EFTA01296367.pdf

Hyperion Air, LLC
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPS must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
CR No Hit • Not Required
RDC I. RDC Results No RDC alert (Please see attached)
0 Ilit
No Hit • Not Required
PCR II. PCR Results No PCR alert (Please see attached)
H Hit
0 Yes 0 No III. Negative Media There was no information found
BLS IV. Non-Negative Media There was no information found
H Not Required
V. Other Language Media There was no information found
Results? 0 Yes No vi. D There was no information found
MB
M Not Required
Result found (please see attached)
Sinaniam Results? (81 Yes 0 No
El Not Required VB. Smartlinx
0 Review by Legal May There was no information found
g
Court Cases be Requited No Results VIII. Court Cases
M Search not required
Prepared by: Reena Chandwani Date:06/22/2017
Research Analyst
Instructions:
1. Review and confirm that all results arc returned for your client.
2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Manindale-Hubbellhttp://www.martindak.com/sp/Martindak/home.:tml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
SDNY_GM_00059054
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0021878
EFTA_00169613
EFTA01296367

OFAC RESULTS
RDC:
Country VIRGIN ISLANDS,
!11603473 No Match Found KYC 1790685
Hyperion Air, LLC U.S.
PCR:
C20170637997659 Hyperion Air, LLC 12937393 NCA customised Auto-Closed No-Flit
22/06/2017
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
1 OF 1 RECORD(S)
Comprehensive Business Report
Report Created:6.22-2017 4:09 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copynght 2017 LexisNexis,
All rights reserved.
Search Terms - company(Hyperion Air, LLC) radius(15)
Executives - Current (0) IncorporationiS0S (0) 0perabonedSites (1) Sales (0)
Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0)
MVRs • Current (0) MVRs Prior (0) Watercraft - Current (0) Watercraft - Prior (0)
Aircraft - Current (1) Aircraft • Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (0)
UCC Filings (0) Executives • Prior (0) Registered Agents (0) Name Variations (1)
Possible Employees (0) Person Associates (0) Business Associates (0) TINs (0)
Possible Connected Parent Company (0) Industry Information (0)
Business (0)
For internal use only
SDNY_GM_00059055
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0021879
EF1'A_00169614
EFTA01296368

Page 2
View All Sources (1)
Business Summary
Name Address Phone
HYPERION AIR LLC 6100 Red Hook Otis Ste B-3
St Thomas, VI 00802-1348
St. Thomas County
LexID Established TIN
0223-8046-2065
At a Glance
Real Property 0 UCC Debtor 0
Personal Property 1 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 0 Foreclosure/Notice of Default 0
Name Variations -1 name variations found
NO. NAME
HYPERION AIR LLC
TINs - 0 TINs found
Business Profile
Executives: Current - 0 executive(s) found
Incorporation/SOS (0 active, 0 other)
OperatingLocations - Showing 1 location(s)
NO. ADDRESS METRO AREA PHONE
1 6100 Red Hook Cars Ste B-3 ST. THOMAS
St Thomas, VI 00802-1348 COUNTY
St. Thomas County
Sales - 0 record(s) found
Parent Company - 0 record(s) found
Industry Information - no information found
Licenses - 0 licenses found
URLs - 0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
UCC Filings (0 debtor, 0 creditor)
Real Property (0 current, 0 prior)
Personal Property 1 current, 0 prior
NO. TYPE STATUS YEAR/MAKE MODEL VIN
1. Aircraft Current 2001 BELL 430 49078
For internal use only
SDNY_GM_00059056
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0021880
EFTA_00169615
EFTA01296369

Page 3
Registrant Info
HYPERION AIR LLC
6100 Red Hook Qtrs Ste B-3
St Thomas, VI 00802-1348
Aircraft Info
Tail Number: 331JE
Registration Date: 09/06/2013
Type: ROTORCRAFT
Number of Engines: 2
Associates
Executives: Prior - 0 prior executive(s) found
Registered Agents - 0 registered agent(s) found
Possible Employees - 0 current, 0 prior employees found
Person Associates - 0 other person associates found
Possible Connected Business - 0 businesses found
Business Associates - 0 business associates found
Sources
All Sources 1 Source Documents
Personal Property 1 Source Documents
Key:
AHigh Risk Indicator. These symbols may prompt you to investigate further.
'it Moderate Risk Indicator. These symbols may prompt you to investigate further.
P . General Information Indicator. These symbols inform you that additional information is provided.
400 The most recent telephone listing as reported by Electronic Directory Assistance.
® Wireless Phone Indicator. These symbols indicate a cell phone number.
Residential Phone Indicator. These symbols indicate a residential phone number.
® Business Phone Indicator. These symbols indicate a business phone number.
Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline
service.
FAX Indicator. These symbols indicate a FAX number.
@ Government Phone Indicator. These symbols indicate a government phone number.
Important: The Rube's Records and commercially available data sources used on reports have errors. Dale Is sometimes entered poorly. processed
incorrectly and is generally not free from defect. This system should not be relied upon as definitively OCCunale. Before relying on any data this system
supplies, it should be independently verified. For Secretary d Slate documents, the following data is for information purposes only and is not an official
record. Certified copies may be obtained team that individual stale's Department of Slate.
Your CIPPA Permissible Use is: Debt Recovery/Fraud
For internal use only
SDNY_GM_00059057
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0021881
EFTA_00169616
EFTA01296370

Page 4
Your GLBA Permisinbie Uso Legal Compliance
Copyrigla 92017 LeesNees. a division of Reed Elsonei Inc All Rghts Reset-fed.
D&B:
There was no information found
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
SDNY_GNI_00059058
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R.QP I DENTIAL
CONFIDENTIAL - PURSUANT TO FED. DB-SDNY-0021882
EFTA_0O169617
EFTA01296371