EFTA01296023.pdf

Caroline Sophie Camille Lang
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated
Search: Result: Click here for results: Reviewer Comments (as necessary):
:Cr4 No lin O Not ltiNuired
RDC RDC Results No RDC alert (Please sec attached)
E Ilit
PCR Cs No Hit ■ Not Required II. PCR Results No PCR alert (Please see attached)
O fin
O Yes gl No Ill. Negative Media There was no information found
BIS • Not Required IV. Non-Negative Media There was no information found
V. Other Language Media Not Required
D&B R C a I m No ie t R N eq uire Y d e s • No VI. D&B Not Required
Smanlinx Results? lEl Yes O No Result Found (Please see attached)
• Not Required VII. Smarllinx
0 Review b) Legal Ma' Result Found (Please see attached)
Court Cases be Required • No Results VIII. Court Cases
M Search not required I
Prepared by: Prachi Pawa Da c: 12/30/2016
Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-flubbellhttpdAvww.martindale.comisp/Martindalethome.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
S. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
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OFAC RESULTS
RDC:
No Match GCIS Country:UNITED Date of I
11596170 Found 00000550868 Caroline Sophie STATES B
Camille Lang
PCR:
Caroline Sophie Camille Lang NCA customised Auto-Closed No-Hit
30/12/2016
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
Not Required
Public Records:
1 OF 1 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2016 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Date 12/30/2016
Report processed by.
For internal use only
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I)i c
DEUTSCHE BANK AGII
Full Name Address County
LANG, CAROLINE S NEW YORK
ADDITIONAL PERSONAL INFORMATION
SSN DOB Gender LexID(sni)
Subject Summary
Name Variations
1. LANG. CAROLINE S
DOBs
Reported DOBs:
9/1961
Others Using SSN - 0 records found
Address Summary - 2 records found
No. Address
1.
2
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None Listed
Other Associates
None Listed
Voter Registrations - 0 records found
Driver Licenses - 0 records found
Professional Licenses - 0 records found
Health Care Providers - 0 records found
Health Care Sanctions - 0 records found
Pilot Licenses - 0 records found
Sport Licenses - 0 records found
Real Property - 0 records found
Motor Vehicle Registrations - 0 records found
Boats - 0 records found
Aircraft - 0 records found
Bankruptcy Information - 0 records found
Judgments/Liens - 0 records found
UCC Liens - 0 records found
Fictitious Businesses - 0 records found
Notice Of Defaults - 0 records found
Potential Relatives - 0 records found
Business Associates - 0 records found
Person Associates - 0 records found
Employment Locator - 0 records found
Criminal Filings - 0 records found
Cellular & Alternate Phones - 0 records found
Sources - 4 records found
All Sources 4 Source Document(s)
Historical Person Locator 1 Source Document(s)
Person Locator 1 1 Source Document(s)
Person Locator 2 2 Source Document(s)
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D&B:
Not Required
LEGAL RESULTS:
Court Cases:
*** THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY'"'
Plaintiff:
Defendant:
Filing Date
Case Number:
Court: MUNICIPAL - SANTA CLARA
Filing Type: MUNICIPAL CIVIL
Case Type: MOTOR VEHICLE
County: SANTA CLARA
State: CALIFORNIA
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CIVIL SUITS FROM VIRGINIAVIRGINIA DISTRICT COURT
" • THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY • • •
CIVIL SUITS FROM VIRGINIA
VIRGINIA DISTRICT COURT
Defendant: CAROLINE LANG
Plaintiff:
Plaintiff Attorney: SUTHERLAND, CARRIE
Number:
Vendor Number:
Date: 10/24/2006
Filing Type: CIVIL SUIT
Case Type: WARRANT IN DEBT
Status: OPEN
County Filed: ALEXANDRIA CITY
Place Filed: VIRGINIA GENERAL DISTRICT COURT
Description: JUDGMENTS RENDERED ON SUITS UNDER $10,000
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