EFTA01296372.pdf

JEGE, Inc
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject names) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
CI No I lit • Not Required
RDC I. RDC Results No RDC alert (Please Yee attached)
DII Ili(
EF No I lit 0 Not Required
PCR II. PCR Results No PCR alert (Please sec attached)
0 i iit
0 Yes No Ill. Negative Media There was no information found
123
eta Required IV. Non-Negative Media There was no information found
0 Not
V. Other Language Media There was no information found
Results? • Yes No There was no information found
MB VI. DAB
• Not Required
Result found(Please see attached)
Smartlinx Results? Yes 0 No
MI No2 t Required VII. Smartlinx
0 Review biLegal May There was no information found
Court Cases be Requital No Results VIII. Court Cases
0 Search nN ot required
Pmpared by: Shanu Gujaria Date:06/15/2017
Research Analyst
Instructions:
I. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-Hubbellhttp://www.manindak.com/sp/Martindakihome.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
SDNY_GM_00059059
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0021883
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EFTA01296372

OFAC RESULTS
RDC:
11602641 No_Ma.tch_Foppi KYC 1790685 Country:UNITED STATES
JEGE, Inc
Country:VIRGIN ISLANDS,
11602642 No Match Found KYC 1790685
JEGE, Inc U.S.
PCR:
C20170637908853 JEGE, Inc 0865115899 NCA customised Auto-Closed No-Hit 15/06/2017
C20170637908852 JEGE, Inc 0865115899 NCA customised Auto-Closed No-Hit 15/06/2017
131S RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
1 OF 1 RECORD(S)
Comprehensive Business Report
Report Created:6-15-2017 12:26 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright O2017 LexisNexis,
All rights reserved.
Search Terms - company(JEGE. Inc) tin(51-0405649) radius(15)
Executives - Current (0) Incorporation(S0S (1) 0perations(Sites (1) Sales (0)
For internal use only
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Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0)
MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0)
Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments 8 Liens Filings (0)
UCC Fillings (0) Executives - Prior (0) Registered Agents (0) Name Variations (1)
Possible Employees (0) Person Associates (0) Business Associates (0) TINS (0)
Possible Connected Parent Company (0) Industry Information (0)
Business (0)
View All Sources (1)
Business Summary
Name Address Phone
JEGE, INC. 1290 Market St Ste 9
I (No recent public filings on file) San Fran, CA 94102-4801
San Francisco County
LexID Established TIN
0000-7627-5994 1979
(38 Years in Business)
At a Glance
Real Property 0 UCC Debtor 0
Personal Property 0 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 0 Foreclosure/Notice of Default 0
Name Variations -1 name variations found
NO. NAME
JEGE. INC
TINs - 0 TINs found
Business Profile
Executives: Current - 0 executive(s) found
Incorporation/SOS (0 active, 1 other)
NO. NAME FILING TYPE STATUS FILING FILING NO. STATE
DATE
1. JEGE, INC. CORPORATION- SUSPENDE 06/19/1979 C0922476 CA
BUSINESS D
Additional Details
Business Type: CORPORATION-BUSINESS
Business Status: SUSPENDED
Filing Type: ARTICLES OF INCORPORATION
Expiration: PERPETUAL
For Profit: Unknown
Foreign/Domestic: Domestic
Origin: State of CA
Filing History (most recent two years)
Filing Date Description
07/01/1981 FRANCHISE TAX BOARD SUSPENSION
07/01/1981 SUSPENDED BY FRANCHISE TAX BOARD
09/27/1979 STATEMENT OF OFFICERS INFORMATION
OperatingLocations - Showing 1 location(s)
For internal use only
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NO. ADDRESS METRO AREA PHONE
1 1290 Market St Ste 9 San Francisco. CA
San Fran. CA 94102-4801
San Francisco County
Sales - 0 record(s) found
Parent Company - 0 record(s) found
Industry Information - no information found
Licenses - 0 licenses found
URLs - 0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
UCC Filings (0 debtor, 0 creditor)
Real Property (0 current, 0 prior)
Personal Property (0 current, 0 prior)
Associates
Executives: Prior - 0 prior executive(s) found
Registered Agents - 0 registered agent(s) found
Possible Employees - 0 current, 0 prior employees found
Person Associates - 0 other person associates found
Possible Connected Business - 0 businesses found
Business Associates - 0 business associates found
Sources
All Sources 1 Source Documents
Corporate Filings 1 Source Documents
Key:
SHigh Risk Indicator. These symbols may prompt you to investigate further.
f Moderate Risk Indicator. These symbols may prompt you to investigate further.
t General Information Indicator. These symbols inform you that additional information is provided.
40 The most recent telephone listing as reported by Electronic Directory Assistance.
Wireless Phone Indicator. These symbols indicate a cell phone number.
Residential Phone Indicator. These symbols indicate a residential phone number.
For internal use only
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a, Business Phone Indicator. These symbols indicate a business phone number.
d) Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline
service.
QD FAX Indicator. These symbols indicate a FAX number.
® Government Phone Indicator. These symbols indicate a government phone number.
Important: The Pubic Records and commercially available data sources used on reports have effort Dale is sometimes entered poorly. processed
incorrectly and is generally not free from defect. This system should not be relied upon as defeetively accurate. Before relying on any data this system
supplies. it should be independently verified. For Set:Maly of Stale documents. the Idlest no data is for Information purposes only and is not an official
record. Codified copies may be obtained from that individual stakes Department of State.
Your DPPA Poinessiblo Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright O 2017 Lovistilexis. a division of Reed Elsevier Inc. All Rights Reserved.
D& B:
There was information found
no
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
SDNY_GM_00059063
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CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0021887
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