EFTA01296222.pdf

J. Epstein Virgin Islands Foundation, Inc
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject names) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
0 No Hit • Not Required
RDC I. RDC Results No RDC alert (Please see attached)
■ l lit
... No Hit • Not Required
PCR II. PCR Results No PCR alert (Please see attached)
M Hit
0 Yes 0 No III. Negative Media There was no information found
BLS Required IV. Non-Negative Media There was no information found
E Not
V. Other Language Media There was no information found
D&B RRests? 0 Yes No vi. D There was no information found
M Not Required
Result found(Please see attached)
&minium Results? 0 Yes 0 No
El Not Required VII. Smartliax
El Review b g y L egal May There was no information found
Court Cases be Requited No Results VIII. Court Cases
M Search not required
Prepared by: Reena Chandwani Date:06/19/2017
Research Analyst
Instructions:
1. Review and confirm that all results arc returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Manindale-Hubbellhttp://www.martindak.com/sp/Martindale/home.sml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
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OFAC RESULTS
RDC:
11603149 No Match Found KYC J. Epstein Virgin Islands UNITED STATES
Foundation, Inc
VIRGIN ISLANDS,
11603150 No Match Found KYC J. Epstein Virgin Islands U.S
Foundation, Inc
PCR:
C20170637932300 J. Epstein Virgin Islands Foundation, Inc 12908527 NCA customised Auto-
Closed No-Hit 18/06/2017
C20170637932301 J. Epstein Virgin Islands Foundation, Inc 12908527 NCA customised Auto-
Closed No-Hit 18/06/2017
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
1 OF 1 RECORD(S)
Comprehensive Business Report
Report Created:6-18-2017 7.15 AM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright O 2017 LexisNexis.
All rights reserved.
For internal use only
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Page 2
Search Terms company(J. Epstein Virgin Islands Foundation, Inc) radius(15)
Executives - Current (0) IncorporationiSOS (0) Operations:Sara (1) Sales (0)
Licenses (0) URLs (0) Real Property • Current (0) Real Property • Prior (0)
MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0)
Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (0)
UCC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (2)
Possible Employees (1) Person Associates (0) Business Associates (0) TINs (1)
Possible Connected Parent Company (0) Industry Information (1)
Business (1)
View All Sources (3)
Business Summa
Name Address Phone
J EPSTEIN VIRGIN ISLANDS 6100 Red Hook Otis Ste B-3
FOUNDATION St Thomas. VI 00802-1348
St. Thomas County
I (No recent public filings on file)
LexID Established TIN
0004-2142-8151 2000 66-058)=X
(17 Years in Business)
At a Glance
Real Property 0 UCC Debtor 0
Personal Property 0 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 0 Foreclosure/Notice of Default 0
Name Variations - 2 name variations found
NO. NAME
1. J EPSTEIN VIRGIN ISLANDS FOUNDATION
2. J EPSTEIN VIRGIN ISLANDS FOUNDATION INC
TINs -1 TINs found
NO. TIN NAME
J EPSTEIN VIRGIN ISLANDS FOUNDATION INC
Business Profile
Executives: Current - 0 executive(s) found
Incorporation/SOS (0 active, 0 other)
0 eratm Locations - Showing 1 location s
NO. ADDRESS METRO AREA PHONE
1. 6100 Red Hook airs Ste B-3 ST. THOMAS
St Thomas. VI 00802-1348 COUNTY
St. Thomas County
Sales - 0 record(s) found
Parent Company - 0 record(s) found
Industry Information
SIC NAIC
8733 Noncommercial Research No NAIC information available
Organizations
Industry Description: CHARITABLE ORGANIZATION:PRIVATE INDEPENDENT FOUNDATIONS
Business Description:
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Page 3
Licenses - 0 licenses found
URLs - 0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
UCC Filings (0 debtor, 0 creditor)
Real Property (0 current, 0 prior)
Personal Property (0 current, 0 prior)
Associates
Executives: Prior - 0 prior executive(s) found
Registered Agents - 0 registered agent(s) found
Possible Employees - 0 current, 1 prior employees found
NO. NAME ADDRESS STATUS DATE(S)
1. Hoffman. Paul 6100 Red Hook Qtrs Ste 8-3 Prior
St Thomas, VI 00802-1348
Person Associates - 0 other person associates found
Possible Connected Business -1 businesses found
NO. NAME ADDRESS
1. ISLAND RESOURCES FOUNDATION IN 6100 Red Hook Qtrs Ste 8-3
St Thomas, VI 00802.1348
St. Thomas County
Business Associates - 0 business associates found
Sources
All Sources 3 Source Documents
Government Agency 1 Source Documents
Other Directories 1 Source Documents
Experian FEIN 1 Source Documents
Key:
AHigh Risk Indicator. These symbols may prompt you to investigate further.
Moderate Risk Indicator. These symbols may prompt you to investigate further.
General Information Indicator. These symbols inform you that additional information is provided.
se. The most recent telephone listing as reported by Electronic Directory Assistance.
® Wireless Phone Indicator. These symbols indicate a cell phone number.
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®
Residential Phone Indicator. These symbols indicate a residential phone number.
8 Business Phone Indicator. These symbols indicate a business phone number.
• Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline
service.
• FAX Indicator. These symbols indicate a FAX number.
© Government Phone Indicator. These symbols indicate a government phone number.
Important: The Public Records and cornmercialty available data sources used on reports have errors. Dala is sometimes entered poorly. processed
incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system
supplies. It shoold be independently verified. For Secretary of State documer ts. the following data Is for Information purposes only and is not an official
record. Certified copies may be obtained from that individual stele's Department of Slate.
Your 0PPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright O 2017 Loris/*xis. a division of Reed Elsevier Inc. All Rights Reserved.
There was no information found
LEGAL RESULTS:
Court Cases:
There was no information found
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