EFTA01296610.pdf

LSJE, LLC
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
0 No Hit • Not Required
RDC I. RDC Results No RDC alert (Please see attached)
■ Ilit
... No lilt • Not Required
PCR II. PCR Results No PCR alert (Please sec attached)
M Hit
0 Yes 0 No Ill. Negative Media There was no information found
1315 E Not Required IV. Non-Negative Media There was no information found
V. Other Language Media There was no information found
Results? 0 Yes No vi. D There was no information found
D&B
M Not Required
Result found(please see attached)
Sinanlinx Results? 0 Yes 0 No
El Not Required VII. Smartlinx
0 Review b g y L egal May There was no information found
Court Cases be Requited No Results VIII. Court Cases
M Search not required
Prepared by: Reena Chandwani Date:06/15/2017
Research Analyst
Instructions:
1. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Manindale-Hubbellhttp://www.martindak-comhip/Martindale/home.:tml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
SONY_GM_00059313
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EFTA_00169872
EFTA01296610

OFAC RESULTS
RDC::
Count ':VIRGIN ISLANDS,
11602717 No Match Found kyc 1790849
LSJE, LLC U.S.
11602718 No Match Found kyc 1790849 Country :UNITED STATES
LSJE, LLC
PCR:
C20170637909277 LSJE, LLC 12891589 NCA customised Auto-Closed No-Hit 15/06/2017
C20170637909278 LSJE, LLC 12891589 NCA customised Auto-Closed No-Hit 15/06/2017
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
1 OF 1 RECORD(S)
Comprehensive Business Report
Report Created:6-15-2017 4:55 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright 2017 LexisNexis,
All rights reserved.
Search Terms - company(LSJE, LLC) radius(15)
Executives - Current (0) IncorporationrS0S (0) 0perauonsiSites (1) Sales (0)
Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0)
MVRs - Current (0) MVRs - Prior (5) Watercraft - Current (0) Watercraft - Prior (4)
For internal use only
SDNY_GM_00059314
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Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments S. Liens Filings (0)
UCC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (3)
Possible Employees (0) Person Associates (1) Business Associates (0) TINs (0)
Possible Connected Parent Company (0) Industry Information (0)
Business (0)
View All Sources (12)
Business Summa
Name Address Phone
LSJ LLC 6100 Red Hook Qtrs Ste B-3
i (No recent public filings on file) St Thomas. VI 00802-1348
St. Thomas County
LexID Established TIN
0000-8427-5929 2005
(12 Years in Business)
At a Glance
Real Property 0 UCC Debtor 0
Personal Property 0 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 0 Foreclosure/Notice of Default 0
Name Variations - 3 name variations found
NO. NAME
1. LSJ LLC
2. LITTLE ST JAMES LLC
3 LSJE LLC
TINs - 0 TINs found
Business Profile
Executives: Current - 0 executive(s) found
Incorporation/SOS (0 active, 0 other)
OperatingLocations - Showing 1 location(s)
NO. ADDRESS METRO AREA PHONE
1 6100 Red Hook Qtrs Ste B-3 ST. THOMAS
St Thomas, VI 00802-1348 COUNTY
St. Thomas County
Sales - 0 record(s) found
Parent Company - 0 record(s) found
Industry Information - no information found
Licenses - 0 licenses found
URLs - 0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
UCC Filings (0 debtor, 0 creditor)
For internal use only
SDNY_GM_00059315
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EFTA_00I6987,1
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Page 3
Real Property (0 current, 0 prior)
Personal Property (0 current, 9 prior)
NO. TYPE STATUS YEAR/MAKE MODEL VIN
1. MVR Prior 2004 Mack 600 MR600, Tilt Cab
Vehicle Information
VIN.
Year. 2004
Make: Mack
Model: 600 MR600
Style: Tilt Cab
Source Information
Data Source: GOVERNMENTAL
Registrant 1
LSJE LLC
6100 Red Hook Qtrs Ste B-3
St Thomas, VI 00802-1348
St. Thomas County
Jurisdiction: F
License Plate:
License Plate Type: Other
Previous License Plate:
Registration Date: 12/05/2014
Registration Expiration Date: 01/03/2015
2. MVR Prior 2010 Smart FORTWO PASSION.
Convertible
Vehicle Information
VIN:
Year: 2010
Make. Smart
Model: FORTWO PASSION
Style: Convertible
Base Price: $16,990.00
Source Information
Data Source. GOVERNMENTAL
Owner 1
LSJ LLC
6100 Red Hook Qtrs Ste B-3
St Thomas, VI 00802-1348
St. Thomas County
Title Number: 0105384013
Title Date: 12/02,2010
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3. MVR Prior 2010 Chevrolet C1500 SUBURBAN LTZ, 4
Dr Wagon Sport Utility
Vehicle Information
VIN:
Year: 2010
Make: Chevrolet
Model: C1500 SUBURBAN LTZ
Style: 4 Dr Wagon Sport Utility
Base Price: 552,880.00
Source Information
Data Source: GOVERNMENTAL
Registrant 1
LSJ LLC
6100 Red Hook Otis Ste B-3
St Thomas, VI 00802-1348
St. Thomas County
Jurisdiction. FLI
License Plate:
Registration Date: 07/03/2010
Registration Expiration Date: 08/01/2010
4. 1 MVR 1Prior 11987 1
Vehicle Information
VIN:
Year 1987
Source Information
Data Source: GOVERNMENTAL
Registrant 1
LITTLE ST. JAMES LLC
6100 Red Hook Otrs Ste 2
St Thomas, VI 00802-1348
St. Thomas County
Jurisdiction: F
License Plate:
License Plate Type: Boat
Registration Date: 10/06/1999
Registration Expiration Date: 06/30/2000
5. 1 MVR 1Prior 11993
Vehicle Information
VIN:
Year: 1993
Source Information
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Data Source: GOVERNMENTAL
Registrant 1
LITTLE ST. JAMES LLC
6100 Red Hook Qtrs Ste 2
St Thomas. VI 00802-1348
St. Thomas County
Jurisdiction: FL
License Plate:
License Plate Type: Boat
Registration Date: 10/06/1999
Registration Expiration Date: 06/30/2000
6. Watercraft Prior 1984 C&C
YACHTS INC
Watercraft Info
Vessel Name: Lady G
Vessel Service Type: COMMERCIAL
Length (Ft-In): 40-6
Propulsion: Diesel Reduction
Registrant Info
Status: VALID
Registration Date: 12/22/2004
Expiration Date: 01/31/2006
Owner 1
L S J LLC
6100 Red Hook Qtrs Ste B-3
St Thomas. VI 00802-1348
Source Information
Data Source. GOVERNMENTAL
7. Watercraft Prior 1987
SILVERTON
Watercraft Info
Vessel Service Type: PLEASURE VESSEL
Length (Ft-In): 34-0
Propulsion: INBOARD
Registrant Info
State Florida
Number
Status: ACTIVE
Registration Date: 07/03/2003
Expiration Date: 06/30/2004
Owner 1
LITTLE ST. JAMES L.L.C.
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6100 Red Hook Qtrs Ste 2
St Thomas. VI 00802-1348
Party Type: OWNER/REGISTRANT
Source Information
Data Source: GOVERNMENTAL
8. I Watercraft I Prior I 1993 DYNOUS
Watercraft Info
Vessel Service Type: PLEASURE VESSEL
Length (Ft-In): 10-0
Propulsion: OUTBOARD
Registrant Info
State: Flo
Number:
Status: ACTIVE
Registration Date: 10/06/1999
Expiration Date: 06/30/2000
Owner 1
LITTLE ST. JAMES L.L.C.
6100 Red Hook Qtrs Ste 2
St Thomas, VI 00802-1348
Party Type: OWNER/REGISTRANT
Source Information
Data Source: GOVERNMENTAL
9. Watercraft Prior 1985 MIDNIGHT
EXPRESS BOAT
Watercraft Info
Vessel Service Type. PLEASURE VESSEL
Length (Ft-In): 37-0
Propulsion: OUTBOARD
Registrant Info
State: Fil m
Number:
Status: ACTIVE
Registration Date: 10/14/1986
Expiration Date: 06/30/1901
Owner 1
LITTLE ST. JAMES, LLC
6100 Red Hook Qtrs Ste 2
St Thomas. VI 00802-1348
Party Type: OWNER
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Owner 2
Martinez Se undo
Party Type. REGISTRANT
Source Information
Data Source: GOVERNMENTAL
Associates
Executives: Prior - 0 prior executive(s) found
Registered Agents - 0 registered agent(s) found
Possible Employees - 0 current, 0 prior employees found
Person Associates - 1 other person associates found
NO. NAME ADDRESS ROLE
1. Martinez: Segundo Watercraft
ADeceased
Miami-Dade County
Possible Connected Business - 0 businesses found
Business Associates - 0 business associates found
Sources
All Sources 12 Source Documents
Personal Property 12 Source Documents
Key:
AHigh Risk Indicator. These symbols may prompt you to investigate further.
Moderate Risk Indicator. These symbols may prompt you to investigate further.
• General Information Indicator. These symbols inform you that additional information is provided.
Of The most recent telephone listing as reported by Electronic Directory Assistance.
Wireless Phone Indicator. These symbols indicate a cell phone number.
8 Residential Phone Indicator. These symbols indicate a residential phone number.
• Business Phone Indicator. These symbols indicate a business phone number.
® Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline
service.
FAX Indicator. These symbols indicate a FAX number.
©
Government Phone Indicator. These symbols indicate a government phone number.
Important: Tho Public Records and common:UP/ available data sources used on reports have errors. Data is sometimes entered poorly. processed
stIC011itetly and is generally not free from defect. This system should not be relied upon as definitrvely accurate. Before relying on any data this system
supplies. il should be independently vended. For Secretary of Slate documents, the following dale is for information purposes only and is not an official
record. Certified copies may be obtained from that individual stale's Department of Stale.
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Your DPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright O 2017 Lexistieids. a division of Reed Elsevier inc. All Rights Reserved.
D& B:
There was no information found
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
SDNY_GM_00059321
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