EFTA01296872.pdf

Deutsche Bank
Account Deposits Transactions
Wealth Management From January 03. 2017 To June 22 2017
42953758 NES, LLC Product Type Value Date Market Value
US Deposits Base Currency USD Devisirt Transactions 06:22:2017 $371.153.59
Deutsche Batik Trust Comp,
Transaction Activity from 01/03/2017 - 06/22/2017
Transaction Type Transaction Date DescdptIon To/From Funds Added (USD) Funds Subtracted (USD)
06.22'2017 PREAUTHORIZED 101091000017700527 ADP Tax ADP 6B28.06
Other Debits
DEBIT TM!
08:222017 PREALITHORIZED 101021000027451774 WAGE PAY ADP 14335.34
Other Debits
DEBIT WAGE PAY
0e: 2017 PREAUTHORIZED 102028000080807172 WATER&SWR 4518.16
Other Debits
DEBIT NYC WATER BDIDEP
06:21:2017 MONEY TRANSFER TO HSBC FRANC E (FORMERLY H 50.888.59
Other Debits SBC CCF) SOTHEBY'S EUR 45500
RATE 1.11843061
Checks Paid 05:21:2017 CHECK 01294 Check 01294 1,15408
Checks Paid 06/21:2017 CHECK 012:36 Check 01298 293 06
Checks Paid 08:2112017 CHECK *1297 Check 0 1297 1088 76
Checks Paid 05.21:2017 CHECK 01293 Check 41293 638 76
OBI 5/2017 PREAUTHORIZED 101021000025946962 ADP - FEES ADP 57 82
Other Debts
DEBIT PAYROLL FEES
06:16/2017 MONEY TRANSFER TO FIRST COMMAND BANK At 1,852.00
Other Debits
C6114:2017 PREAUTHORIZED 101021000024494539 INTELL CK CON 6,41805
Other 1. bits
DEBIT ED OF NY
Checks Paid 051112017 CHECK 01292 Check 01292 1,069 00
06/07:2017 PREAUTHORIZED 101091000011371958 ADP Tax ADP 6028.04
Other Debits
DEBIT Tax
Reporting Currency- USC Pageion2 Generated on 062Y2017
SDNY_GM_00059665
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022489
EFTA_00170215
EFTA01296872

Deutsche Bank
Account Deposits Transactions
Wealth Management From January 03, 2017 To June 22, 2017
42953758 NES, LLC Product Type Value Date Market Value
US Deposits Base Currency USD Deposit Transactions 06:22:2017 $371,153.55
Deutsche Bank Trust Comp:
Transaction Activity from 01/03/2017 - 06/22/2017
Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD)
043:07:2017 PREAUTHORIZED 101043N. :.....":576667 PREMIUMS 16A00.70
Other Debits
DEBIT OXFORD HEALTH
0507:2017 PREAUTHORIZED 1010210001)2(1670099 WAGE PAY ADP 14.335.36
Other Debits
DEBIT WAGE PAY
Checks PaId 06:07:2017 CHECK #1291 Check #129f 5,000.00
06:05(2017 MONEY TRANSFER TO FIRST COMMAND BANK A/C 1,538.90
Other Debits
C-002:2017 ?REAUTHORIZED 10102i000225294-431 ADP - FEES ADP 57 82
Other Debts
DEBIT PAYROLL FEES
Checks Paid 05--31:2017 CHECK x1287 Check k 1287 105 88
Checks Paid 05:31:2017 CHECK 01259 Check III 289 108 88
0530(2017 MONEY TRANSFER TO BANK OF AMERICA. N.A . NY AC 275.338 49
Other Debits MANHATTAN
MOTOCARS. INC
05'202017 PREAUTHORIZED 101021000029353953 INTELL CK CON 10.340 25
Other Debits
DEBIT ED OF NY
OS:24..201i PREAUTHORIZED 102091000017631375 ADP Tax ADP 6 028 06
Cgher Debits
DEBIT Tax
0624/2017 PREAUTHORIZED 101021000027612161 WAGE PAY ADP 14,33534
Other Debits
DEBIT WAGE PAY
0624/2017 PREAUTHORIZED 101021000027610635 INTELL C.K CON 40 85
Other Debits
DEBIT ED OF NY
Deposits:Other Credits 05:219017 Cash Myra Transfer REF 1431551L FUNDS TRANSFER 700,000 00
Reporting Currency" USD Page 2 0112 Generated on 06-232017
SDNY_GM_00059666
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EFTA_00170216
EFTA01296873

Deutsche Bank
Account Deposits Transactions
Wealth Management From January 03, 2017 To June 22, 2017
42953758 NES, LLC Product Type Value Date Market Value
US Deposits Base Currency USD .455
Deutsche Bank Trust Comp,
Transaction Activity from 01/03/2017 - 06/22/2017
Transaction Type Transaction Date Description To'From Funds Added (USO) Funds Subtracted (USD)
;9891 FROM
Checks Paid 06:23C2017 CHECK x12_90 Chock 41290 3.ea2 28
05/19.2017 PREAUTHORIZED 1010;1000075816474 ADP - FEES ADP 69 32
Other Debits
DEBIT PAYROLL FEES
06'19:2017 MONEY TRANSFER TO FIRST COMMAND BANK At 1.778 60
Other Debits
Checks Paid 0St17:2017 CHECK 01288 Check 01288 7200 00
Checks Paid 0511512017 CHECK 01286 Check #1266 2.667 44
Checks Pald 05;112017 CHECK *12S1 Check 41281 7439.17
05:102017 PREAUTHORIZED 101091000011247857 ADP Tax ADP 8.169.68
Other Debits
DEBIT Tax
05:10/2017 PREAUTHORIZED 101021000021244825 INTELL CK CON 8.124.29
Other Debts
DEBIT ED OF NY
0&10,2017 PREAUTHORIZEO 101021000020987515 WAGE PAY ADP 15.020.59
Other Debits
DEBIT WAGE PAY
Checks Paid 05138471517 CHECK e1=2 Check *Ira 5,000 00
CfSinf-3,2017 PREAUTHORIZED I 0104,300069680228S PREMIUMS 15.400 70
Other Debits DEBIT OXFORD HEALTH
05052017 PREAUTHORIZED 10102103002€.802052 ADP - FEES ADP 50 32
Other oshas
DEBIT PAYROLL FEES
CS:062017 MONEY TRANSFER TO FrPcT COMMAND PA"' r' 1.71005
Other Dobas
,
Reporting Currency USD page 3 of 13 Generated on 06.2312017
SDNY_GM_00059667
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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022491
EFTA_00170217
EFTA01296874

Deutsche Bank Account Deposits Transactions
Wealth Management From January 03, 2017 To June 22, 2017
42953758 NES, LLC Product Type Value Date Market Value
US Deposits Base Currency USD Depose Transactions 08;22.2017 $371.15359
Deutsche Bank Trust Company Americas
Transaction Activity from 01/03/2017 - 06/22/2017
Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD)
Checks Paid 09022017 CHECK *1252 Check 41282 488.20
Chocks Paid 09022017 CHECK #1284 Chock 41284 359.29
Checks Paid 0&.02:2017 CHECK $1283 Check *1283 544.38
Checks Paid 0902r2017 CHECK *1265 Check *1285 12.91899
04;282017 PREAUTHORIZED 1010210000M280262INTELL CK CON 10.416.38
Other Debits
DEBIT ED OF NY
04;272017 PREAUTHORIZED 1010210000M284553 WAGE PAY ADP 1558291
Other Debits
DEBIT WAGE PAY
04272017 PREAUTHORIZED 1010210000S284369 ADP Dix ADP 8435.44
Other Debits
DEBIT Tax
0426-2017 PREAUTHORIZED 1020280000804$2454 WATERS:MR 604.76
Other Debits
DEBIT NYC WATER BD:DEP
04;28'2017 PREAUTHORIZED 101021000027414165 INTEL I. CK CON 59.63
Other Debits
DEBIT ED OF NY
Checks Paid 04,26'2017 CHECK *1221 Check *1221 5.000.00
Checks Paid 04.252017 CHECK *1280 CI-Focht/12W 4082.73
Checks Pail 04:24:2017 CHECK 01279 Check 01279 - 7.20090
Checks Pad 0424[2017 CHECK 01220 Check 01220 1.500 00
U-I :14 2017 MONEY TRANSFER TO CITIBANK.NK. N.A. A,S 8627.34
Other Debits
IFLART SERVICES LTD.
• 21 2017 MONEY TRANSFER TO FIRST COMMAND BANK AT: 1937.98
Other Debits
Reporting Curreocy. USD Page 4 o112 Generated on 05'232017
SDNY_GM_00059668
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022492
EFTA_00170218
EFTA01296875

Deutsche Bank Account Deposits Transactions
Wealth Management From January 03, 2017 To June 22, 2017
42953758 NES, LLC Product Type Value Date Market Value
US Deposits Base Currency USD Deposit Transactions 0612'2:2017 $371.153.59
Deutsche Bank Trust Comp:
Transaction Activity from 01/03/2017 - 06/22/2017
Transaction Type Transaction Date Description To'From Funds Added (USD) Funds Subtracted (USD)
Checks Paid 04x17,201.7 CHECK 01275 108.68
Checks Paid 04.17:2017 CHECK 01275 Check 01275 108.88
0-4'14:2017 PREAUTHORIZED 10102100002189A.155 ADP - FEES ADP 59 32
Other Debits
DEBIT PAYROLL FEES
Checks Paid orita2m 7 CHECK 01278 Check 01278 990.00
04'12:2017 PREAUTHORIZED 101091000010589:sff, Ar:P I,531 02
Other Debits
DEBIT Tax
04'12:2017 PREAUTHORIZED 101021000020565714 N TELL CR CON 09
Other Debits
DEBIT ED OF NY
G4112:2017 PREAUTHORIZED 101021000020386922 WAGE PAY ADP 15.4,95 67
Other Dtbits
DEBIT WAGE PAY
Checks Paid 04102017 CHECK 01277 Check 01277 544.38
049V2017 PREAUTHORIZED 101043000098448300 PREMIUMS 19110.61
Other Debits
DEBIT OXFORD HEALTH
0497,2017 PREAUTHORIZECi 10i021000028545891 ADP FEES ADP 59.32
Other Orbits
DEBIT PAYROLL FEES
0497'2017 MONEY TRANSFER TO FIRST COMMAND BANK kC 2.114.57
Other Debits
0:930r2017 PREAUTHORIZED 101021000029232170 INTELL CI. CON 10.463.49
Other Orbits
DEBIT ED OF NY
0129,2017 PREAUTHORIZED 101091000016387446 ADP Tax ADP 6597.37
Other Debits
DEBIT Tax
Reporting Currency. USD Page 5 of 12 Generated on 05.23;2017
SDNY_GM_00059669
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EFTA_00170219
EFTA01296876

Deutsche Bank Account Deposits Transactions
Wealth Management From January 03, 2017 To June 22, 2017
42953758 NES, LLC Product Type Value Date Market Value
US Deposits Base Currency USD Deposit Transactions 06.120017 $371.153.59
Deutsche Bank Trust Comp:,
Transaction Activity from 01/03/2017 - 06/22/2017
Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD)
03; ,2017 PREAUTHORIZED 101021000028600716 WAGE PAY ADP 15.495.69
Other Debits
DEBIT WAGE PAY
03^_8.2017 PREAUTHORIZED 101021000025717321 INTELi. CK CON 44.38
Other Debits
DEBIT ED OF NY
03.24'2017 PREAUTHORIZED 101021000024422240 ADP - FEES ADP 59.32
Other Debits
DEBIT PAYROLL FEES
03,12'2017 MONEY TRANSFER TO SANTANDER BANK,N.A. AIC 35.00800
as
Other Debts
INTEGRATEDSECURITYPROFESSIONA
INC
03/2/017 PREAUTHORIZED 1020280300630566= WATER&SWR 5,565.23
Other Debits
DEBIT NYC WATER SDIDEP
03/17,2017 MONEY TRANSFER TO FIRST COMMAND BANK NC 2,167.36
Other Debits
0346,2017 PREAUTHORIZED 101021000020380300 ADP Tax MP 1.064.81
DeposEls'Other Credits
CREDIT Tax
GS151017 PREAUTHORIZED 102001000019781505 Tax Paynint NYS 25.00
Other Debts
DEBIT DTF PIT
C3152017 PREAUTHORIZED 101091000019754418 ADP Tax ADP 8.882.82
Other Debts
DEBIT Tax
03152017 PREAUTHORIZED 10102 I COX19429 5? WAGE PAY APP 15.495 69
Other Debits
DEBIT WAGE PAY
03142017 PREAUTHORIZED 1010210):(12,r02!45 iNTELL CK CON 11,16596
Other Debits
DEBIT ED OF NY
Reporting Currency. USD Page 6 of 12 Generated on 08232017
SDNY_GM_00059670
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CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0022494
EFTA_00170220
EFTA01296877

Deutsche Bank Account Deposits Transactions
Wealth Management From January 03, 2017 To June 22, 2017
42953758 NES, LLC Product Type Value Date Market Value
US Deposits Base Currency USD Deposit Transactions 06:222017 $371,153.59
Deutsche Bank Trust Company Americas
Transaction Activity from 01/03/2017 - 06/22/2017
Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD)
03/10:2017 PREAUTHORIZED 1010210000:5738200 ADP-FEES ADP 59.32
Other Debits
DEBIT PAYROLL FEES
I0.2017 MONEY TRANSFER TO FIRST COMMAND BANK A'C 2.104.50
Other Debits
03'072017 PREAUTHORIZED 10 I 043000094155801 PREMIUMS 18.926.89
Other Debits
DEBIT OXFORD HEALTH
Checks Paid 031002017 CHECK #1273 Check #1273 87101
Checks Paid 0303.2017 CHECK 51274 Check *1274 299.40
030112017 PREAUTHORIZED 101021000O277719:t EEPAY:GARN 15.495 64
Other Debits
DEBIT ADP EE PAY:DARIO-At
0301:2017 PREAUTHORIZED 10102I00-0025.326233 INTELL CK CON 10300 56
Other Gslbas
DEBIT ED OF NY
.... .
03[01:2017 PREAUTHORIZED 10109I C.00015320040 Tax401k ADP 5.69095
Other Debits
DEBIT Tax:401It
Checks Paid 02:252017 CHECK 01219 CheckS.12'9 4,418 60
02027/2017 PREAUTHORIZED 102021000025410809 INTELL CK CON 43.08
Other Debits
DEBIT ED OF NY
Checks Paid 0:27:2017 CHECK 01272 Check 01272 28223
0224(2017 PREAUTHORIZED 101021000023228376 ADP - FEES ADP 59.32
Other Debits
DEBIT PAYROLL FEES
021242017 MONEY TRANSFER TO FIRST COMMAND BANK AO 1.870.52
Other Debits
Reporting Currebtty USD Page 7 oft2 Generated on 00232017
SDNY_GM_00059671
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022495
EFTA_00 170221
EFTA01296878

Deutsche Bank
Account Deposits Transactions
Wealth Management From January 03, 2017 To June 22. 2017
42953758 NES, LLC Product Type Value Date Market Value
US Deposits Base Currency USD Deposit Transactions 06:22:2017 $371.153%
Deutsche Sank Trust Company Americas
Transaction Activity from 01/03/2017 - 06/22/2017
Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD)
02;162017 Cash Writ Transfer REF 047113.31. FUNDS TRANSFER 400 00 00
De pass alter Credits
Credit FRMDEP 35260591 FROM
02.15.2017 PREAUTHORIZED 101091000018248924 Tax1401k ADP 6.72648
Other Debits
DEBIT Tax/401k
02. I S •2017 PREAUTHORIZED 101021000027922571 EEPAYIGARN 1546670
Other Debits
DEBIT ADP EEPAY/GARNWC
52.15 201 7 MONEY TRANSFER TO FIRST COMMAND BANK A/C 2.27523
Other Debits
..-..-.-..
0241442017 PREAUTHORIZED 101021000027693157 INTELL CI,. CON 13507.52
Other Debits
DEBIT ED OF NY
02.10/'017 PREAUTHORIZED 101021000026223747 M2P - FEES ADP 60 82
Other Debits
DEBIT PAYROLL FEES
Checks Pall 02/0842017 CHECK a1271 Check 01271 244.97
02072017 PREAUTHORIZED 101043000093080241 PREMIUMS 12.89885
Other Debits
DEBIT OXFORD HEALTH
Checks Paid 02;062017 CHECK #1270 Check 41270 108.88
02/01:2017 PREAUTHORIZED 101021000027048121 EEPAY/GARN 16,204 87
Other Debits
DEBIT ADP EEPAY;GARNWC
02101,2017 PREAUTHORIZED 101091000017366420 Tex/401k ADP 6,964 44
Other Debits
DEBIT Taxf401k
Checks Paid 01/3142017 CHECK #1268 Ctted4 11268 3,18000
011302017 PREAUTHORIZED 1020210000241101968 INTELL CK CON 9,810 $4
Other Debits
DEBIT ED OF NY
0
Reporting Currere,y• USD Page 8 o112 Generated on 05,252017
SDNY_GM_00059672
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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022496
EFTA_00 170222
EFTA01296879

Deutsche Bank
Account Deposits Transactions
Wealth Management From January 03, 2017 To June 22, 2017
42953758 NES, LLC Product Type Value Date Market Value
US Deposits Base Currency USD Deposit Transactions 0622:2017 $371453.59
Deutsche Bank Trust Comp;
Transaction Activity from 01/03/2017 - 06/22/2017
Transaction Type Transaction Date Description To From Funds Added (USD) Funds Subtracted (USD)
01;27:2017 PREAUTHORIZED -..;.i.02002250-4396 ADP - PEES ADP 59.32
Other Debits
DEBIT PAYROLL FEES
Checks Paid 01;27:2017 CHECK111269 Check 1(1269 150.00
01:27/2017 MONEY TRANSFER A CHASE BANK NA NC 210.613.66
Other Debits
WNERSCORP.
01:26.2017 PREALJT₹iORIZED 101028000080972364 WATERSSWR 507.35
Other Debits
DEBIT NYC WATER 6O,DEP
CI 7262017 ?REAUTHORIZED 10102103B1)21907158 iNTELL CK Cow 9158
Other Debits
DEBIT ED OF NY
01;25:2017 PREAUTHORIZED 101021000020429771 ADP - FEES ADP 101 50
Other Debts
DEBIT PAYROLL FEES
0116.2017 PREAUTHORIZED 1010210000267914EO EEPAY/GARN 60,828.56
Other Debits
DEBIT ADP EEPAY/GARNWC
01;18-2017 PREAUTHORIZED 10109100001%7514,3 Tax.4O1k ADP 50.328.62
Other Debits
DEBIT Text4O1k
O1r13,2O17 ()REAUTHORIZED 101021000025547744 NW - FEES ADP 6232
Other Debits
DEBIT PAYROLL FEES
Checks Paid 01/132017 CHECK *1235 Check #1265 1.147.92
01/122017 MONEY TRANSFER TO FIRST COMMAND RANK 2,829.17
Other Debits
........... .....
Checks Paid 01/122017 CHECK 01267 Check 01267 544.36
Checks Paid OH 2:2011 CHECK 01266 Check 01266 4246 13
,
Reporting Currency USD Page 9 of 12 Generated on 0523;2017
SDNY_GM_OOO59673
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CONFIDENTAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022497
EFTA 00170223
EFTA01296880

Deutsche Bank Account Deposits Transactions
Wealth Management From January 03, 2017 To June 22, 2017
42953758 NES, LLC Product Type Value Date Market Value
US Deposits Base Currency USD
Deutsche Bank Trust Comp:,
Transaction Activity from 01/03/2017 - 06/22/2017
Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD)
Checks Paid 01;11;2017 CHECK-.=.::2 Check SI 262 108.88
01412017 PREAUTHORIZED 101021000023891714 INTELL CK CON 10.463.64
Other Debits
DEBIT ED OF NV
Checks Paid 0110.2017 CHECK 01281 Check 4 261 24.S1 00
Checks Paid 01£10.2017 CHECK 01284 Check 01264 571.59
011092017 PREAUTHORIZED 101043000092177775 PREMIUMS 12.89685
Other Debits
DEBIT OXFORD HEALTH
Checks Paid 01109:2017 CHECK 0126'3 Check 01263 544 38
01,042017 PREAUTHORIZED 10i 021000023249435 EEPAY:GARN 62.834.58
Other C-ebes
DEBIT ADP EEPAY/GARNVVC
01;042017 PREAUTHORIZED 101091000019493069 Tex;401k ADP 17.703.05
Other Debits
DEBIT Tax1401k
Total 1,101,064.81 1,365,446.19
0
,,axvtirm Currency. USD Page %Oaf 12 Generated on 0923.2017
SDNY_GM_00059674
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CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e) DB-SDNY-0022498
EFTA_00170224
EFTA01296881

Deutsche Bank
Account Deposits Transactions
Wealth Management Selected Report Criteria
Account/List/Relationship/Client
Account Number : 42953758
Date Range
From 01:03/2017 To 06/22/2017
Currency
Reporting Currency: USD
,,ax+rting Currere.y. USD Par I1 of 12 Generated on 06.2312017
SDNY_GM_00059675
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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022499
EFTA_00 170225
EFTA01296882

Deutsche Bank
Account Deposits Transactions
Wealth Management Disclaimer
FX Rates used for Currency Conversion corresponds to the date (s) of the activity within the selected reporting period.
Please note that the information presented is as of the most recent available value date for each account type. Total values appearing in each module may
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The above information is made available at the client's request and for the client's convenience. This screen contains information regarding accounts held
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Securities Inc., ("DBSI"), member FINRA, NYSE and SIPC and does not constitute an official account statement. Please refer to the "Legal" link for
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,:ax.ntrood Currercy. USD Ganerated on 06.232017
SDNY_GM_00059676
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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0022500
EFTA_00 I 70226
EFTA01296883