EFTA01296310.pdf

NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
0 No Hit • Not Required
RDC I. RDC Results No RDC alert (Please see attached)
■ l lit
... No lift • Not Required
PCR II. PCR Results No PCR alert (Please sec attached)
M Hit
0 Yes 0 No III. Negative Media There was no information found
1315 a Not Required IV. Non-Negative Media There was no information found
V. Other Language Media There was no information found
Not required
Results? • Yes 0 No
D&B v./. Da
0 Not Required
Result found (please see attached)
Sinanlizei Results? IS Yes 0 No
0 Not Required V11. Smartlinx
C1 Review by Legal May Result found (please see attached)
Court Casa be Require' O No Results VIII. Court Cases
Ei Search not required
Prepared by: Reena Chandwani Date:06/28/2017
Research Analyst
Instructions:
I. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Manindak-Itubbellhim://nw.martindale.com/sp/Martindak/home.sml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
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OFAC RESULTS
RDC:
11603813 NO Match Found KYC 1790739 Country:UNITED STATES
PCR:
C201706380603891 6201215544 NCA customised Auto-Closed No-Hit 28/06/2017
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
1 OF 1 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2017 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Date:628/2017
Report processed by:
DEUTSCHE BANK AGII
Phone
None Listed
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ADDITIONAL PERSONAL INFORMATION
DOB Gender LexID sm
Subject Summary
11111110
SSNs Summary
No. SSN State Iss. Date Iss. Warnings
Most frequent S'to subject:
1
DOBs
il sted DOBs:
Possible E-Mail Addresses
ers using creec found
Address Summary - 7 records found
No. Address
2
3
4
5
6
7
Address Details
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Dates Phone
3/2004 - 6/2017
Dates Phone
3/2004 - 11/2009
Dates Phone
2/2004 - 7/2009
Dates Phone
3/2004 - 12/2008
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Dates aim
Dates Phone
Dates Phone
Voter Registrations - 0 records found
Driver Licenses - 4 records found
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Professional Licenses - 0 records found
Health Care Providers - 0 records found
Health Care Sanctions - 0 records found
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4:
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5:
6:
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Sport Licenses - 0 records found
Real Property - 0 records found
Motor Vehicle Registrations - 0 records found
Boats - 0 records found
Aircraft - 0 records found
Bankruptcy Information - 0 records found
Judgments/Liens - 0 records found
UCC Liens - 0 records found
Fictitious Businesses - 0 records found
Notice Of Defaults - 0 records found
Potential Relatives - 0 records found
Business Associates -1 records found
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No. Full Name Address $SN Phone DOB
Neighbors - 10 records found
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Employment Locator - 5 records found
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Criminal Filings - 0 records found
Cellular ft Alternate Phones - 4 records found
Sources - 43 records found
All Sources 43 Source Document(s)
Corporate Affiliations 1 Source Document(s)
Driver Licenses 4 Source Document(s)
Email addresses 11 Source Document(s)
FAA Pilot Certifications 9 Source Document(s)
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FAA Pilot Licenses 6 Source Document(s)
Historical Person Locator 4 Source Document(s)
Person Locator 1 3 Source Document(s)
PhonesPlus Records 4 Source Document(s)
Utility Locator 1 Source Document(s)
Key
AHigh Risk Indicator. These symbols may prompt you to investigate further.
I Moderate Risk Indicator. These symbols may prompt you to investigate further.
(`General Information Indicator. These symbols inform you that additional information is
provided.
`The most recent telephone listing as reported by the EDA source.
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary
of State documents, the following data is for information purposes only and is not an official record, Certified copies may
be obtained from that individual state's Department of State.
Your DPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyrightt 2017 LexisNexis, a division of Reed Elsevier Inc. All rights reserved.
D& B:
Not required
LEGAL RESULTS:
Court Cases:
•" THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY •" Copyright © 2017
CourtLink Corporation
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THE COURT UPDATED THIS RECORD ON: 06/22/2017 12 00:00 AM
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