EFTA01296250.pdf

NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Revio‘er Comments (as necessar> I.
®No Hu O Not Rtmutral No RDC Alert(please see attached)
RU0 I. RDC Results
O Ilia
0
No Hit • Not Required
PCR II. PCR Results No PCR Alot(pl case see attached)
0 Hit
No Information Found
III. Negai it c Nledla
BIS O Yes 0 No
. No Information Found
IV. Non-Neualk c xledya
Not Required
. No Information Found
V. Other Language media
Not required
Results? • Yes •
D&B VI. D&B
El Not Required
Result found(please see attached)
Smartlinx Results? 024 Yes O No
• Not Required VII. Smattlinx
O Review by Legal May No Information Found
Court Cases he Required 021 No Results VIII. Court Cases
O Search not required
Prepared by: Slim a parashar Date: 06/15/2017 Research Analyst
Instructions:
I. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-Hubbellhttp://www.martindak.comhp /Martindale/home.xml
3. As needed. provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research doctunents.
For internal use only
S0NY_GM_00058456
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OFAC RESULTS
RDC:
Date of
No Match
11602684 KYC 1790724 Country.' UNITED STATES Birth:
Found
5/31/1989
Date of
No Match
11602685 KYC 1790724 SLOVAKIA Birth:
Found
5/31/1989
PCR:
C20170637909085 Karyna Shuliak 12890624 NCA customised Auto-Closed No-Hit 15/06/2017
C20170637909103 Karyna Shuliak 12890624 NCA customised Auto-Closed No-Hit 15/06/2017
BIS RESULTS:
Negative Media:
No Information Found
Non-Negative Media:
No Information Found
Other Language Media:
No Information Found
Public Record:
1 OF 1 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2017 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Date:6/15/2017
Report processed by:
DEUTSCHE BANK AGII
Full Name Address County Phone
SHULIAK, KARYNA 9 E 71ST ST NEW YORK (212) 750-9895
NEW YORK, NY 10021-4102 (212) 249-1122
NEW YORK COUNTY (212) 288-7171
ADDITIONAL PERSONAL INFORMATION
SSN DOB Gender LexID(sm)
105-98-XXX , 188602267903
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ADDITIONAL PERSONAL INFORMATION
SSN DOB Gender LexID(sm)
Subject Summary
Name • '
T S
SSNs Summary
No. SSN State Iss. Date Iss. Warnings
Most frequent SSN attributed to subject:
1: 105-98-XXXX New York 2009-2011
Possible E-Mail Addresses
Others Using SSN - 0 records found
Address Summary - 6 records found
No. Address
1: 9 E 71ST ST
NEW YORK, NY 10021.4102
NEW YORK COUNTY
2: 301 E 66TH ST APT 10F
NEW YORK, NY 10065-6216
NEW YORK COUNTY
3: 6100 RED HOOK OTRS STE B-3
ST THOMAS, VI 00802-1348
ST. THOMAS COUNTY
4: 301 E 66TH ST APT 8A
NEW YORK, NY 10065-6215
NEW YORK COUNTY
5: 239 92ND ST
BROOKLYN, NY 11209.5701
KINGS COUNTY
6: 68 CABRINI BLVD APT 52
NEW YORK. NY 10033-5442
NEW YORK COUNTY
Address Details
1:9 E 71ST ST NEW YORK, NY 10021-4102
Address Dates Phone
9 E 71ST ST 7/2015 - 3/2017 (212)750-9895
NEW YORK, NY 100214102 (212)249-1122
NEW YORK COUNTY (212)288-7171
Census Data for Geographical Region
Median Head of Household Age: 57
Median Income: $201,878
Median Home Value: $1,000,000
Median Education: 17 years
Household Members
None Listed
Other Associates
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EPSTEIN. JEFFREY E
2: 301 E 66TH ST APT 10F NEW YORK, NY 10065-6216
Address Dates Phone
301 E 66TH ST APT 1OF 4/2013 - 5/2017
NEW YORK, NY 10065-6216
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age. 36
Median Income: $156.291
Median Home Value: $753.989
Median Education: 16 years
Household Members
None Listed
Other Associates
None Listed
3: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348
Address Dates Phone
6100 RED HOOK QTRS STE 8-3 12/2015 - 3/2017
ST THOMAS. VI 00802-1348
ST. THOMAS COUNTY
Household Members
None Listed
Other Associates
EPSTEIN. JEFFREY E
4: 301 E 66TH ST APT 8A NEW YORK, NY 10065.6215
Address Dates Phone
301 E 66TH ST APT 8A 4/2013 - 8/2013
NEW YORK, NY 10065-6215
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $156291
Median Home Value: $753,989
Median Education: 16 years
Household Members
None Listed
Other Associates
None Listed
5: 239 92ND ST BROOKLYN, NY 11209-5701
Address Dates Phone
239 92ND ST
BROOKLYN, NY 11209-5701
KINGS COUNTY
Census Data for Geographical Region
Median Head of Household Age: 51
Median Income: $92,045
Median Home Value: $761,538
Median Education: 12 years
Household Members
None Listed
Other Associates
None Listed
6: 68 CABRINI BLVD APT 52 NEW YORK, NY 10033-5442
Address Dates Phone
68 CABRINI BLVD APT 52 (646)864-0040
NEW YORK, NY 10033-5442
For internal use only
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NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age. 39
Median Income: $56,500
Median Home Value: $370,896
Median Education: 13 years
Household Members
None Listed
Other Associates
None Listed
Voter Registrations - 0 records found
Driver Licenses - 0 records found
Professional Licenses -1 records found
1: Professional License
rmation
Name:
SSN: 105-98-XXXX
Address: 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348
County: ST. THOMAS
License Information
Profession or Board: DENTAL BOARD OF CALIFORNIA
License Type: DENTIST
License Number: 65268
Issue Date: 11119t2015
Expiration Date: 05131/2017
Status: VALID UNTIL 05/31/2017
State: California
Health Care Providers - 1 records found
1: Health Care Providers
Name(s):
Gender: FEMALE
DOB(s): 05/1989
Business Addresses: 6100 RED HOOK OTRS STE 8-3
ST THOMAS, VI 00802-1348
358 EL BRILLO WAY
PALM BEACH, FL 33480-4730
License Number/State: 21635 / FL
65268 / CA
2230 /VI
Medical School/Grad Year: COLUMBIA UNIVERSITY / 2015
Health Care Sanctions - 0 records found
Pilot Licenses - 0 records found
Sport Licenses - 0 records found
Real Property - 0 records found
Motor Vehicle Registrations - 0 records found
Boats - 0 records found
Aircraft - 0 records found
Bankruptcy Information - 0 records found
Judgments/Liens - 0 records found
UCC Liens - 0 records found
Fictitious Businesses - 0 records found
For internal use only
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Notice Of Defaults - 0 records found
Potential Relatives -1 records found
1st Degree 1
No. Full Name Address/Phone
1 SHULYAK, DENNIS 48 LAKEWOOD DR
CONGERS. NY 10920-1710
• AKA SHULIAK, DZIANIS (845) 268-2760
• AKA SHULIAK. DENNIS
• AKA SHULAK, DZIANIS 1383 AVENUE OF THE AMERICAS AP T202
• AKA SHULIAK. DZIANIAS NEW YORK. NY 100194910
• AKA SHULIAK (212) 5424150
SSN:213-53-XXXX 618 W 164TH ST APT 43W
DOB:3/1977 NEW YORK, NY 10032-4842
(Age: 40)
188 FILIPE LN UNIT 16
STATEN ISLAND, NY 10308-3361
18 FILIPE LN UNIT 16
STATEN ISLAND, NY 10308-3361
Business Associates - 0 records found
Person Associates -1 records found
No. Full Name Address SSN Phone DOB
1: EPSTEIN, JEFFREY E 9 E 71ST ST 090-44-XXXX (212) 249-1122 1/1953
EPSTEIN. JEFFERY E NEW YORK NY 10021- (212) 288-7171
EPSTEIN. JERRERY 4102 (212) 368-3758
EPSTEIN, J (212) 750-9895
EPTSTEIN, JEFFERY 457 MADISON AVE FL 4TH
EPSTIEN, JEFFERY NEW YORK, NY 10022-
EDWARDS. JEFFERY 6843
49 ZORRO RANCH RD BH
STANLEY. NM 87056-9743
49 ZORRO RANCH RD B
STANLEY, NM 87056-9743
6100 RED HOOK OTRS
STE B-3
ST THOMAS, VI 00802-
1348
Neighbors - 2 records found
9 E 71ST ST NEW YORK, NY 10021.4102
Name Address Phone
9E 71ST ST APT 4E
NEW YORK, NY 10021-4102
LAMBERT, JOEL I 11 E 71ST ST (631) 537-0211
LUTNICK. ALLISON L NEW YORK. NY 10021-4102
LUTNICK. BRANDON G
LUTNICK, HOWARD WILLIAM
LUTNICK. KYLE S
Employment Locator - 0 records found
Criminal Filings - 0 records found
Cellular & Alternate Phones - 0 records found
For internal use only
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Sources - 31 records found
All Sources 31 Source Document(s)
Email addresses 5 Source Document(s)
Historical Person Locator 3 Source Document(s)
Person Locator 1 1 Source Document(s)
Phone 12 Source Document(s)
Professional Licenses 7 Source Document(s)
Providers 1 Source Document(s)
Utility Locator 2 Source Document(s)
Key
AHigh Risk Indicator. These symbols may prompt you to investigate further.
Moderate Risk Indicator. These symbols may prompt you to investigate further.
raGeneral Information Indicator. These symbols inform you that additional information is
provided.
"The most recent telephone listing as reported by the EDA source.
Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes
entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as
definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary
of State documents, the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your OPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright.: 2017 LexisNexis, a division of Reed Elsevier Inc. All rights reserved.
D&B:
Not required
LEGAL RESULTS:
Court Cases:
No Information Found
For internal use only
SDNY_GM_00058462
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