EFTA01296330.pdf

NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject names) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPS must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
0 No Hit • Not Required
RDC I. RDC Results No RDC alert (Please sec attached)
■ Ilit
... No Hit • Not Requited
PCR II. PCR Results No PCR alert (Please sec attached)
H Hit
El Yes 0 No III. Negative Media There was no information found
BLS IV. Non-Negative Media There was no information found
a Not Required
v. Other Language Media There was no information found
Results? MI Yes III No Not required
D&B VI. D&B
0 Not Required
There was no information found
Smanlizui Results? 0 Ifim No
CI
0 Not Required VII. Smartlins
0 Review b g y. L egal May There was no information found
Court Cases be Required No Results VIII. Court Cases
H Search not required
Prepared by: Reena Chandwani Date:06/28/2017
Research Analyst
Instructions:
I. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We Lot attached the %%e h link
below for your convenience:Manindalc-Hubbellhttp://www.martindak.com/sp/Martindaldhome.:tml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
S0NCGM_0005ft585
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0021409
EFTA_00169145
EFTA01296330

OFAC RESULTS
RDC:
Cimintry:RUSSIAN
11603811 No Match Found KYC 1790739
FEDERATION
PCR:
C20 170638060390 62012 15544 NCA customised Auto-Closed No-flit
28/06/2017
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
There was no information found
D& B:
Not required
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
SDNY_GM_00058586
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED R.CON(F DB-SDNY-0021410
EFTA_00169146
EFTA01296331

For internal use only
SDNY_GM_00058587
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0021411
EFTA_00169147
EFTA01296332