 137.553 59 137.563.%
SECURITY & ACTED
AS PRINCIPAL
UNSOLICITED
ORDER
M:02:2017 06)022017 Redemption: usossoss7 DEUTSCHE GOVT 0.00 080 003 (1.344 OW )1,344 06)
Reporting Currency' USD "e 1 of 5 Generated on 0&301201,
SDNY_GM_00059904
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022728
EFTA_00170448
EFTA01297029

Deutsche Bank Account Transactions
Wealth Management From January 03, 2017 To June 29, 2017
J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Market Value Accrued Income Total Value
0i3.29:20I 7 5740,1176.18 $26.54 3740,202.72
DBAB - Brokerage Account Base Currency USD
DB Securities Inc.
Grand Total For All Transaction Types from 01/0312017 to 06/29/2017 Total Amount
30.00
Transaction Security
Trade Date Settle Date Description Units Local ccy Local Unit Price Amount In Local coy Amount (USD)
Type Identifier
Corporate CASH INSTL MMF
Action DWGI 147539670
4200 SHRS PFIZER
05101:2017 06/1312017 Dividend 717081103 INC COM RD 05/12 PO 0.00 USD 0 00 1,344.00 1,344.00
06/01/17
DEUTSCHE GOVT
a5731.2O17 05731.2017 Interest PE R232045 CASH MMF DWG/ GOO USD 0.03 145i1 14 58
147539670
DEUTSCHE GOVT
Redon uter,/
CASH INCOME
05/312017 05131:2017 Corporate PER232045 000 USC) 0.00 (14 Se (14.58)
REINVESTED MMF
Action
DWG! 147539670
Redemption, DEUTSCHE GOVT
05022017 05/022017 Corporate USD999997 CASH 1NSTL MMF 0.00 USD 003 (1.950 C'3) (1.931000)
Action DWG! 147539670
5000 SHRS BRISTOL
MYERS SQUIBB CO
05012017 06/01/2017 Dividend 110122108 0.00 USD 0.00 1.e0.00 1.950.00
COM RD 0407 PD
05(01117
DEUTSCHE GOVT
04126'2017 04262017 IntereV PER2r045 CASH MMF Ce/GI 0.00 USD 0.00 9.64 9.64
147539670
DEUTSCHE GOVT
Redemption/
CASH INCOME
044262017 0412812017 Corporate PER232045 000 USD 0.00 (9 54} (9.034,
REINVESTED MMF
Action
DWGI 147539670
Can FIRSTBANK PUERTO
041702017 04/202017 USD999997 000 030 0.00 1100.0,00. Ce) (100.00000)
Disburserner RIC
047202017 04'202017 Redemption' USD999997 DEUTSCHE GOVT 0.00 USD 0.00 IMD.30.0=3 1:0.00;0.00
14.-71
Reporting Currency. USD Page 2 of Generated on 00302017
SDNY_GM_00059905
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022729
EFTA_00170449
EFTA01297030

Deutsche Bank Account Transactions
Wealth Management From January 03, 2017 To June 29, 2017
J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Market Value Accrued Income Total Value
06'29:211 5740,876.18 $26.54 5740,902.72
DBAB - Brokerage Account Base Currency USD
DB Securities Inc.
Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Total Amount
50.00
Transa ction Security
Trade Date Settle Date Description links Local ccy Local Unit Price Amount in Local ccy Amount (USD)
Type Identifier
CASH INSTL
REFERENCE
Corporate NO=00003, CREATED
Action BY AMPS:DVDA
MMF DINGI
147539670
Redemption! DEUTSCHE. GOVT
0419:2017 041912017 Corporate USD999997 CASH INSTL MMF 0.00 USD 0.00 (114.051 51) ( 114 .051 51)
Action DWGI 147539670
DISNEY WALT CO
DISNEY COM
UNSOLICITED
04112oi 7 0419,2017 Sale 254687106 ORDER ALLOCATED (1.080 00) USD 114.12 114.051 51 114.051 51
ORDER YOUR
6ROXER ACTED AS
AGENT
DEUTSCHE GOVT
03:31:2017 03;31:2017 Interest PER232045 CASH MMF DWGI 0.00 USD 000 704 7.04
147539670
DEUTSCHE GOVT
Redemption!
CASH INCOME
03/31:2017 03:31!2017 Corporate PER232045 0.00 USD 0.00 (7.04) (7 04)
REINVESTED MMF
Action
DWG, 147539670
Caen FIRSTBANK PUERTO
03,032017 03,03:2017 USD999997 0.00 USD 0.00 (100,090.03) (100.0000D)
Dtsbursomer RIC
DEUTSCHE GOVT
Redemption! CASH INSTL
031CD42017 03.03:2017 Corporate USD999997 REFERENCE 0.00 030 0.00 100.000.00 100.00000
Action NO=00002: CREATED
BY AMPS;DVDA
Reporting Currency. USD Page 3 of 3 Generated on 0510,2017 0
SDNY_GM_00059906
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022730
EFTA_00 I 70450
EFTA01297031

Deutsche Bank Account Transactions
Wealth Management From January 03, 2017 To June 29, 2017
J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Market Value Accrued Income Total Value
06'29:211 5740,876.18 $26.54 $740,202.72
DBAB - Brokerage Account Base Currency USD
DB Securities Inc.
Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Total Amount
50.00
Transaction Security
Trade Date Settle Date Descnption Units Local ccy Local Unit Price Amount in Local ccy Amount (USD)
Type Identifier
MMF DWG
147539670
Redemption.' DEUTSCHE GOVT
03:02:2017 03:02:2017 Corporate USD999997 CASHINSTL MMF 0.00 USD 000 ft 344 CC) f 4344 00,
Action DWG! 147539670
4200 SHRS PFIZER
03:01:2017 03:D1:2017 Dividend 717081103 INC COM RD 02:03 PO 0.00 USD 0.00 i .344 DO 4344 00
OX01117
DEUTSCHE GOVT
02228:2017 02:28:2017 Interest PER232045 CASH MMF DWGI 0.00 USD 0.00 40.15 40 15
147539870
DEUTSCHE GOVT
Redemption/
CASH INCOME
02:28:2017 02232017 Corporate PER232045 0.00 USD 0.00 (40 15) (40.15)
REINVESTED MMF
Action
DWG! 147539670
Redemption, DEUTSCHE GOVT
02:D2:2017 024222017 Corporate USD999907 CASHINSTL MMF 000 USD 0.00 (1.950 00) (1,950.00)
Action DWGI 147539670
5000 SHRS BRISTOL
MYERS SQUIBB CO
02:01:2017 0201:2017 DNIdend 110122108 0.00 USD 0.00 1.950.00 1.950.00
COM RD 01..06 PD
02:01:17
DEUTSCHE GOVT
01:31C017 Ol '31:2017 Interest 233993682 CASH MMF DWGI 0.00 USD 0.00 29.41 29.41
147539670
DEUTSCHE GOVT
Redemption:
CASH INCOME
01/31:2017 01:31:2017 Corporate 233993682 0.00 USD 0.00 (29.41) (29 41)
REINVESTED MMF
Action
DVJG1147539670
Reporting Currency' USD Page 4 of 3 Generated on 061012017 0
SDNY_GM_00059907
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022731
EFTA_0017 045 I
EFTA01297032

Deutsche Bank Account Transactions
Wealth Management From January 03, 2017 To June 29, 2017
J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Market Value Accrued Income Total Value
06'29:211? 5740,876.18 $26.54 5740.902.72
DBAB - Brokerage Account Base Currency USD
DB Securities Inc.
Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Total Amount
$0.00
Transaction Security
Trade Date Settle Date Description links Local ccy Local Unk PrIce Amount In Local coy Amount (USD)
Type Identifier
Redemption! DEUTSCHE GOVT
01/212017 0123.2017 Corporate USD999997 CASH INSTL MMF 0.00 USD 0.00 (31.793.30) (31.793 30)
Action DWGI 147539870
Cash THE BANK OF NEW
01:20.2017 01,20:2017 USD99r.24997 YORK 0.00 USD 000 •"." NO 00; 175.000.00)
l.rret:tirs.erner
DEUTSCHE GOVT
CASH INSTL
Redemption: REFERENCE
01:2%2017 01/20:2017 Corporate USD999997 NO=00004. CREATED 0.00 USD 0 C0 (13.922.05) (13.922.05)
Action BY AMPSJDVDA
MMF DWGI
147539670
UBISOFT ENTMT SA
ADR
ISINaUS90349R1023
01/18:2017 011212017 Sale 90348R102 AVERAGE UNIT (500.00) USD 6.40 31 793 30 31,70330
PRICE TRANSACTION
YOUR BROKER
ACTED AS AGENT
BOEING CO COM
UNSOL AVERAGE
UNIT PRICE
01/17.2017 01/20:2017 Sale 097023105 (500 00) USD 157.66 78.770 28 78.770.28
'TRANSACTION YOUR
BROKER ACTED AS
AGENT
TENCENT HLDGS
LTD ADR
01/17:2017 01.20/2017 Sale 880320109 ISINSUSSS032Q1094 (4000D) USD 25.52 10,151 77 10,151 77
UNSOL AVERAGE
UNIT PRICE
Reporting Currency' USD Page 5 of 5 Generated on 0610/2017
SDNY_GM_00059908
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022732
EFTA_00170452
EFTA01297033

Deutsche Bank
Account Transactions
Wealth Management Selected Report Criteria
Account/List/Relationship/Client
Account Number
:-
Date Range
From 01:0312017 To 06/29/2017
Currency
Reporting Currency: USD
Transaction Status
SoMuci
0
,:(erxeling Currere.y. USD Page 7 of 'a Generated on 06102017
SDNY_GM_00059910
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022734
EFTA_00I 70454
EFTA01297035

Deutsche Bank
Account Transactions
Wealth Management Disclaimer
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,:exyling Currercy. USD Ganerated on 06'102017
SDNY_GM_00059911
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022735
EFTA_00 170455
EFTA01297036