EFTA01296227.pdf

Darren K. Indyke PLLC
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
Lgi No 11)1 0 Nio Itaitiirol
Rix' I. RD(' Results I No RD(' alert (Please see attached)
U tin
0 No Illt 0 Not Required
liCR [83 Hit II. PCR Result; PCR alert (mail send separately)
0 Yes CO No III. Negative Media There was no information found
BIS 0 Not Required IV. Non-Negative Media There was no information found
V. Other Language Media Not Required
D&B Resell& 0 Yes 'I' No VI. D&B There was no information found
0 Not Required
Smartlinx Restate )14 Yes 0 No Result Found (Please see attached)
NI Not Required VII. Smartlinx
El Review by Legal May There was no information found
Court Cases be Required No Results VIII. Court Cases
El Search not required
Prepared by: Prachi Pawa Da c: 06/19/2017
Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We hate attached the web link
below for your convenience:Martindale-Hubbellhttp://www.martindalexom/sp/Martindale/home.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
S0NY_GM_00058.145
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0021169
EFTA_00 168905
EFTA01296227

OFAC RESULTS
RDC:
11602746 No Match Found KYC 1791049 Country:UNITED STATES
Darren K. Indyke PLLC
PCR:
HIT
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
Not Required
Public Records:
1 OF 1 RECORD(S)
Comprehensive Business Report
Report Created:6-16-2017 7:33 AM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright 2017 LexisNexis,
All rights reserved.
Search Terms - company(Darren K. Indyke PLLC) radius(30) last-name(Simoes Birmann) first-name(Bernardo)
For internal use only
SDNY_GM_00058346
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QQNE DB-SDNY-0021170
EFTA_00168906
EFTA01296228

Page 2
Executives - Current (0) Incorporation/SOS (1) Operations/Sites (1) Sales (0)
Licenses (0) URls (0) Real Property - Current (0) Real Property - Prior (0)
MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0)
Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments 8 Liens Filings (0)
UCC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (1)
Possible Employees (1) Person Associates (0) Business Associates (0) TINs (0)
Possible Connected Parent Company (0) Industry Information (0)
Business (1)
View All Sources (2)
Business Summary
Name Address Phone
DARREN K INDYKE PLLC
I (No recent public filings on file)
LexID Established TIN
0005-2172-5465 2008
(9 Years in Business)
At a Glance
Real Property 0 UCC Debtor 0
Personal Property 0 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 0 Foreclosure/Notice of Default 0
Name Variations -1 name variations found
NO. NAME
DARREN K INDYKE PLLC
TINS - 0 TINs found
Business Profile
Executives: Current - 0 executive(s) found
Incorporation/SOS (0 active, 1 other)
NO. NAME FILING TYPE STATUS FILING FILING NO. STATE
DATE
1. DARREN K INDYKE LIMITED LIABILITY N/A 09/05/2008 08090500018
PLLC CORPORATION 5
Additional Details
Business Type: LIMITED LIABILITY CORPORATION
Business Status: N/A
Filing Type: SOS Filing
Expiration: 09/30/2009
For Profit: Unknown
Origin: Other Business Filing
OperatingLocations - Showing 1 location(s)
NO. ADDRESS METRO AREA PHONE
1 NEW YORK COUNTY
Sales - 0 record(s) found
Parent Company - 0 record(s) found
For internal use only
SDNY_GM_00058347
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.QPN(F DB-SONY-0021171
EFTA_00 168907
EFTA01296229

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Industry Information - no information found
Licenses - 0 licenses found
URLs - 0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
UCC Filings (0 debtor, 0 creditor)
Real Property (0 current, 0 prior)
Personal Property (0 current, 0 prior)
Associates
Executives: Prior - 0 prior executive(s) found
Registered Agents - 0 registered agent(s) found
Possible Emp ees - 0 current, 1 prior employees found
NO. NAME ADDRESS STATUS DATE S
1. Britsch. David N Prior
CONTACT 09/05/2008
Person Associates - 0 other person associates found
Possible Connected Business -1 businesses found
NO. NAME
1. DARREN K INDYKE
Business Associates - 0 business associates found
Sources
All Sources 2 Source Documents
Other Directories 2 Source Documents
For internal use only
SDNY_GM_00058348
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SONY-0021172
EFTA_00 168908
EFTA01296230

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Worldbase, 11/30/2013, THE RELATED COMPANIES LP
D&B:
There was no information found
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
SDNY_GM_00058349
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.CON(F DB-SDNY-0021173
EFTA_OOI 68909
EFTA01296231