EFTA01296997.pdf

The Haze Trust
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
0 No Hit • Not Required
RDC I. RDC Results No RDC alert (Please see attached)
■ l lit
... No lilt • Not Requited
PCR II. PCR Results No PCR alert (Please sce attached)
• Flit
0 Yes 0 No III. Negative Media There was no information found
13IS Required IV. Non-Negative Media There was no information found
E Not
v. Other Language Media There was no information found
Results? El Yes n No NIL D There was no information found
MB
0 Not Required
There was no information found
&milli= Results? 0 Yes I'D No
ID Not Required VII. Smartlinx
0 Review by Legal May There was no information found
Court Cases be Requited 0 No Results VIII. Court Cases
0 Search not required
Prepared by: Reena Chandwani Date:06/15/2017
Research Analyst
Instructions:
I. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenicnce:Manindak-Hubbellhttp://www.martindak.com/sp/Martindaldhome.:tml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
SONCGM_00059853
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022677
EFTA_00170401
EFTA01296997

OFAC RESULTS
RDC:
o Match Found kyc A Country:VIRGIN ISLANDS,
The Haze Trust U.S.
PCR:
The Haze Trust MNCA customised Auto-Closed No-Hit 15/06/2017
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
There was no information found
D&B:
There was no information found
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
SDNY_GNI_00059854
ID ENTIAL
CONFIDENTIAL - PURSUANT TO FED R.cONE DB-SDNY-0022678
EFTA_00170402
EFTA01296998

For internal use only
SDNY_GM_00059855
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QC;)N(F DB-SONY-0022679
EFTA_00I70403
EFTA01296999