EFTA01296359.pdf

Hyperion Air, Inc
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
No Hit MI Not Required
RDC I ADC Results No RDC alert (Please sec attached)
• llit
No Hit • Not Requinx1
PCR El • Hit II. PCR Resul4 No PCR alert (Please sec attached)
O Vt.; No III. Negative Media There was no information found
EMS • Not Required IV. Non-Neptive Media There was no information found
V. Other Language Media There was no information found
Results? M Yes : No There was no information found
D&B O Not Acquired Wilt&
Result found(Please see attached)
&manilas Remits? 0 Yes O No
O Not Required VU. Smartlinx
O Review biLegal May There was no information found
Court Cases be Required 0 No Results VIII. Court Cases
O Search not required
Prepared by: Keshav Mahajan Date:06/15/2017
Research Analyst
Instructions:
I. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenienceiblartindale-Ilubbellhttp://st ww.martindale.com/sp/Martindak/home.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
S. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
SONY_GM_00059026
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0021850
EFTA_00 169585
EFTA01296359

OFAC RESULTS
RDC:
-1,
11602606 No Match Found KYC 1790685 Country: UNITED STATES
Hyperion Air, Inc
Country:VIRGIN ISLANDS,
111602620 No Match Found KYC 1790685
Hyperion Air, Inc U.S.
PCR:
C20170637907762 Hyperion Air, Inc 12890472 NCA customised Auto-Closed
No-Hit 15/06/2017
C20170637907946 Hyperion Air, Inc 12890472 NCA customised Auto-Closed
No-Hit 15/06/2017
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
1 OF 2 RECORD(S)
Report
Comprehensive Business
For internal use only
SONYGivi_00059027
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED R.QQN(F DB-SDNY-0021851
EFTA_00169586
EFTA01296360

Page 2
Report Created:6-15-2017 9:56 AM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright O2017 LexisNexis,
All rights reserved.
Search Terms - company(Hyperion Air. Inc) tin(13-3621632) radius(15)
Executives - Current (0) Incorporation/SOS (0) Operations/Sites (1) Sales (0)
Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0)
MVRs - Current (0) MVRs - Prior (0) Watercraft - Ctrrent (0) Watercraft - Prior (0)
Aircraft • Current (0) Aircraft - Prior (3) Bankruptcy Flings (0) Judgments & Liens Filings (0)
UCC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (1)
Possible Employees (0) Person Associates (0) Business Associates (0) TINs (0)
Possible Connected Parent Company (0) Industry Information (0)
Business (0)
View All Sources (4)
Business Summary
Name Address Phone
HYPERION AIR INC
. / (No recent public filings on file)
LexID Established TIN
0148-4847-9666
At a Glance
Real Property 0 UCC Debtor 0
Personal Property 0 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 0 Foreclosure/Notice of Default 0
Name Variations -1 name variations found
NO. NAME
HYPERION AIR INC
TINs - 0 TINs found
Business Profile
Executives: Current - 0 executive(s) found
Incorporation/SOS (0 active, 0 other)
OperatingLocations - Showing 1 location(s)
NO. ADDRESS METRO AREA PHONE
1 Wilmington-Newark.
DE-MD
Sales - 0 record(s) found
Parent Company - 0 record(s) found
Industry Information - no information found
Licenses - 0 licenses found
URLs - 0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
For internal use only
SDNY_GM_00059028
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0021852
EFTA_00 I 69587
EFTA01296361

Page 3
UCC Filings (0 debtor, 0 creditor)
Real Property (0 current, 0 prior)
Personal Property current, 3 prior
NO. TYPE STATUS YEAR/MAKE MODEL VIN
1 Aircraft Prior 2001 BELL 430 49078
Registrant Info
as =
Aircraft Info
Tail Number 331JE
Registration Date: 03/26/2012
Type: ROTORCRAFT
Number of Engines: 2
2. !Aircraft 'Prior 12001 BELL 1430 149078
Registrant Info
YP I I I
Aircraft Info
Tail Number 901RL
Registration Date: 03/26/2012
Type: ROTORCRAFT
Number of Engines: 2
3. Aircraft Prior 1974 G1159B 151
GULFSTREAM
AEROSPACE
Registrant Info
Aircraft Info
Tail Number: 909JE
Registration Date: 03/15/1994
Type: FIXED WING MULTI ENGINE
Number of Engines: 2
For internal use only
SDNY_GM_00059029
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0021853
EFTA_00 I 69588
EFTA01296362

Page 4
Associates
Executives: Prior - 0 prior executive(s) found
Registered Agents - 0 registered agent(s) found
Possible Employees - 0 current, 0 prior employees found
Person Associates - 0 other person associates found
Possible Connected Business - 0 businesses found
Business Associates - 0 business associates found
Sources
All Sources 4 Source Documents
Personal Property 3 Source Documents
Telco 1 Source Documents
Key:
Ai
High Risk Indicator. These symbols may prompt you to investigate further.
Moderate Risk Indicator. These symbols may prompt you to investigate further.
rI.
b General Information Indicator. These symbols inform you that additional information is provided.
III The most recent telephone listing as reported by Electronic Directory Assistance.
Wireless Phone Indicator. These symbols indicate a cell phone number.
8
Residential Phone Indicator. These symbols indicate a residential phone number.
8
Business Phone Indicator. These symbols indicate a business phone number.
Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline
service.
FAX Indicator. These symbols indicate a FAX number.
Government Phone Indicator. These symbols indicate a government phone number.
Important: The Public Records and commercially available data sources used on reports have ermrs. Data Is sometimes entered poorly, processed
inconeclly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system
supplies, l should be Independently veers's'. For Secretary of State documents. the following data is for information purposes only and is not an official
record. Caddied copies may be obtained horn that iidividual states Department of State.
Your OPPA Permissible use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright O 2017 LexisNexis, a division of Reed Elsevier Inc. AI Rights Reserved.
2 OF 2 RECORD(S)
Comprehensive Business Report
Report Created:6-15-2017 9.56 AM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright 2017 LexisNexis,
All rights reserved.
For internal use only
SDNY_GM_00059030
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0021854
EFTA_00 I 69589
EFTA01296363

Page 5
Search Terms - company(Hyperion Air. Inc) tin(13-3621632) radius(15)
Executives • Current (0) IncorporationIS0S (0) Operations/Sites (1) Sales (0)
Licenses (0) URLs (0) Real Property - Curers (0) Real Property - Prior (0)
MVRs - Current (0) MVRs - Prior (0) Watercraft - Curers (0) Watercraft - Prior (0)
Aircraft - Current (1) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (0)
UCC Filings (0) ExeciAives - Prior (0) Registered Agents (0) Name Variations (1)
Possible Employees (0) Person Associates (0) Business Associates (0) TINs (0)
Possible Connected Parent Company (0) Industry Information (0)
Business (0)
View AJI Sautes (1)
Business Summa
Name Address Phone
HYPERION AIR LLC
St Thomas County
LexID Established TIN
0223-8046-2065
At a Glance
Real Property 0 UCC Debtor 0
Personal Property 1 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 0 Foreclosure/Notice of Default 0
Name Variations -1 name variations found
NO. NAME
1. HYPERION AIR LLC
TINs - 0 TINs found
Business Profile
Executives: Current - 0 executive(s) found
Incorporation/SOS (0 active, 0 other)
0 eratin Locations - Showing 1 location s
NO. ADDRESS METRO AREA PHONE
1 ST. THOMAS
COUNTY
St. Thomas County
Sales - 0 record(s) found
Parent Company - 0 record(s) found
Industry Information - no information found
Licenses - 0 licenses found
URLs - 0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
For internal use only
SDNY_GM_00059031
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0021855
EFTA_00169590
EFTA01296364

Page 6
UCC Filings (0 debtor, 0 creditor)
Real Property (0 current, 0 prior)
Personal Prope (1 current, 0 prior
NO. TYPE rrSTATUS YEAR/MAKE MODEL VIN
1. Aircraft Current 2001 BELL 430 49078
Registrant Info
HYPERION AIR LLC
Aircraft Info
Tail Number 331JE
Registration Date: 09/06,2013
Type: ROTORCRAFT
Number of Engines: 2
Associates
Executives: Prior - 0 prior executive(s) found
Registered Agents - 0 registered agent(s) found
Possible Employees - 0 current, 0 prior employees found
Person Associates - 0 other person associates found
Possible Connected Business - 0 businesses found
Business Associates - 0 business associates found
Sources
All Sources 1 Source Documents
Personal Property 1 Source Documents
Key:
A
High Risk Indicator. These symbols may prompt you to investigate further.
Moderate Risk Indicator. These symbols may prompt you to investigate further.
r
- General Information Indicator. These symbols inform you that additional information is provided.
4, The most recent telephone listing as reported by Electronic Directory Assistance.
Wireless Phone Indicator. These symbols indicate a cell phone number.
Residential Phone Indicator. These symbols indicate a residential phone number.
® Business Phone Indicator. These symbols indicate a business phone number.
For internal use only
SDNY_GM_00059032
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQN(F DB-SONY-0021856
EFTA_00 16959 I
EFTA01296365

Page 7
Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline
service.
0
FAX Indicator. These symbols indicate a FAX number.
© Government Phone Indicator. These symbols indicate a govemment phone number.
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly. processed
incorrectly and is generally nol free from doled. This system should nol be relied upon as definitively accurate. Before relying on any dela this system
supplies. at should be independently verified. For Secretary of Slate documents, the lasing data is for information purposes only and is not an official
record. Canfield copies may be obtained horn that iidividual states Department of State.
Your DPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright O 2017 LexisNexis, a division of Reed Elsevier Inc. Al Rights Reserved.
D&B:
There was no information found.
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
SDNY_GM_00059033
IDENTIAL
DB-SONY-0021857
CONFIDENTIAL - PURSUANT TO FED. R.CON(F
EFTA_0016 9592
EFTA01296366