EFTA01296293.pdf

NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Re vitmer Comments (as necessary: 1:
(23 No Hit O Not Required No RDC Alert(please see attached)
RUC I. RDC Results
El Hit
0
No Hit • Not Required
PCR II. PCR ResuIR No PCR Alert(pl ease see attached)
O Hit
No information Found
HI. Neg.-aRe `,. lcdia
Ins O Yes 0 No
. No Information Found
N. Non-Nein' i% c \Jolla
Not Required
No Information Found
V. Other Language Mcdii
Not required
IttNults? • Yes • No -
:4 Not Required '
Result found(please see attached)
Stuanlinx RtavIts? 0.75 Yes O No
O Not Required VII. Smattlinx
O Review by Legal May No Information Found
Court Cases be Required 0 No Results VIII. Court Cases
O Search not required
Prepared by: Date: 06/28/2017 Research Analyst
Instructions:
I. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Nlartindale-Hubbellhttp://www.martindak.comisp/M1lartindalethome.xml
3. As needed. provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you hive fully reviewed the research documents.
For internal use only
SDNY_GM_00058.511
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OFAC RESULTS
RDC:
No Match Found Country:UNITED STATES
PCR:
C20 I 70638060359 12948095 NCA customised Auto-Closed No-Hit 28/06/2017
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
No Information Found
Other Language Media:
No Information Found
Public Record:
1 OF 1 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2017 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Date:6/2812017
Report processed by:
DEUTSCHE BANK AGII
Full Name Address Coun Phone
ADDITIONAL PERSONAL INFORMATION
SSN DOB Gender
Subject Summary
Name Variations
For internal use only
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SSNs Summary
No. SSN State Iss. Date Iss. Warnings
Most frequent SSN attributed to subject:
1 1995-1997
DOBs
Reported DOBs:
Possible E-Mail Addresses
Others Using SSN - 0 records found
Address Summary - 2 records found
No. Address
Dates Phone
Census Data for Geographical Region
Median Head of Household Age 62
Median Income: $142,803
Median Home Value: $829.082
Median Education: 14 years
Household Members
Other Associates
PALUGAN, MAR IELOU H
2:
Address Dates Phone
MEW
Census Data for Geographical Region
Median Head of Household Age: 57
Median Income: $0
Median Home Value: $0
Median Education: 6 years
Household Members
Other Associates
None Listed
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VoteSistrations - 3 records found
1: Voter Registration
R i ran Information
Name:
W
Residential Address: m
SSN:
Date of Birth:
Gender: Female
Voter Information
Registration Date: 9/27/2013
Last Vote Date: 11/8/2016
Party Affiliation: NONE DECLARED
Active Status: ACTIVE
2: Massachusetts Voter Registration
Reaistrant Information
Name:
Residential Address:
SSN:
Date of Birth:
Occupation: STUDENT
Voter Information
3: Massachusetts Voter Registration
Reaistrant Information
Name:
Residential Address:
SSN:
Date of Birth:
Occupation: STUDENT
Voter Information
Driver Licenses - 0 records found
Professional Licenses - 0 records found
Health Care Providers - 0 records found
Health Care Sanctions - 0 records found
Pilot Licenses - 0 records found
Sport Licenses - 0 records found
Real Property - 0 records found
Motor Vehicle Registrations - 0 records found
Boats - 0 records found
Aircraft - 0 records found
Bankruptcy Information - 0 records found
Judgments/Liens - 0 records found
UCC Liens - 0 records found
Fictitious Businesses - 0 records found
Notice Of Defaults - 0 records found
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Potential Relatives - 10 records found
1st Degree 5. 2nd Degree 5
No. Full Name Address/Phone
Mm-
1.
1 A
1.8.
Eln
1.0
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No. Full Name Address/Phone
2.
2.A.
2.1.
3
4.
5
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No. Address/Phone
Business Associates - 0 records found
Person Associates -1 records found
No. Full Name Address SSN Phone DOB
1
Neighbors - 4 records found
Name Address Phone
Employment Locator - 0 records found
Criminal Filings - 0 records found
Cellular & Alternate Phones -1 records found
1:
I Information
Name:
Address:
For internal use only
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Phone Number:
Phone Type: Mobile
Carrier Information
Carrier: NEW CINGULAR WRLS DC
Carrier City: NEW YORK CITY ZONE 01
Carrier State: NY
Sources - 26 records found
All Sources 26 Source Document(s)
Email addresses 2 Source Document(s)
Historical Person Locator 1 Source Document(s)
Person Locator 1 2 Source Document(s)
Phone 15 Source Document(s)
PhonesPlus Records 1 Source Document(s)
Utility Locator 2 Source Document(s)
Voter Registrations 3 Source Document(s)
Key
AHigh Risk Indicator. These symbols may prompt you to investigate further.
! Moderate Risk Indicator. These symbols may prompt you to investigate further.
INGeneral Information Indicator. These symbols inform you that additional information is
provided.
/The most recent telephone listing as reported by the EDA source.
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary
of State documents, the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your 0PPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright® 2017 LexisNexis, a division of Reed Elsevier Inc. All rights reserved.
D& B:
Not required
LEGAL RESULTS:
Court Cases:
No Information Found
For internal use only
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