EFTA01296303.pdf

Karyna Shuliak
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for minks: Reviewer Comments (as necessary):
0 No Hit • Not Required
RDC I. RDC Results No RDC alert (Please see attached)
■ l lit
... No Hit • Not Requited
PCR II. PCR Results No PCR alert (Please sec attached)
H Hit
0 Yes 0 No III. Negative Media There was no information found
BLS
a Not Required IV. Non-Negative Media There was no information found
V. Other Language Media There was no information found
Results? • Yes IN No Not required
D&B VVII.. D&B
0 Not Required
Result found(Please see attached)
Smartlinx Results? 21 Yes 0 No
0 Not Required VII. Smartlinx
0 Review b g y L egal May There was no information found
Court Cana be Requited No Results VIII. Court Cases
M Search not required
Prepared by: Reena Chandwani Date:06/28/2017
Research Analyst
Instructions:
1. Review and confirm that all results arc returned for your client.
2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Manindak-Buhbelthttp://www.martindak.comhip/Martindaidhome.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
S0NY_GM_0005E4534
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OFAC RESULTS
RDC:
11603810 No Match Found KYC 1790739 Countrv:UNITED STATES
Karyna Shuliak
PCR:
C20170638060392 Karyna Shuliak 6201215544 NCA customised Auto-Closed No-Hit 28/06/2017
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
1 OF 1 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2017 Le nsNeixis
a division of Reed Elsevier Inc. AM Rights Reserved.
Date:6/28/2017
Report processed by:
DEUTSCHE BANK AGII
Full Name Address County Phone
SHULIAK, KARYNA
For internal use only
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Page 2
ADDITIONAL PERSONAL INFORMATION
DOB Gender LexID sm
Subject Summary
Name Variations
1 SHULIAK, KARYNA
SSNs Summary
No. SSN State Iss. Date Iss. Warnings
Most frequent SSN attributed to subject:
1: aXXX New York 2009-2011
Possible E-Mail Addresses
Others Using SSN - 0 records found
Address Summary - 6 records found
No. Address
1 9 E 71ST ST
NEW YORK, NY 10021.4102
NEW YORK COUNTY
2:
3:
4:
5:
6:
Address Details
1: 9 E 71ST ST NEW YORK, NY 10021-4102
Address Dates Phone
9 E 71ST ST 7/2015 - 3/2017
NEW YORK NY 10021-4102
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age: 57
Median Income: $201.878
Median Home Value: $1,000,000
Median Education: 17 years
Household Members
None Listed
For internal use only
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Other Associates
EPSTEIN, JEFFREY E
2:
Address Dates Phone
4/2013 - 6/2017
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $156,291
Median Home Value: $753,989
Median Education: 16 years
Household Members
None Listed
Other Associates
None Listed
3: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348
Address Dates Phone
6100 RED HOOK QTRS STE B-3 10/2013 - 4/2017
ST THOMAS. VI 00802-1348
ST. THOMAS COUNTY
Household Members
None Listed
Other Associates
EPSTEIN, JEFFREY E
4:
Address Dates Phone
4/2013 - 8/2013
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $156,291
Median Home Value: $753,989
Median Education: 16 years
Household Members
None Listed
Other Associates
None Listed
5:
A ress Dates Phone
ensue a or rap ical Region
Median Head of Household Age: 51
Median Income: $92,045
Median Home Value: $761,538
Median Education: 12 years
Household Members
None Listed
Other Associates
None Listed
6:
Address Dates Phone
For internal use only
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Census Data for Geographical Region
Median Head of Household Age: 39
Median Income: $56,500
Median Home Value. $370,896
Median Education: 13 years
Household Members
None Listed
Other Associates
None Listed
Voter Registrations - 0 records found
Driver Licenses - 0 records found
Professional Licenses -1 records found
1: Professional License
Licensee Information
Name: SHULIAK, KARYNA
KXXX
SSN:
Address: 6100 RED HOOK QTRS STE 8-3 ST THOMAS, VI 00802-1348
County: ST. THOMAS
Profession or Board:
License Type:
License Number:
Issue Date:
Expiration Date:
Status:
State:
Health Care Providers - 1 records found
1: Health Care Providers
Name(s): SHULIAK, KARYNA
SHULIAK, KARYNA
SHULIAK KARYNA
Gender: FEMALE
DOB(s): 1.11.
Business Addresses: HOOK QTRS STE B-3
ST THOMAS, VI 00802-1348
358 EL BRILLO WAY
PALM BEACH. FL 33480-4730
License Number/State: 21635/ FL
65268 / CA
2230 / VI
Medical School/Grad Year: COLUMBIA UNIVERSITY / 2015
Health Care Sanctions - 0 records found
Pilot Licenses - 0 records found
Sport Licenses - 0 records found
Real Property - 0 records found
Motor Vehicle Registrations - 0 records found
Boats - 0 records found
Aircraft - 0 records found
Bankruptcy Information - 0 records found
Judgments/Liens - 0 records found
UCC Liens - 0 records found
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Fictitious Businesses - 0 records found
Notice Of Defaults - 0 records found
Potential Relatives -1 records found
1st Degree 1
No. Full Name Address/Phone
1. SHULYAK, DENNIS
• AKA SHULIAK, DZIANIS
• AKA SHULIAK, DENNIS
• AKA SHULAK. DZIANIS
• AKA SHULIAK, DZIANIAS
• AKA SHULIAK
SSNM XXXX
DOB:
(Age:
Business Associates - 0 records found
Person Associates - 1 records found
No. Full Name Address SSN Phone DOB
1: EPSTEIN, JEFFREY E 9 E 71ST ST (212) 249-1122 1/1953
EPSTEIN, JEFFERY E NEW YORK, NY 10021- (212) 288-7171
EPSTEIN. JERRERY 4102 (212) 368-3758
EPSTEIN, J (212) 750-9895
EPTSTEIN, JEFFERY •457 MADISON AVE FL 4TH
EPSTIEN, JEFFERY NEW YORK, NY 10022-
EDWARDS, JEFFERY 6843
49 ZORRO RANCH RD BH
STANLEY, NM 87056-9743
49 ZORRO RANCH RD B
STANLEY, NM 87056-9743
6100 RED HOOK QTRS
STE B-3
ST THOMAS, VI 00802-
1348
Neighbors - 2 records found
9 E 71ST ST NEW YORK, NY 10021-4102
Name Address Phone
RIVERA, MIGUELINA CUBERO
LAMBERT. JOEL I
LUTNICK, ALLISON L
LUTNICK, BRANDON G
LUTNICK, HOWARD WILLIAM
LUTNICK, KYLE S
Employment Locator - 0 records found
Criminal Filings - 0 records found
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Cellular & Alternate Phones - 0 records found
Sources - 31 records found
All Sources 31 Source DocumeM(s)
Email addresses 5 Source Document(s)
Historical Person Locator 3 Source Document(s)
Person Locator 1 1 Source Document(s)
Phone 12 Source Document(s)
Professional Licenses 7 Source DocumeM(s)
Providers 1 Source Document(s)
Utility Locator 2 Source Document(s)
Key
AHigh Risk Indicator. These symbols may prompt you to investigate further.
1 Moderate Risk Indicator. These symbols may prompt you to investigate further.
PiGeneral Information Indicator. These symbols inform you that additional information is
provided.
The most recent telephone listing as reported by the EDA source.
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary
of State documents, the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your DPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright© 2017 LexisNexis, a division of Reed Elsevier Inc. All rights reserved.
D& B:
Not required
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
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